Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
EUREX Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions 09/27/2017 Certified 10/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes 03/25/2019 Certified 04/08/2019 2
LCHLTD LCH Limited Self-Certification: Complaints Procedure 04/17/2020 Certified 05/01/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). 09/28/2021 Certified 10/13/2021 2
CME Modifications to CME Clearing's Risk Management Framework 11/05/2021 Certified 11/22/2021 2
LX Amendment to Participant Agreement 08/04/2022 Certified 08/18/2022 2
LX Revisions to DCO Rulebook 03/15/2024 Certified 03/29/2024 3
EUREX Proposed rule amendments in Eurex Clearing Circulars 032-24, 033-24 related to exemption for the "Penalty Amount" in case of non-deliveries for Fixed Income Futures and EMIR Risk Committee Member rotation 05/08/2024 Certified 05/21/2024 2
ECC Product, Member Rules 07/09/2002 Certified 07/09/2002 0
CBT Deletion of swap product traded and cleared OTC (ethanol previous month) 07/25/2007 Certified 08/14/2007 1
CMECE Expansion of Product Listing Cycle European Ethanol; 11-467 12/02/2011 Certified 12/17/2011 1
CME Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. 09/26/2012 Certified 10/12/2012 1
LCHLLC Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. 11/08/2013 Certified 11/26/2013 1
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
LCHLTD LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). 06/09/2015 Certified 06/22/2015 1
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1
CME Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts 03/25/2019 Certified 03/25/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/15/2019 Certified 09/13/2019 3
LCHLTD LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. 04/17/2020 Certified 05/01/2020 1
OCC Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees 09/28/2021 Certified 10/13/2021 1
CME Modifications to CME Clearing's Credit Risk Assessment Methodology Policy 11/05/2021 Certified 11/22/2021 2
NODALCL Transaction Fee Schedule Amendment 01/23/2024 Certified 02/06/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 034-24 related to the launch of FTSE?All-World Index Futures denominated in USD on Eurex Deutschland 05/08/2024 Certified 05/21/2024 2
ECC VMAC 10/10/2002 Certified 10/10/2002 0
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
LCHLTD Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. 06/06/2012 Certified 06/21/2012 1
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code 09/28/2017 Certified 10/13/2017 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
ICECC ICC proposes updates to the Model Validation Framework. 06/10/2022 Certified 06/27/2022 2
LCHLTD LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. 01/26/2023 Certified 02/09/2023 1
OCC OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service 05/15/2006 Certified 05/15/2006 1
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
ICLREU2 Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. 11/29/2012 Certified 12/13/2012 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. 08/11/2014 Certified 08/25/2014 1
ICLREU2 ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. 02/26/2016 Certified 03/11/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process 07/08/2016 Certified 07/22/2016 2
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
LCHLTD LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. 09/29/2017 Certified 10/13/2017 1
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1