Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX To make amendments relating to the ability to facilitate the listing for trading and clearing of a full load regulated rate option ("RRO") product. 05/29/2020 Certified 06/12/2020 1
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates 03/09/2022 Certified 03/23/2022 2
CME Acceptance of Short-Term U.S. Treasury Exchange-Traded Funds as Performance Bond 06/28/2022 Certified 07/13/2022 1
ICLR US NYBOT Pass Through Letters of Credit 07/13/2006 Certified 07/13/2006 1
OCC FCM requirements 10/08/2002 Certified 10/08/2002 0
NYMEX Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. 01/23/2008 Certified 02/04/2008 1
ICLREU2 List of additional cleared OTC contracts 05/20/2011 Certified 05/20/2011 1
CME Change in mark to market performance bond for Cleared OTC USD/CLP spot, forward and swap transactions 10/14/2011 Certified 10/29/2011 1
CME Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 04/12/2012 Certified 04/27/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
ICLREU2 The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 09/03/2015 Certified 09/18/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. 08/23/2016 Certified 09/07/2016 1
ICLR US ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. 06/11/2018 Certified 06/25/2018 1
ICLREU2 ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). 09/05/2019 Certified 09/18/2019 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. 11/11/2021 Certified 11/26/2021 4
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. 02/02/2023 Certified 02/16/2023 2
CCH Policy and procedure for Public Director qualification as market participant 06/07/2024 Certified 06/24/2024 1
ICLR US Liability, Options premiums, Default 07/12/2006 Certified 07/12/2006 1
OCC Stocks Hedge Loan Program 10/02/2002 Certified 10/02/2002 0
OCC Rule amendments to improve definitions of and establishing consistent usage for, the terms "settlement price" and "final settlement price" as applied to futures contracts cleared by OCC as well as to reflect a change in a service offered by OCC. 01/24/2008 Certified 02/04/2008 1
CME Fee waiver program for OTC Credit Default Swap Clearing fees 10/14/2011 Certified 10/29/2011 1
CME Change to fees in S&P GSCI-ER cleared swap contracts; 12-119 04/13/2012 Certified 04/28/2012 1
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
OCC This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. 03/28/2014 Certified 04/12/2014 1
SGX-DC Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. 05/20/2016 Certified 06/03/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the proposed minor change for CDSClear not to apply the recovery risk margin to indices going forward. 02/20/2017 Certified 03/06/2017 1
LCHLTD LCH LTD is filing a self certification for changes to the ForexClear tariffs. 02/01/2019 Certified 02/15/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members to receive a volume based discount on the applicable monthly fees. 04/01/2019 Certified 04/12/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 085-19 related to the upcoming transition from EONIA to ?STR across products and services and providing further methodologies with regard to handling certain index cessation events 09/05/2019 Certified 09/19/2019 2
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
LCHLTD LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. 10/01/2021 Certified 10/18/2021 4
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
OCC Narrow-Based Stock Indexes 09/27/2002 Certified 09/27/2002 0
CME New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index 10/14/2009 Certified 11/02/2009 1
LCHLTD Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. 09/01/2010 Certified 09/01/2010 1
CME Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members 10/17/2011 Certified 11/01/2011 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
LCHLTD LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. 01/05/2015 Certified 01/20/2015 1
ICLREU2 The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. 07/31/2015 Certified 08/14/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. 05/20/2016 Certified 06/06/2016 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. 02/20/2017 Certified 03/06/2017 2
OCC Proposed rule change concerning changes to The Options Clearing Corporation's management structure. 02/01/2019 Certified 02/15/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. 04/01/2019 Certified 04/12/2019 1