Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 018-17 relating to introducing a minimum size for block trades and flexible options in Options Contracts on Euro-OAT Futures 02/27/2017 Certified 03/13/2017 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. 07/31/2020 Certified 08/14/2020 2
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
LCHSA LCH SA is updating its fee grid following the proposed extension of the scope of instruments eligible to margin collateral 10/08/2021 Certified 10/25/2021 1
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
MIAX Amendments to MGEX Bylaws and Board Committee Charters 06/14/2024 Certified 07/01/2024 4
OCC By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. 07/24/2008 Certified 07/29/2008 1
NYMEX Legacy GreenX Broker Broker Member Incentives Program; 12-205 06/18/2012 Certified 07/03/2012 2
ICLREU2 Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. 09/07/2012 Certified 09/22/2012 1
LCHLTD Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. 04/29/2013 Certified 05/14/2013 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
SGX-DC The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. 01/08/2017 Certified 01/23/2017 1
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
OCC Proposed amendments to OCC Rule 1111. 04/19/2022 Certified 05/03/2022 3
LCHLTD LCH is submitting for self-certification revisions to its rules to expand its eligible SwapClear transactions as well as make an operational enhancement related to basis swap splitting. 11/25/2022 Certified 12/09/2022 7
OCC Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options 07/23/2008 Certified 07/29/2008 1
ICLR US Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. 06/08/2009 Certified 06/09/2009 1
ICE NGX Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement 01/13/2010 Certified 01/20/2010 1
NYMEX Legacy Green X CPC Incentive Program; 12-206 06/18/2012 Certified 07/03/2012 1
LCHLTD Amendments to post-default rules and methodology. 11/14/2012 Certified 11/14/2012 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
LCHLTD Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. 05/01/2013 Certified 05/16/2013 1
OCC This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. 02/26/2014 Certified 03/13/2014 1
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services 09/08/2015 Certified 09/22/2015 1
ICLR US Amendment to By-Law Section 5.4 re: custodial failures 04/28/2016 Certified 05/12/2016 1
OCC Proposed rule change concerning changes to OCC's management structure. 02/27/2017 Certified 03/13/2017 2
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
ICE NGX This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. 11/26/2018 Certified 12/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures 08/01/2020 Certified 08/14/2020 2
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/11/2021 Certified 03/25/2021 1
MIAX Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. 05/04/2021 Certified 05/18/2021 1
ICLREU2 ICEU proposes to modify its Delivery Procedures to add a new Part HH to address new ICE Endex French PEG Natural Gas Futures and ICE Endex French PEG Natural Gas Daily Futures which are futures contracts traded on ICE Endex and cleared through ICEU 12/23/2021 Certified 01/10/2022 2
ICE NGX Amendment to fee schedule of the Contracting Party's Agreement to remove fees for one-leg location and calendar spreads in natural gas swap products. 01/12/2010 Certified 01/20/2010 1
ICLREU2 Amendments to add DCM Customer Account structure 05/27/2011 Certified 05/27/2011 1
NYMEX Legacy GreenX Volume and Liquidity Provider Program; 12-209 06/18/2012 Certified 07/03/2012 2
OCC Changes clarify when OCC may refuse a margin withdrawal request or request additional intra-day margin. SR-OCC-2012-21. 11/13/2012 Certified 11/29/2012 1
LCHLTD Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. 05/01/2013 Certified 05/16/2013 1
ICLREU2 ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes 12/23/2021 Certified 01/10/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-22 related to Article 9 (14) of the CCP Recovery & Resolution Regulation's requirement that Eurex Clearing implement a second layer of pre-funded own resources, called SSITG 11/28/2022 Certified 12/12/2022 2
OCC ByLaw V, VIII, Margin Committee to Risk Committee 07/19/2006 Certified 07/19/2006 1
CCORP Definition of Exchange Market is amended to inlcude mini$DAX Index Futures 09/12/2008 Certified 09/29/2008 1
OCC Change to By-Laws and Rules to accomodate options for which the premium and exercise price are expressed on other than a per unit basis. 01/14/2010 Certified 01/20/2010 1