Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2
ICE NGX Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. 07/16/2020 Certified 07/30/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear R4 Service Release 11/20/2020 Certified 12/07/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures 01/04/2021 Certified 01/19/2021 2
CME Modifications to CME's Risk Management Policies 06/09/2022 Certified 06/24/2022 2
MGEX Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures 05/07/2024 Certified 05/21/2024 2
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
CBT Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
KCC Amendment to Rule 8.03 pertaining to default procedures 08/25/2010 Certified 08/25/2010 1
CME New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 1
KCC Implementation of Give-up Average Price System Fine Policy 07/30/2012 Certified 08/14/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products 12/15/2016 Certified 12/30/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes 12/05/2019 Certified 12/19/2019 2
LX LedgerX Operations Manual Revision 10/20/2020 Certified 11/03/2020 2
LX DCO Rulebook Amendments 08/04/2022 Certified 08/18/2022 2
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
CME Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
CBT New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
CME Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million 06/05/2012 Certified 06/20/2012 1
ICECC Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. 05/21/2012 Certified 06/05/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
LCHLTD LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees 01/20/2023 Certified 02/03/2023 3
CME Reduction in the Number of Class A Shares Required to be held by Clearing Firms 09/20/2004 Certified 09/24/2004 1
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
OCC Amendment to Interpretation and Policy .01 under Section 11A, Article VI and Interpretation and Policy .01 under Section 3, Article XII 08/31/2010 Certified 08/31/2010 1
NYMEX New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
ICLREU2 ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. 09/12/2014 Certified 09/26/2014 1
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
LCHLTD LCH Limited Self-Certification: Listed Rates fee discount 07/15/2019 Certified 07/29/2019 1
MGEX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
CME Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. 11/10/2008 Certified 11/24/2008 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification tCDS Clearing Rule Book, Procedures and Clearing Notices as specified in the attached document. 07/08/2016 Certified 07/22/2016 1
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
ICE NGX Amendments to Schedule "F" - Physically Settled Gas Futures - Canadian Delivery Points of the Contracting Party Agreement 01/04/2019 Certified 02/08/2019 1
ICE NGX CPA Amendments regarding invoicing and defaults. 12/16/2022 Certified 01/03/2023 1
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 09/06/2023 Certified 09/19/2023 2
ICE NGX Submission to implement changes to ICE NGX RMF to document annual updates. 05/07/2024 Certified 05/21/2024 2
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0