Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
NODALCL Transaction Fee Schedule Update 01/26/2023 Certified 02/09/2023 2
ICLREU2 The amendments to the Clearing Membership Policy and Clearing Membership Procedures are intended principally to reflect the termination of CDS clearing at ICEU and therefore remove references to CDS Clearing Members, among other clarifications. 06/05/2024 Certified 06/20/2024 2
OCC OCC-2006-04, 4.26.06, Policy Statement on Internet Access 04/26/2006 Certified 04/26/2006 1
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
OCC Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. 12/14/2012 Certified 01/01/2013 1
CME Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR 04/14/2014 Certified 04/29/2014 2
OCC This proposed rule change concerns updated to clearing member documents. 11/04/2014 Certified 11/19/2014 1
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
ICLREU2 ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. 06/07/2018 Certified 06/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes 01/07/2019 Certified 02/08/2019 2
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. 07/16/2019 Certified 07/30/2019 2
CME Extension of the OTC FX Options Fee Waiver Program 12/15/2023 Certified 01/02/2024 1
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
CME New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. 08/12/2009 Certified 08/18/2009 1
CME Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares 07/28/2011 Certified 08/12/2011 1
ICECC ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 02/04/2015 Certified 02/19/2015 2
ICECC ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. 07/27/2015 Certified 08/10/2015 2
OCC Proposed rule change concerning The Options Clearing Corporation's Fee Policy. 01/09/2018 Certified 01/24/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 011-19 related to implementing, for open positions in Total Return Futures on STOXXr Indices, a daily accrued maintenance fee in addition to transaction fees for matching and registration of transactions 01/31/2019 Certified 02/14/2019 2
NODALCL Transaction Fee Schedule Update 07/27/2023 Certified 08/10/2023 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 01/24/2024 Certified 02/07/2024 2
OCC OCC 2006-03, 4.13.06, Fees for Ancillary Services 04/13/2006 Certified 04/13/2006 1
CME OCC as Clearinghouse 04/22/2002 Certified 04/22/2002 0
OCC Rule changes necessary to accommodate the introduction of delayed start options by CBOE 10/09/2007 Certified 10/29/2007 1
OCC Rule change to accomodate requests from options exchanges that OCC clear options based on index-linked securities. 08/12/2009 Certified 08/18/2009 1
CME Adoption of Modified Split Allocation feature of CME's SPAN methodology for certain energy futures contracts; 12-189. 06/08/2012 Certified 06/22/2012 1
LCHLTD Changes to certain parameters of the Forexclear service Initial Margin model. 01/31/2014 Certified 02/15/2014 1
LCHSA LCH.Clearnet SA has modified its fee schedule for CDSClear in line with recent service developments (introduction of clearing fees for Client Clearing activities and introduction of clearing fees for self clearing activities on CDS single names). 04/15/2014 Certified 04/30/2014 1
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. 07/16/2019 Certified 07/30/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-20 related to the introduction of Related Security Spread Futures on Eurex Deutschland 02/24/2020 Certified 03/09/2020 2
LCHLTD LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. 11/08/2021 Certified 11/23/2021 3
ICE NGX CPA Amendments regarding Settlement Processing 06/20/2023 Certified 07/05/2023 1
CME Amendments to the Credit Risk Management Assessment Methodology and Counterparty Exposure Methodology 01/24/2024 Certified 02/07/2024 2
OCC OCC 2002-02, 3.14.06, Non Customers of Broker Dealers 03/14/2006 Certified 03/14/2006 0
LCHLTD SwapClear Members & Dealers 11/25/2002 Certified 11/25/2002 0
OCC Interp clarifying that "securities contracts" and 'commodity contracts" held by a CLM in a proprietary account are held pursuant to "a cross-margining agreement or similar arrangement" for purposes of Section 561(b)(3)(A) of the U.S. Bankruptcy Code 10/23/2007 Certified 10/29/2007 1
OCC Amend Rule 705 to add money market fund shares as a form of collateral that may be deposited with respect to cross-margin accounts to meet margin requirements. 06/10/2008 Certified 06/17/2008 1
NADEX Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. 05/28/2013 Certified 06/11/2013 1
ICLR US Amendment to procedures regarding valuation of maturing US Treasury securities. 04/15/2014 Certified 04/30/2014 1
OCC This change would consolidate OCC's Governance Committee and Nominating Committee into a single committee, make changes to OCC's nomination process for directors and increase the number of Public Directors on OCC's Board of Directors. OCC #SR-OCC-2014-09 05/13/2014 Certified 05/28/2014 1
ICLREU2 Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements. 04/24/2015 Certified 05/08/2015 2
LCHSA Submission for self-certification the addition of the new trade name "LCH SA" 05/19/2016 Certified 06/02/2016 1
CME Amendment to List of Acceptable Collateral 06/07/2018 Certified 06/21/2018 1
CME Amendments to CBOT Rule 900. ("Categories of Clearing Members") 10/22/2020 Certified 11/05/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 044-21 related to supporting additional compression methodologies with TriOptima AG, front stub periods, clarifying PAI and PAA for T+2 currencies, and clarifying backloading conditions 06/05/2021 Certified 06/18/2021 2
LCHLTD Procedural Amendments 11/01/2002 Certified 11/01/2002 0
CBT Revised Chapter 8 regarding Clearing House and Performance Bonds and Chapter 9 regarding Clearing Members to harmonize with the CME's rulebook since the two DCOs are affiliated under a common parent entity, CME Group, Inc. 10/25/2007 Certified 10/25/2007 1