| EUREX |
Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates |
03/09/2022 |
Certified |
03/23/2022 |
|
2 |
| CME |
Acceptance of Short-Term U.S. Treasury Exchange-Traded Funds as Performance Bond |
06/28/2022 |
Certified |
07/13/2022 |
|
1 |
| ICLR US |
NYBOT Pass Through Letters of Credit |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
| OCC |
FCM requirements |
10/08/2002 |
Certified |
10/08/2002 |
|
0 |
| NYMEX |
Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. |
01/23/2008 |
Certified |
02/04/2008 |
|
1 |
| ICLREU2 |
List of additional cleared OTC contracts |
05/20/2011 |
Certified |
05/20/2011 |
|
1 |
| CME |
Change in mark to market performance bond for Cleared OTC USD/CLP spot, forward and swap transactions |
10/14/2011 |
Certified |
10/29/2011 |
|
1 |
| CME |
Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 |
04/12/2012 |
Certified |
04/27/2012 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. |
10/11/2013 |
Certified |
10/31/2013 |
|
1 |
| ICLREU2 |
The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
09/03/2015 |
Certified |
09/18/2015 |
|
2 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. |
08/23/2016 |
Certified |
09/07/2016 |
|
1 |
| ICLR US |
ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. |
06/11/2018 |
Certified |
06/25/2018 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). |
09/05/2019 |
Certified |
09/18/2019 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. |
11/11/2021 |
Certified |
11/26/2021 |
|
4 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. |
02/02/2023 |
Certified |
02/16/2023 |
|
2 |
| CCH |
Policy and procedure for Public Director qualification as "market participant" |
06/07/2024 |
Certified |
06/24/2024 |
|
1 |
| ICLR US |
Liability, Options premiums, Default |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
| OCC |
Stocks Hedge Loan Program |
10/02/2002 |
Certified |
10/02/2002 |
|
0 |
| OCC |
Rule amendments to improve definitions of and establishing consistent usage for, the terms "settlement price" and "final settlement price" as applied to futures contracts cleared by OCC as well as to reflect a change in a service offered by OCC. |
01/24/2008 |
Certified |
02/04/2008 |
|
1 |
| CME |
Fee waiver program for OTC Credit Default Swap Clearing fees |
10/14/2011 |
Certified |
10/29/2011 |
|
1 |
| CME |
Change to fees in S&P GSCI-ER cleared swap contracts; 12-119 |
04/13/2012 |
Certified |
04/28/2012 |
|
1 |
| NADEX |
Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. |
10/28/2013 |
Certified |
11/12/2013 |
|
1 |
| OCC |
This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| SGX-DC |
Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. |
05/20/2016 |
Certified |
06/03/2016 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the proposed minor change for CDSClear not to apply the recovery risk margin to indices going forward. |
02/20/2017 |
Certified |
03/06/2017 |
|
1 |
| LCHLTD |
LCH LTD is filing a self certification for changes to the ForexClear tariffs. |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members to receive a volume based discount on the applicable monthly fees. |
04/01/2019 |
Certified |
04/12/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 085-19 related to the upcoming transition from EONIA to ?STR across products and services and providing further methodologies with regard to handling certain index cessation events |
09/05/2019 |
Certified |
09/19/2019 |
|
2 |
| CME |
Extension the CME OTC FX Fee Waiver Program |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| ICECC |
ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. |
04/22/2020 |
Certified |
05/06/2020 |
|
2 |
| LCHLTD |
LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. |
10/01/2021 |
Certified |
10/18/2021 |
|
4 |
| ICLR US |
Clearing Member Loans |
04/06/2006 |
Certified |
04/06/2006 |
|
1 |
| OCC |
Narrow-Based Stock Indexes |
09/27/2002 |
Certified |
09/27/2002 |
|
0 |
| CME |
New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index |
10/14/2009 |
Certified |
11/02/2009 |
|
1 |
| LCHLTD |
Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. |
09/01/2010 |
Certified |
09/01/2010 |
|
1 |
| CME |
Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members |
10/17/2011 |
Certified |
11/01/2011 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. |
10/18/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLTD |
LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
| ICLREU2 |
The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. |
05/20/2016 |
Certified |
06/06/2016 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. |
02/20/2017 |
Certified |
03/06/2017 |
|
2 |
| OCC |
Proposed rule change concerning changes to The Options Clearing Corporation's management structure. |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. |
04/01/2019 |
Certified |
04/12/2019 |
|
1 |
| ICE NGX |
The addition of four physically-settled natural gas futures transactions in the U.S. natural gas market with delivery points at Pine Prairie Hub (Evangeline Parish, LA). |
09/05/2019 |
Certified |
09/19/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency |
03/02/2020 |
Certified |
03/16/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. |
04/23/2020 |
Certified |
05/06/2020 |
|
2 |
