Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
OCC Proposed rule change to amend the definition of Flexibly Structured Options. 07/16/2018 Certified 07/30/2018 1
MIAX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
CME Modifications to CME Clearing's Risk Management Framework 11/17/2022 Certified 12/02/2022 2
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
OCC Assignment Procedures, Exercise Notices 08/14/2002 Certified 08/14/2002 0
NYMEX Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. 01/14/2008 Certified 02/04/2008 1
CME Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts 04/29/2008 Certified 05/01/2008 1
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physical settlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 04/28/2015 Certified 06/29/2015 5
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index 01/14/2019 Certified 02/08/2019 2
OCC Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. 12/06/2019 Certified 12/20/2019 1
CME Modifications to the Post-Trade Fee Schedule for FEX Natural Gas Products 08/12/2022 Certified 08/26/2022 2
LCHLTD General Regulations 01/31/2006 Certified 12/31/2006 0
OCC Segregation of Long Options Positions 12/17/2002 Certified 12/17/2002 0
CMECE Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end 10/18/2011 Certified 11/02/2011 1
CME Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
ICLREU2 Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements 03/16/2015 Certified 03/30/2015 1
CCH This Rule change amends the bank account requirements for applicants. 06/11/2015 Certified 06/25/2015 1
OCC The purpose of this proposed rule change is to simplify OCC's fee structure. 03/02/2016 Certified 03/16/2016 1
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting for self-certification amendments to its Rules. 01/13/2022 Certified 01/28/2022 6
KKL DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/16/2024 Certified 10/30/2024 1
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
OCC Multiple Accounts of Clearing Members 11/19/2002 Certified 11/19/2002 0
OCC Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member 01/09/2008 Certified 02/04/2008 1
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
CBT Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to its Delivery Procedures in connection with certain ICE Endex natural gas futures contracts. 03/16/2015 Certified 03/30/2015 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. 04/05/2017 Certified 04/18/2017 1
ICECC ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. 10/05/2017 Certified 10/20/2017 2
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. 11/30/2020 Certified 12/11/2020 2
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
CCH Governance arrangements in accordance with CFTC Regulation 39.24(b) 06/07/2024 Certified 06/24/2024 1
LCHLTD Amended Default Rules September 2006 09/14/2006 Certified 09/14/2006 0
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
OCC Market Makers as Segregated Customers 10/17/2002 Certified 10/17/2002 0
MIAX Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. 01/14/2008 Certified 02/04/2008 1
OCC Rule change to permit dividend equivalent payments to be principally effected through the facilities of the DTC with respect to OCC's Market Loan Program. 09/28/2009 Certified 09/28/2009 1
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-17 relating to introduction of six futures on the ISTOXXr Europe Factor Indexes 04/05/2017 Certified 04/19/2017 2
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2