| CME |
Changes related to introduction of new IRS contracts and additional specs to existing IRS contracts within CME's rulebook and Manual of Operations for CME Cleared Interest Rate Swaps; 13-164. |
04/28/2013 |
Certified |
05/11/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. |
08/20/2014 |
Certified |
09/03/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is submitting for self-certification rule changes which will enable Futurisation of Commodity swap contracts in the Enclear Service. The reclassification is scheduled for the weekend of the 29th and 30th November 2014. |
11/14/2014 |
Certified |
11/28/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 100-17 related to the implementation of a partnership program related to the clearing of interest rate swaps |
10/10/2017 |
Certified |
10/24/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 115-17 related to amending the original term for the underlying debt securities for futures contracts on notional debt securities of the Kingdom of Spain |
11/14/2017 |
Certified |
11/29/2017 |
|
2 |
| LCHLTD |
LCH is submitting for self certification a) clarification amendments to the Rulebook and b) the fees related to the FX Options service. |
04/27/2018 |
Certified |
05/11/2018 |
|
1 |
| ICE NGX |
ICE NGX is removing the provisions related to crude products from the ICE NGX Contracting Party Agreement. ICE NGX has not offered trading or clearing in its crude products for several years and has no outstanding open interest in crude oil products. |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| LX |
LedgerX Digital Currency Custody Manual |
06/14/2021 |
Certified |
06/28/2021 |
|
4 |
| MIAX |
Chapter 21 Amendments |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its clearing fees for ICE Futures Europe UK Electricity Futures Contracts. |
11/07/2023 |
Certified |
11/21/2023 |
|
2 |
| OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2024 |
04/01/2024 |
Certified |
04/15/2024 |
|
2 |
| NADEX |
Amendments to rules to permit the intermediation of trading and clearing |
07/08/2009 |
Certified |
07/27/2009 |
|
1 |
| ICECC |
Customer Related Collateral Liquidity |
02/20/2012 |
Certified |
03/06/2012 |
|
1 |
| MIAX |
Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/19/2012 |
Certified |
05/04/2012 |
|
1 |
| ICLREU2 |
To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. |
11/14/2014 |
Certified |
11/28/2014 |
|
1 |
| LCHSA |
In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. |
01/12/2015 |
Certified |
01/27/2015 |
|
2 |
| OCC |
This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. |
10/05/2015 |
Certified |
10/20/2015 |
|
2 |
| ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional CDS products. |
06/28/2017 |
Certified |
07/13/2017 |
|
2 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
| ICE NGX |
ICE NGX is implementing certain changes to:(a) amend the definition of "Event of Default"(b) amendments related to Contracting Party Suspension(c) amendments relating to NAFTA/USMCA(d) amendments relating to Alliance Heat Rate |
01/13/2021 |
Certified |
01/28/2021 |
|
2 |
| CME |
Modifications to the CME Liquidity Risk Management Framework |
06/14/2021 |
Certified |
06/28/2021 |
|
2 |
| CME |
Modification of Cleared OTC GBP, JPY and CHF Interest Rate Swap Products Referencing LIBOR and Limitation of Acceptance for Clearing |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
| CCH |
Removal of guaranty fund from Rules |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committees flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics |
08/03/2023 |
Certified |
08/17/2023 |
|
2 |
| CCD |
Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. |
06/13/2024 |
Certified |
06/28/2024 |
|
2 |
| CCORP |
New Eurex US Contracts |
01/20/2005 |
Certified |
01/20/2005 |
|
1 |
| ICE NGX |
Amendment to Product List of CPA to add nine new products for trading and/or clearing on the NGX tradign system and/or NGX clearing system. |
06/02/2009 |
Certified |
06/04/2009 |
|
1 |
| OCC |
Rule change to accommodate OCC's clearance of physically-settled futures contracts on U.S. Treasury Notes and Bonds. |
07/01/2009 |
Certified |
07/27/2009 |
|
1 |
| CME |
New Chapter 415E for the clearing of S&P GSCI Excess Return Index 2 Month Forward Swap Contracts (Cleared OTC) |
03/09/2010 |
Certified |
03/12/2010 |
|
1 |
| KCC |
Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| NADEX |
Modifications to Demo Account Program |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX Rule 971.C |
12/13/2013 |
Certified |
12/30/2013 |
|
1 |
| CME |
This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R |
03/17/2014 |
Certified |
04/01/2014 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs |
07/20/2016 |
Certified |
08/03/2016 |
|
2 |
| ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. |
06/28/2017 |
Certified |
07/13/2017 |
|
2 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. |
10/11/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Modifications to the CME Clearing Collateral Policy |
06/14/2021 |
Certified |
06/28/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 059-22 related to the introduction of five new FX Futures on Emerging Markets currency pairs on Eurex Deutschland |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
| ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. |
11/07/2023 |
Certified |
11/22/2023 |
|
2 |
| NYMEX |
Consolidation of NYMEX/COMEX Membership Rules |
10/31/2005 |
Certified |
10/31/2005 |
|
1 |
| ICE NGX |
Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. |
06/02/2009 |
Certified |
06/04/2009 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. |
07/23/2009 |
Certified |
07/27/2009 |
|
1 |
| CME |
New Chapter 415F for the clearing of S&P GSCI Excess Return Index 3 Month Forward Swap Contracts (Cleared OTC) |
03/09/2010 |
Certified |
03/12/2010 |
|
1 |
| KCC |
Risk limits on clearing member positions by house and customer origin |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| NADEX |
Holiday hour announcement |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| ICE NGX |
Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 157-16 relating to the admission of EURO STOXX 50r Index Total Return Futures to the EFPI Service, which is the service for Exchange for Physical transactions. |
01/03/2017 |
Certified |
01/18/2017 |
|
2 |
| SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. |
10/11/2017 |
Certified |
10/24/2017 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self certification an extension to its discount plan for Approved Proprietary Trading Firms to 30th June 2019, for its Listed Rates Clearing Service. |
06/15/2018 |
Certified |
06/28/2018 |
|
1 |
| ICLREU2 |
ICE Clear Europe proposes to modify and update certain provisions of its risk policies related to CDS Contracts. |
11/21/2018 |
Certified |
12/06/2018 |
|
2 |
