Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group 02/07/2019 Certified 02/22/2019 2
OCC Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. 06/09/2020 Certified 06/23/2020 2
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
ICE NGX RMF amendments - enhancements of documentation of Portfolio Margin Model 12/21/2021 Certified 01/06/2022 2
KKL Amendment to the DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/20/2024 Certified 11/01/2024 1
CBT CBOT: EUREX-CCorp Link 05/14/2004 Certified 05/14/2004 0
OCC Amended Clearing Agreement NASDAQ LIFFE 06/24/2002 Certified 06/24/2002 0
MIAX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
ICLREU2 Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin 04/20/2012 Certified 05/05/2012 3
CCH Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. 10/01/2012 Certified 10/17/2012 1
ICLR US New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. 10/19/2012 Certified 11/03/2012 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. 02/21/2014 Certified 03/08/2014 2
SGX-DC Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. 11/17/2014 Certified 12/01/2014 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 06/29/2017 Certified 07/14/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee 09/10/2018 Certified 09/24/2018 2
ICECC ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. 05/04/2020 Certified 05/18/2020 2
LCHSA LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. 10/07/2021 Certified 10/22/2021 1
ICLREU2 The Clearing House is amending its Collateral and Haircut Procedures to make certain clarifications for collateral eligibility criteria relating to market risk. 04/03/2024 Certified 04/17/2024 2
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
OCC Clearing Fund Formula 07/22/2002 Certified 07/22/2002 0
CBT Modify procedures for determining the daily settlement price for 30 year T-Bonds 08/28/2007 Certified 09/04/2007 1
CME CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps 09/17/2010 Certified 09/17/2010 1
ICLREU2 Minimum capital requirements of CDS Clearing Members 04/20/2012 Certified 05/05/2012 1
CME Updates to IRS Manual; 12-274S. 08/30/2012 Certified 09/15/2012 1
CCH New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. 10/01/2012 Certified 10/17/2012 1
EUREX Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures 10/18/2016 Certified 11/01/2016 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
LCHSA LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. 07/31/2020 Certified 08/14/2020 2
MIAX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 048-22 and 049-22 to the Clearing Conditions relating to the reclassification of US OTC CM, to the "US Person" definition, to the delivery of Fixed Income Futures Contracts and other minor changes. 07/07/2022 Certified 07/21/2022 3
CME Modifications to the CME Operational Risk Management Framework 02/10/2023 Certified 02/27/2023 2
OCC OCC 06-11 Rule 828, margin collection schedule 08/07/2006 Certified 08/07/2006 0
CCORP General Guaranty Fund ChemConnect CXX Participant Member Guaranty 11/01/2004 Certified 11/02/2004 1
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
CMECE Changes to detail composition of Disciplinary Panel; CMECE 11-397 10/27/2011 Certified 11/11/2011 1
LCHLLC Rule changes to comply with CFTC Rules applicable to DCOs that become effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
OCC Rule changes related to the central clearing of OTC index options on the S&P 500 Index. 08/30/2012 Certified 09/15/2012 1
MIAX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
LCHLTD LCH is proposing to change its rules to recognise unallocated excess collateral as FCM's buffer and to recognise margin posted by the FCM as FCM's buffer, subject to certain conditions. 10/19/2016 Certified 11/01/2016 1
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
LCHLTD LCH Limited is submitting for self-certification changes to its non-cash collateral concentration limits and corresponding changes to the LCH website. 02/13/2023 Certified 02/28/2023 1
LCHLTD Semiannual rule filing 12/01/2006 Certified 01/11/2007 0
CCORP CDX Exchange 07/28/2004 Certified 07/28/2004 0
ICE NGX Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. 11/06/2009 Certified 11/09/2009 1
CMECE Minor changes to wording, numbering, and dates 10/27/2011 Certified 11/11/2011 1
LCHLTD Amendments re ForexClear Default Management Process and membership criteria, changes to SwapClear Membership criteria, changes to comply with CFTC regulations applicable to DCOs effective May 7, 2012 04/20/2012 Certified 05/05/2012 1