Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 03/25/2015 Withdrawn 04/07/2015 5
OCC This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. 03/06/2015 Withdrawn 03/17/2015 1
MIAX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
ICECC Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. 06/24/2014 Withdrawn 08/08/2014 2
CME Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 05/29/2014 Withdrawn 06/04/2014 2
ICECC The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. 05/27/2014 Withdrawn 06/09/2014 2
ICECC Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. 03/18/2014 Withdrawn 04/09/2014 3
LCHLTD New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
OCC Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. 12/27/2013 Withdrawn 01/09/2014 2
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
OCC Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. 05/02/2013 Withdrawn 05/13/2013 2
OCC Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. 05/02/2013 Withdrawn 05/15/2013 2
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
ICLREU2 New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. 03/15/2013 Withdrawn 03/21/2013 2
ICECC New rule governing SDR reporting obligations. 03/14/2013 Withdrawn 03/22/2013 2
ICLREU2 New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. 03/07/2013 Withdrawn 03/14/2013 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 12/13/2012 Withdrawn 01/09/2013 1
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 11/13/2012 Withdrawn 12/06/2012 1
ICLREU2 Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. 08/31/2012 Withdrawn 10/12/2012 2
NYMEX Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 07/16/2012 Withdrawn 07/27/2012 2
OCC Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 07/10/2012 Withdrawn 07/16/2012 2
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
LCHLTD Weekly Notification - MXN rate change notice 11/19/2024 Notified 11/19/2024 1
CME Weekly Notification of Rule Amendments - November 11, 2024 11/18/2024 Notified 11/18/2024 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 11/15/2024 Notified 11/15/2024 2
CME Weekly Notification of Rule Amendments - November 4, 2024 11/11/2024 Notified 11/11/2024 1
CME Weekly Notification of Rule Amendments - October 28, 2024 11/05/2024 Notified 11/05/2024 1
CME Weekly Notification of Rule Amendments - October 21, 2024 10/28/2024 Notified 10/28/2024 1
EUREX Weekly Notification of Rule Amendments - Week of October 21, 2024 10/25/2024 Notified 10/25/2024 1
CME Weekly Notification of Rule Amendments - October 14, 2024 10/21/2024 Notified 10/21/2024 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and Risk Working Group. 10/18/2024 Notified 10/18/2024 2
CME Weekly Notification of Rule Amendments - October 7, 2024 10/16/2024 Notified 10/16/2024 1
ICECC Notification of Weekly Risk Parameters 10/11/2024 Notified 10/11/2024 2