Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Procedural Amendments 11/01/2002 Certified 11/01/2002 0
CBT Revised Chapter 8 regarding Clearing House and Performance Bonds and Chapter 9 regarding Clearing Members to harmonize with the CME's rulebook since the two DCOs are affiliated under a common parent entity, CME Group, Inc. 10/25/2007 Certified 10/25/2007 1
OCC Rule changes related to the change of expiration date from the Saturday following the third Friday of the specified expiration month to the third Friday of the specified expiration month; SR-OCC-2013-04 and SR-OCC-2013-802. 04/17/2013 Certified 05/02/2013 2
ICECC The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 08/12/2014 Certified 08/26/2014 3
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to changes to EurexOTC Clear IRS Release 6.1 and Clearing Member request to split ICM collateral pools. 05/19/2016 Certified 06/03/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee 07/11/2016 Certified 07/25/2016 . 2
LCHLTD Amendment to the LCH Rulebook to clarify that a branch of a ForexClear member submits a trade on behalf of the ForexClear clearing member. 11/03/2017 Certified 11/20/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members clearing deliverable FX products to receive a fee holiday in their first four months of joining the service. 07/17/2019 Certified 07/30/2019 1
ICLREU2 ICE Clear Europe is adopting the amendments to the Procedures to clarify the requirements for investment of customer funds provided by FCM/BD Clearing Members. 11/27/2020 Certified 12/10/2020 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Policy and F&O Risk Procedures. 02/25/2021 Certified 03/11/2021 2
CME Modifications to CME Clearing's Collateral Policy 11/08/2021 Certified 11/23/2021 2
LCHLTD Collateral Rules 11/08/2002 Certified 11/08/2002 0
NADEX New contracts based on M&As 06/07/2007 Certified 06/22/2007 1
OCC Amendment of rules to expand use and functionality of sub-accounts available to clearing members. 09/28/2007 Certified 10/29/2007 1
ICECC Addition of standard emerging sovereign single name (security based swaps) for clearing 10/03/2011 Certified 10/19/2011 1
LCHLTD Changes related to implementation of SwapClear's Strategic Initial Margin Methodology. 04/15/2013 Certified 04/30/2013 1
NYPC NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. 05/07/2014 Certified 05/22/2014 1
ICLREU2 The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. 02/29/2016 Certified 03/14/2016 3
CME Notification Regarding Amendments to CME Rule 743. ("Delivery Infractions") to Adopt New CME Rule 743.C. ("Final Settlement Finality Rule Applicable in Delivery Obligation Failure") for FX Delivery 05/18/2017 Certified 06/02/2017 2
ICLREU2 To amend ICEU's Clearing Rules, Clearing Procedures and CDS Procedures to implement certain requirements under MiFID II and MiFIR, and relating implementing regulations and technical standards relating to indirect clearing. 12/11/2017 Certified 12/26/2017 2
LCHSA LCH SA is submitting for self-certification the proposed amendments to its Liquidity Risk Modelling Framework. 02/25/2020 Certified 03/10/2020 2
MIAX Amendment of Rule 2106.00. 02/25/2021 Certified 03/11/2021 1
CME Modification of Cleared Euro Overnight Index Average ("EONIA") Overnight Index Swaps to Reference Euro Short Term Rate ("?STR") Ahead of Scheduled Discontinuation of EONIA 09/29/2021 Certified 10/14/2021 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 11/08/2021 Certified 11/23/2021 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies 08/09/2022 Certified 08/23/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 020/24 related to the introduction of the Authorised Manager setup in the FCM Regulations 03/19/2024 Certified 04/02/2024 4
LCHLTD SwapClear Fees & Charges 11/01/2002 Certified 11/01/2002 0
CME Revised Chapters 8 and 9 regarding Clearing House and Performance Bond and Clearing Members to harmonize with CBT rulebook Chapters 8 and 9 on the same topics since they are affiliated under common parent 10/25/2007 Certified 10/29/2007 1
NYPC Amendments to LLC Agreement re fiduciary duties of directors. 10/05/2011 Certified 10/21/2011 1
LCHLLC Amendments to LCH.Clearnet LLC's Rules and Regulations concerning the introduction of Legally Segregated, Operationally Commingled ("LSOC") Accounts under CFTC Regulation Part 22. 10/26/2012 Certified 11/10/2012 1
LCHLTD Rulebook changes to accommodate straight-through processing. 04/15/2013 Certified 04/30/2013 1
LCHLTD Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal 11/12/2013 Certified 11/27/2013 1
NYPC NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. 05/07/2014 Certified 05/22/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
LCHLTD LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. 09/16/2014 Certified 09/29/2014 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the refinement of the CDS Liquidity Margin initiative (Lot 3) to be implemented on 26 July 2016 07/12/2016 Certified 07/26/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an incentive fee rebate program. 10/05/2016 Certified 10/20/2016 1
ICLR US Change to Concentration Charge for Agricultural Products 03/31/2017 Certified 04/14/2017 2
LCHLTD LCH Ltd intends to extend the contracts eligible for portfolio margining with SwapClear products. 10/02/2017 Certified 10/16/2017 1
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
CME Termination of the OTC FX Non-Deliverable Forwards Incentive Program 10/04/2018 Certified 10/19/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. 03/26/2019 Certified 04/09/2019 2
LCHLTD LCH Limited Self-Certification: minor amendments to the ForexClear fee schedule 12/06/2019 Certified 12/20/2019 1
CME Administrative Modifications to CME Clearing's Liquidity Risk Management Framework 11/09/2021 Certified 11/24/2021 2
LCHLTD LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. 09/23/2022 Certified 10/07/2022 3
ICE NGX Amendment to Default Management Procedures 12/16/2022 Certified 01/03/2023 2
OCC Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. 11/01/2023 Certified 11/16/2023 4
LCHLTD Endex Clearing (Dutch Electricity) 12/16/2002 Certified 12/16/2002 0
ICLREU2 Rule amendments re conversion of the MISO Cinergy Hub to the MISO Indiana Hub 10/06/2011 Certified 10/22/2011 1
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2