Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
OCC This proposed rule change concerns enhancements to OCC's governance arrangements. 02/24/2016 Certified 03/09/2016 2
ICLR US Amendment to internal Default Management Procedures 09/29/2016 Certified 10/14/2016 3
EUREX Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency 05/13/2019 Certified 05/28/2019 2
LCHLTD LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership 12/04/2019 Certified 12/18/2019 1
EUREX Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book 09/11/2020 Certified 09/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-20 related to adjusting the performance obligations for delivery of Short-Term Euro-BTP Futures Contracts 10/19/2020 Certified 11/02/2020 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2022 12/15/2021 Certified 12/30/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 016-23 related to launch of Futures on FTSE Bitcoin Index in EUR and USD on Eurex Deutschland 03/23/2023 Certified 04/06/2023 2
CCD Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
OCC Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC 11/17/2008 Certified 11/24/2008 1
CME New rule setting forth procedures for trade submissions on ClearPort clearing. 01/30/2009 Certified 02/03/2009 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 106-16 related to the settlement cycle for Spanish equities, allowable currencies for multicurrency cash accounts, an additional collaterization type for specific lenders, and publication of rule changes 08/19/2016 Certified 09/02/2016 2
ICECC The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. 06/20/2017 Certified 07/05/2017 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 11/05/2021 Certified 11/22/2021 2
CME Modifications to CME Clearing's Risk Management Framework and Manual of Operations 09/22/2022 Certified 10/06/2022 2
LCHLTD LCH is submitting for self-certification proposed amendments to the Terms of Reference for certain committees of its Board of Directors. 12/16/2022 Certified 12/30/2022 1
ICE NGX To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point 10/31/2023 Certified 11/15/2023 1
LCHSA LCH SA is submitting for self-certification amendments to its CDS Clearing Rule Book related to recovery and resolution. 12/14/2023 Certified 12/29/2023 1
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
CME New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts 01/30/2009 Certified 02/03/2009 1
OCC The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. 10/17/2013 Certified 11/01/2013 1
CME Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract 09/11/2014 Certified 09/25/2014 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 04/20/2015 Certified 05/04/2015 3
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
ICE NGX NGX is adopting a new margin methodology 03/29/2017 Certified 04/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 092-17 relating to delisting of Daily Futures on TAIEX Derivatives 09/25/2017 Certified 10/10/2017 2
ICLREU2 ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 102-20 related to introducing a specific provision with respect to the novation of CCP Transactions resulting out of a CCP Portfolio Switch 11/20/2020 Certified 12/07/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 09/22/2022 Certified 10/06/2022 1
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-24 related to the introduction of a new juniorisation scheme for Interest Rate Derivative Transactions and OTC NDF Transactions in DM Auctions 05/07/2024 Certified 05/20/2024 2
MIAX Amendments to Bylaw 2.1. 10/11/2024 Certified 10/28/2024 1
CME Remote Clearing 10/22/2002 Certified 10/22/2002 0
CBT New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendments to clearinghouse substitution rule for OTC Derivatives 02/03/2009 Certified 02/03/2009 1
OCC Proposed technical change to Interpretation and Policy .06 under Rule 601 in connection with the expansion of forms of collateral incorporated into STANS 08/25/2010 Certified 08/25/2010 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 09/30/2016 Certified 10/17/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2