| ICECC |
New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) |
09/28/2012 |
Certified |
02/14/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/25/2014 |
Certified |
03/12/2014 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules to allow portfolio margining between its SwapClear and Listed Rates clearing services. |
04/28/2016 |
Certified |
05/11/2016 |
|
1 |
| OCC |
This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
| LCHLTD |
Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| LCHLTD |
LCH Ltd self-certifies changes to its rules to support LCH's compliance with the revised requirement on Swap Data Reporting Requirements under Part 45. |
06/30/2017 |
Certified |
07/17/2017 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) |
08/19/2022 |
Certified |
09/02/2022 |
|
1 |
| EUREX |
Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| CCORP |
Eurex Phase I Memorandum and Order |
10/21/2004 |
Certified |
10/29/2004 |
|
1 |
| CBT |
Cleared-only Fuel Ethanol Basis Swaps traded OTC |
09/04/2007 |
Certified |
09/05/2007 |
|
1 |
| NYPC |
Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
| ICECC |
Changes to comply with CFTC Reg. 39.13(g)(8)(ii) |
04/23/2012 |
Certified |
05/08/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX OTC Broker Incentive Program; 12-191 |
06/15/2012 |
Certified |
06/30/2012 |
|
1 |
| OCC |
Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. |
09/05/2012 |
Certified |
09/20/2012 |
|
1 |
| LCHLLC |
Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
| SGX-DC |
Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is submitting for certification proposed amendments to RiskCommittee Terms of Reference. |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| LCHLTD |
LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. |
12/11/2014 |
Certified |
12/24/2014 |
|
3 |
| CME |
Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| LCHLTD |
Circular Self Certification - describing operating procedures for Good Friday and Easter Monday |
03/07/2016 |
Certified |
03/21/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| ICLREU2 |
Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation |
08/30/2016 |
Certified |
09/13/2016 |
|
2 |
| LCHLTD |
LCH self certifies changes to its rules restricting Clearing Members from opening net omnibus type of accounts for clients established in Canada, as required under new regulatory requirements in Canada. |
06/30/2017 |
Certified |
07/17/2017 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
| LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| CME |
Implementation of the Post-Trade Fee Schedule for FEX Products |
03/10/2021 |
Certified |
03/24/2021 |
|
2 |
| LCHLTD |
LCH will change the address of its registered office to 10 Paternoster Square, London EC4M 7LS and will reflect this change in certain parts of the Rulebook. |
01/21/2022 |
Certified |
02/04/2022 |
|
5 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
| MIAX |
Amendments to Chapter 21 Rules applicable to Clearing Member applicants |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
| CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| OCC |
Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. |
06/16/2010 |
Certified |
06/18/2010 |
|
1 |
| ICLREU2 |
List of New OTC Cleared Product Specifications |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
| CME |
Changes to CME's offering for cleared interest rate swaps; 12-204 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
| LCHLTD |
Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
| SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
| CME |
Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| ICLREU2 |
To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| LCHLTD |
LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
05/02/2018 |
Certified |
05/15/2018 |
|
1 |
| LCHLTD |
LCH is self certifying minor rule changes on the ForexClear Service Procedures regarding Calendar Adjustments and the Automatic Exercise of FX Options Contracts |
11/21/2018 |
Certified |
12/06/2018 |
|
1 |
| ICLREU2 |
Filing for F&O Stress Testing Policy and Methodology |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
| CME |
Implementation of the FEX Strip Option Expiration Fee Waiver Program |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
| LCHSA |
LCH SA is proposing to expand the eligible non-cash collateral by amending its CDSClear Clearing Rulebook and publishing a new Clearing Notice. LCH SA is also amending its Liquidity Risk Modelling Framework. |
10/08/2021 |
Certified |
10/25/2021 |
|
5 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules to implement a delegation mechanism for clients of CDSClear clearing members that would apply in the context of the restructuring notification process for swaptions. |
04/19/2022 |
Certified |
05/03/2022 |
|
1 |
| NYMEX |
NYMEX Early Adopter Liquidity Provider Program; 12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| LCHLTD |
Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's escrow deposit program. |
08/30/2016 |
Certified |
09/14/2016 |
|
1 |
