Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 062-17 relating to the introduction of futures on the EURO STOXX 50 Corporate Bond Index 07/05/2017 Certified 07/19/2017 2
SGX-DC Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. 12/14/2017 Certified 12/28/2017 1
ICLR US ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. 03/15/2018 Certified 03/29/2018 1
LCHLTD LCH Limited Self-certification of a new Schedule of Securities Acceptable for Margin Cover Purposes (Margin Collateral Haircut Change) 02/12/2019 Certified 02/27/2019 2
LCHLTD LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups 06/14/2019 Certified 06/28/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to offer clearing of Non-Deliverable Forwards ("NDFs") in the USD/New Zealand Dollar (NZD) currency pair. 03/12/2021 Certified 03/26/2021 1
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2
ICLREU2 ICE Clear Europe is adopting a new Anti-Procyclicality Policy, which will supersede in its entirety the current policy. 05/15/2024 Certified 05/30/2024 2
OCC Officers and Closing Writing Transactions 12/19/2001 Certified 12/19/2001 0
OCC Amendment to ByLaw to permit the clearing and settling of options on the realized variance and realized volatility of an index. 07/30/2008 Certified 07/31/2008 1
CCORP Definition of Exchange Market is amended to add four new renewable energy certificates futures contracts. 04/15/2009 Certified 04/16/2009 1
CME Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. 10/19/2012 Certified 11/03/2012 1
MGEX Housekeeping deletion to Rule 760 (Margins). 01/08/2013 Certified 01/24/2013 1
CME Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 09/05/2013 Certified 09/20/2013 1
OCC This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. 12/06/2013 Certified 12/21/2013 1
LCHLTD Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. 02/28/2014 Certified 03/15/2014 1
LCHSA LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") 03/28/2014 Certified 04/12/2014 1
SGX-DC Rule amendments to specify the methodology for calculation of final settlement prices of the SGX coal swaps contracts, which are intended to be accepted for clearing in July 2014. 05/27/2014 Certified 06/11/2014 1
LCHLTD Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. 03/01/2017 Certified 03/15/2017 1
LCHLTD LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member 12/14/2017 Certified 12/28/2017 1
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 10 and a new Part DD regarding delivery procedures relating to a new Permian West Texas Intermediate Crude Oil Storage Futures Contract. 02/12/2019 Certified 02/27/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle 07/29/2019 Certified 08/12/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers 11/13/2019 Certified 11/27/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. 08/02/2021 Certified 08/16/2021 2
LCHLTD LCH is revising its rules in order to extend the opening hours of the SwapClear Service. 09/08/2021 Certified 09/22/2021 3
CBT Conflicts of Interest 12/20/2001 Certified 12/20/2001 0
ICLR US Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund 10/03/2006 Certified 10/03/2006 1
CME Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. 04/02/2009 Certified 04/16/2009 1
LCHLTD SwapClear service new standard pricing plan for client clearing fees 06/18/2012 Certified 07/03/2012 1
CME Changes to rules to comply with Part 22 (LSOC); 12-347. 10/19/2012 Certified 11/03/2012 1
SGX-DC Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. 04/01/2014 Certified 04/16/2014 1
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
LCHLTD LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes 09/12/2018 Certified 09/26/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service 12/27/2021 Certified 01/10/2022 2
ICE NGX Amendments to RMF 07/08/2022 Certified 07/22/2022 2
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
OCC Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. 03/25/2009 Certified 04/16/2009 1
OCC Change to method by which clearing fund size is determined 08/03/2011 Certified 08/18/2011 1
CBT CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 06/19/2012 Certified 07/04/2012 1
CME Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. 03/04/2013 Certified 03/19/2013 1
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1
LCHLTD LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts 09/12/2018 Certified 09/26/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
ICLR US Amendment to the ICE Clear U.S. Rules 12/22/2023 Certified 01/09/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland 02/09/2024 Certified 02/23/2024 2
CBT Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options 11/20/2007 Certified 11/29/2007 1
OCC ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures 03/25/2009 Certified 04/16/2009 1
ICE NGX Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points 08/04/2011 Certified 08/19/2011 1