| ICE NGX |
Amendment to section 3.4 of the Contracting Party Agreement |
09/07/2018 |
Certified |
09/21/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-19 related to extending the scope of the STM model to client-related OTC IRD Transactions (note: this does not affect FCM Regulations; all such transactions for FCM Clearing Members are STM) |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Price Submission Disciplinary Procedure. |
03/09/2021 |
Certified |
03/23/2021 |
|
2 |
| CCD |
CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. |
05/14/2024 |
Certified |
05/29/2024 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 057-24 related to exemptions for Public Entities |
08/07/2024 |
Certified |
08/20/2024 |
|
2 |
| LCHLTD |
Selected Margin Changes |
11/08/2005 |
Certified |
11/08/2005 |
|
0 |
| OCC |
Accelerated Maturity of Stock Futures |
07/25/2002 |
Certified |
07/25/2002 |
|
0 |
| ICE NGX |
Clearing member risk management policies and risk limits |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CCH |
Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| LCHSA |
Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| LCHLTD |
Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. |
09/04/2015 |
Certified |
09/18/2015 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. |
11/19/2015 |
Certified |
12/03/2015 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 038-19 related to introducing functionality to facilitate the clearing of bunched orders with respect to OTC Interest Rate Derivative transactions for FCM Clearing Members under the FCM Regulations |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| ICECC |
ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. |
07/06/2022 |
Certified |
07/20/2022 |
|
2 |
| CME |
Clarification of Settlement Dates on Cleared-only Eurodollar Futures |
03/17/2006 |
Certified |
03/24/2006 |
|
1 |
| NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
| ONXCC |
Futures and Options Positions |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
| CCH |
New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| OCC |
Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| ICECC |
Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| LCHSA |
The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. |
04/25/2014 |
Certified |
05/10/2014 |
|
1 |
| CME |
Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| LCHLTD |
SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. |
09/04/2015 |
Certified |
09/21/2015 |
|
1 |
| LCHLTD |
LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. |
08/26/2016 |
Certified |
09/12/2016 |
|
1 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. |
06/29/2017 |
Certified |
07/14/2017 |
|
3 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. |
03/13/2018 |
Certified |
03/27/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees |
09/15/2023 |
Certified |
09/29/2023 |
|
3 |
| ICLREU2 |
ICE Clear Europe is now retiring its CDS Documents, which consist of policies and procedures that were relevant only to CDS clearing and are no longer applicable following the termination of the CDS clearing service. |
02/07/2024 |
Certified |
02/22/2024 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. |
04/02/2024 |
Certified |
04/16/2024 |
|
2 |
| NADEX |
Amended DCM Order |
12/05/2005 |
Certified |
12/05/2005 |
|
1 |
| OCC |
Futures and Options Positions |
07/29/2002 |
Certified |
07/29/2002 |
|
0 |
| NYPC |
Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Supplementary client clearing requirements |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
| OCC |
OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model |
04/30/2021 |
Certified |
05/14/2021 |
|
2 |
| OCC |
Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description |
10/06/2021 |
Certified |
10/21/2021 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes |
11/18/2021 |
Certified |
12/03/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions |
09/15/2023 |
Certified |
09/29/2023 |
|
2 |
| OCC |
Exercise Notices |
07/02/2002 |
Certified |
07/02/2002 |
|
0 |
| ICLR US |
Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| ICECC |
SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
