| LCHLTD |
LCH is submitting for self-certification revisions to its rules to expand its eligible SwapClear transactions as well as make an operational enhancement related to basis swap splitting. |
11/25/2022 |
Certified |
12/09/2022 |
|
7 |
| OCC |
Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options |
07/23/2008 |
Certified |
07/29/2008 |
|
1 |
| ICLR US |
Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. |
06/08/2009 |
Certified |
06/09/2009 |
|
1 |
| ICE NGX |
Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement |
01/13/2010 |
Certified |
01/20/2010 |
|
1 |
| NYMEX |
Legacy Green X CPC Incentive Program; 12-206 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| LCHLTD |
Amendments to post-default rules and methodology. |
11/14/2012 |
Certified |
11/14/2012 |
|
1 |
| CME |
Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. |
01/03/2013 |
Certified |
01/18/2013 |
|
1 |
| LCHLTD |
Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| OCC |
This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
| LCHSA |
Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules |
11/19/2014 |
Certified |
12/04/2014 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services |
09/08/2015 |
Certified |
09/22/2015 |
|
1 |
| ICLR US |
Amendment to By-Law Section 5.4 re: custodial failures |
04/28/2016 |
Certified |
05/12/2016 |
|
1 |
| OCC |
Proposed rule change concerning changes to OCC's management structure. |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| EUREX |
Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) |
07/05/2017 |
Certified |
07/19/2017 |
|
2 |
| ICLREU2 |
ICE Clear Europe Changes to F&O Initial Contribution |
03/15/2018 |
Certified |
03/29/2018 |
|
2 |
| ICE NGX |
This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. |
11/26/2018 |
Certified |
12/10/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures |
08/01/2020 |
Certified |
08/14/2020 |
|
2 |
| CME |
Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") |
03/11/2021 |
Certified |
03/25/2021 |
|
1 |
| MGEX |
Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. |
05/04/2021 |
Certified |
05/18/2021 |
|
1 |
| ICLREU2 |
ICEU proposes to modify its Delivery Procedures to add a new Part HH to address new ICE Endex French PEG Natural Gas Futures and ICE Endex French PEG Natural Gas Daily Futures which are futures contracts traded on ICE Endex and cleared through ICEU |
12/23/2021 |
Certified |
01/10/2022 |
|
2 |
| ICE NGX |
Amendment to fee schedule of the Contracting Party's Agreement to remove fees for one-leg location and calendar spreads in natural gas swap products. |
01/12/2010 |
Certified |
01/20/2010 |
|
1 |
| ICLREU2 |
Amendments to add DCM Customer Account structure |
05/27/2011 |
Certified |
05/27/2011 |
|
1 |
| NYMEX |
Legacy GreenX Volume and Liquidity Provider Program; 12-209 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| OCC |
Changes clarify when OCC may refuse a margin withdrawal request or request additional intra-day margin. SR-OCC-2012-21. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| LCHLTD |
Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| ICLREU2 |
ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes |
12/23/2021 |
Certified |
01/10/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-22 related to Article 9 (14) of the CCP Recovery & Resolution Regulation's requirement that Eurex Clearing implement a second layer of pre-funded own resources, called SSITG |
11/28/2022 |
Certified |
12/12/2022 |
|
2 |
| OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to inlcude mini$DAX Index Futures |
09/12/2008 |
Certified |
09/29/2008 |
|
1 |
| OCC |
Change to By-Laws and Rules to accomodate options for which the premium and exercise price are expressed on other than a per unit basis. |
01/14/2010 |
Certified |
01/20/2010 |
|
1 |
| NYMEX |
European Union Allowance and Certified Commission Production futures and spread contracts Market Making program; 12-210 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| OCC |
Rule amendment eliminates potential ambiguity as to OCC's right to use margin credited to Liquidating Settlement Account to settle mark-to-market payments arising from stock loan and borrow positions in customer accounts; SR-OCC-2012-22. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| LCHLLC |
Self-certification in support of the introduction of the LSOC with Excess model. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that limit the use of non-USD collateral for original margin requirements by FCM/BD Clearing Members in connection with customer transactions in the F&O product category. |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 |
09/23/2014 |
Certified |
10/06/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is proposing rule changes to include a definition of the term `Applicable Law' and a requirementfor Clearing Members with clearing clients incorporated in Singapore to provide a disclosure notice tothose clients. |
01/21/2016 |
Certified |
02/04/2016 |
|
1 |
| LCHSA |
Self Certification of amendments to CDS clearing rules relating to extension of CDS clearing service to the clearing of CDX investment grade indices and related US Single Names |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures |
10/21/2016 |
Certified |
11/04/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 066-17 relating to clarifying amendments to the Default Management Process |
07/05/2017 |
Certified |
07/19/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 087-18 related to requiring that FCM Clearing Members generally perform a take-up or reject any incoming client swap transaction within ten minutes and further clarifying amendments |
10/19/2018 |
Certified |
11/02/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Initial Margin parameter update |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its F&O Risk Procedures principally to reflect the introduction of the ICE Risk Model 2 for certain products, consistent with the current ICE Clear Europe F&O Risk Policy. |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
| ICLR US |
Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member |
11/21/2007 |
Certified |
11/27/2007 |
|
1 |
| OCC |
Rule changes revising eligibility requirements for deposit of ETFs and stocks as margin. |
04/14/2009 |
Certified |
04/16/2009 |
|
1 |
| NYMEX |
Legacy GreenX Member Trader Incentive Program; 12-211 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
| LCHLTD |
Changes to default rules re: clearing of futures. |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
| SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. Amendment to a previous self-certification filed by SGX-DC on 2-27-14. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| CME |
Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers |
09/23/2014 |
Certified |
10/07/2014 |
|
2 |
| CME |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
