Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. 10/26/2012 Certified 11/10/2012 1
LCHSA The LCH.Clearnet SA LMC has approved a change in Default fund remuneration. 05/14/2014 Certified 05/29/2014 1
CME Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 07/29/2015 Certified 08/12/2015 1
LCHLTD The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. 01/13/2016 Certified 01/28/2016 1
ICECC ICC proposes amendments to its Clearing Rules (and the adoption of related procedures) involving clearing house default management, recovery and wind-down. 10/06/2016 Certified 12/23/2016 9
ICLREU2 ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. 12/11/2017 Certified 12/26/2017 2
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
CCD Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
OCC Rule Certification by The Options Clearing Corporation Concerning Modifications to its Board Charter and Risk Committee Charter to Align with Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations. 05/08/2024 Certified 05/22/2024 3
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
MIAX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
OCC Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. 05/14/2014 Certified 05/29/2014 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICLREU2 Ice Clear Europe Limited amends its Treasury Documentation. 08/30/2019 Certified 09/13/2019 2
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee 10/22/2020 Certified 11/05/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1
CCD Rule certification of the CCD Risk Management Procedures, 11/01/2023 Certified 11/16/2023 2
ICLR US Amendments to the ICE Clear U.S. Inc.'s Risk Management Framework -- Liquidity Requirements and Cash Investments 10/16/2024 Certified 10/30/2024 2
OCC This proposed rule change amends OCC' s Schedule of Fees in order to correct an inadvertent oversight in a prior rule change. #SR-OCC-2014-11 05/14/2014 Certified 05/29/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy 01/06/2021 Certified 01/21/2021 3
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
LCHLTD LCH is submitting for self-certification fee changes in the SwapClear service. 11/02/2023 Certified 11/17/2023 1
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
LCHLTD A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. 02/15/2011 Certified 02/15/2011 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 435. ("Effect of Suspension or Expulsion") 07/17/2019 Certified 07/31/2019 1
ICE NGX Addition of four physically settled natural gas futures contracts 06/06/2024 Certified 06/21/2024 1
CCORP CCFE as Exchange Market 11/24/2004 Certified 11/24/2004 1
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
LCHLLC Rule amendment to reflect changes to the Risk Committee charter, the creation of a Nominating committee, and to make other conforming changes. 05/28/2010 Certified 06/04/2010 1
LCHLLC Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. 04/19/2013 Certified 05/04/2013 1
CME Changes to IRS contracts; 13-315 08/09/2013 Certified 08/24/2013 1
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. 03/28/2019 Certified 04/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 027-22 and 028-22 related to the listing of Futures on STOXX Global Thematic Indices and the discontinuation of EU Secured Funding Futures 04/13/2022 Certified 04/27/2022 2
LCHLTD LCH Limited is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate for clearing members collateral cash balances. 11/17/2022 Certified 12/02/2022 1
CME Chapters 7 and 8 Clearing et al. 03/22/2006 Certified 03/22/2006 1
NYMEX OTC Trade Submission 09/25/2002 Certified 09/25/2002 0
CME Changes to IRS Manual; 13-313 08/12/2013 Certified 08/27/2013 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-17 relating to introduction of options on seven iShares ETFs 04/03/2017 Certified 04/17/2017 2