Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited self certifies changes to its rules to enable SwapClear Clearing Members ("SCMs") to register SwapClear Contracts subject to post-registration allocation, subject to certain conditions. 08/10/2017 Certified 08/24/2017 1
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCP Switch Programme) proposed to existing and new potential clearing members and clients of its CDSClear service. 08/10/2022 Certified 08/23/2022 1
ICECC Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. 11/17/2022 Certified 12/02/2022 4
EUREX Proposed rule amendments in Eurex Clearing Circulars 039-24 related to the introduction of automatic intra-day margin processing and intra-day margin call communication enhancement 06/07/2024 Certified 06/21/2024 2
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
OCC Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 08/15/2013 Certified 08/30/2013 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program 03/11/2014 Certified 03/25/2014 1
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") 02/16/2017 Certified 03/03/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. 01/11/2018 Certified 01/26/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2
ICECC ICC proposes amendments to its Clearing Rules. 01/07/2021 Certified 01/22/2021 2
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
CME Notification to the Commission that its New York Data Center will migrate to New Jersey 06/08/2021 Certified 08/06/2021 2
LCHLTD LCH Limited is submitting for self-certification revisions to the LCH rules to clarify that LCH will cease clearing of new NDF transactions denominated in the US Dollar-Russian Ruble ("USD-RUB") currency pair on or after 5 December 2022. 11/17/2022 Certified 12/02/2022 1
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
LCHLTD LCH Limited Self-Certification: SwapClear Tradesharer fees 03/21/2024 Certified 04/04/2024 1
NYMEX OTC Energy Options 07/26/2002 Certified 07/26/2002 0
OCC Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. 10/12/2011 Certified 10/27/2011 1
OCC This proposed rule change would allow a clearing fee waiver for exchange new products. 09/02/2015 Certified 09/17/2015 1
NODALCL Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
OCC Proposed rule change concerning OCC's Default Management Policy. 11/06/2017 Certified 11/21/2017 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options 01/10/2020 Certified 01/27/2020 3
LCHLTD LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services 04/21/2020 Certified 05/05/2020 1
ICE NGX Change in subscription fees. 07/19/2021 Certified 08/02/2021 1
LCHLTD LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. 09/30/2021 Certified 10/15/2021 3
ICE NGX Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund 01/31/2023 Certified 02/14/2023 2
ICE NGX Amendments to the CPA to change the Transaction Fees applicable to Yesterday products 06/07/2024 Certified 06/24/2024 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
NYMEX Guaranty Fund 07/26/2002 Certified 07/26/2002 0
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
CCORP Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. 08/26/2009 Certified 08/27/2009 1
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
NADEX Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. 11/23/2016 Certified 12/08/2016 1
OCC Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. 01/11/2018 Certified 01/26/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 084-19 related to the introduction of Capitalab, a Division of BGC Brokers LP, as an additional multilateral portfolio compression provider for EurexOTC Clear Interest Rate Derivatives 09/03/2019 Certified 09/17/2019 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures 02/27/2020 Certified 03/12/2020 2
LCHLTD LCH Limited Self-Certification: Open Access 01/08/2021 Certified 01/22/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. 06/09/2021 Certified 06/23/2021 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/27/2022 Certified 07/12/2022 2
OCC Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations 06/22/2023 Certified 07/07/2023 2