| CME |
REVISED-Extension of the CME OTC FX Fee Waiver Program. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
| LCHLTD |
LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member |
12/10/2014 |
Certified |
12/23/2014 |
|
1 |
| LCHLTD |
Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. |
10/13/2016 |
Certified |
10/26/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-17 relating to changes to the pricing model for single stock dividend futures |
08/15/2017 |
Certified |
08/29/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
| LCHSA |
LCH SA is submitting for self certification the amendments to the CDSClear client clearing fee grid. |
10/17/2018 |
Certified |
10/31/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 036-20 related to the introduction of the March 2021 contracts (as of 9 June 2020) to include those green twin bonds of the Federal Republic of Germany to be deliverable into the German Euro-Fixed Income |
04/30/2020 |
Certified |
05/14/2020 |
|
2 |
| ICLREU2 |
ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. |
03/28/2024 |
Certified |
04/11/2024 |
|
2 |
| CME |
Deletion of the text of CME, CBOT, NYMEX/COMEX Rule 956.D. ("Position Limits") |
09/12/2024 |
Certified |
09/26/2024 |
|
1 |
| OCC |
XM Agreement: OCC-CORP |
02/01/2005 |
Certified |
02/01/2005 |
|
1 |
| MIAX |
Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. |
11/09/2007 |
Certified |
11/16/2007 |
|
1 |
| ICLREU2 |
Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| MIAX |
Clean-up of rules related to clearing fees. |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| ICLR US |
Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. |
04/07/2017 |
Certified |
04/21/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures |
11/11/2019 |
Certified |
11/25/2019 |
|
2 |
| CME |
Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting |
02/08/2023 |
Certified |
02/23/2023 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters |
02/05/2024 |
Certified |
02/20/2024 |
|
2 |
| OCC |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
0 |
| CCORP |
Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. |
11/15/2007 |
Certified |
11/16/2007 |
|
1 |
| MIAX |
Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures |
03/20/2008 |
Certified |
03/21/2008 |
|
1 |
| CME |
Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. |
08/18/2014 |
Certified |
09/02/2014 |
|
1 |
| CME |
Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| LCHSA |
LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| LX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
| CME |
Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
| CME |
Implementation of the Stress Shortfall Margin Add-on Policy |
06/14/2018 |
Certified |
06/28/2018 |
|
2 |
| MIAX |
New Clearing System Rule Amendments |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. |
08/02/2023 |
Certified |
08/15/2023 |
|
2 |
| CCORP |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
1 |
| CCORP |
Definition of Exchange Market amended to add new Global Clearing Link contracts; Appendix 9B amended to add settlement procedures and minimum block size for such contracts; 9B sections re-referenced re original contracts' settlement price rules |
01/09/2008 |
Certified |
02/12/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add options on Nitrogen Financial Instrument Futures traded on CCFE |
03/12/2008 |
Certified |
03/21/2008 |
|
1 |
| CME |
Contract specifications and market information relating to the listing of ten new wet tanker freight forward contracts on CME ClearPort for clearing only. |
06/01/2010 |
Certified |
06/10/2010 |
|
1 |
| LCHLTD |
Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
| CME |
Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| ICLREU2 |
Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
| LCHLTD |
Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. |
04/27/2018 |
Certified |
05/11/2018 |
|
1 |
| ICLREU2 |
ICE Clear Europe proposes to adopts a circular addressing the interpretation of certain Rules and Procedures in the event of the departure of the UK from the EU. |
04/08/2019 |
Certified |
04/22/2019 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
06/12/2019 |
Certified |
06/26/2019 |
|
1 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. |
12/12/2019 |
Certified |
12/27/2019 |
|
2 |
| ICECC |
ICC proposes updates to its Clearing Participant Default Management Procedures. |
01/13/2021 |
Certified |
01/28/2021 |
|
2 |
| CCORP |
CCX Sulfur & Nitrogen Financial Futures |
03/21/2005 |
Certified |
03/21/2005 |
|
1 |
| CBT |
Reduction in minimum price increments for CBT cleared-only OTC Denatured Fuel Ethanol Swap products |
01/04/2008 |
Certified |
02/12/2008 |
|
1 |
| LCHLTD |
Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. |
12/02/2009 |
Certified |
12/03/2009 |
|
1 |
| OCC |
Rule change to provide that futures on CBOE Gold ETF Volatility Index will be treated as security futures |
03/18/2011 |
Certified |
03/18/2011 |
|
1 |
| ICLREU2 |
New Cleared OTC Products |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
| ICLREU2 |
Change to initial payment date on CDS Contracts to be T+1; change to daily calculation and payment of interest on mark to market margin on CDS Contracts |
04/17/2012 |
Certified |
05/02/2012 |
|
1 |
| ICLR US |
Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
