Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
KCC Risk Management Policies 04/20/2012 Certified 05/05/2012 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
CME Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") 07/06/2017 Certified 07/20/2017 1
LCHLTD LCH Limited Self-Certification: Mexican Peso as a same day value currency 09/12/2018 Certified 09/26/2018 1
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. 06/11/2020 Certified 06/25/2020 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. 01/25/2022 Certified 02/08/2022 3
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
LCHLTD LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. 03/29/2023 Certified 04/12/2023 1
ICLR US Amendment of eligibility requirements for clearing members 11/21/2007 Certified 11/29/2007 1
OCC Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx 02/13/2008 Certified 02/14/2008 1
LCHLTD Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange 04/01/2009 Certified 04/16/2009 1
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
ICLREU2 Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members 04/20/2012 Certified 05/05/2012 1
OCC OCC plans to change its adjustment policy in its By-Laws to accommodate for mini options; SR-OCC-2012-16. 09/12/2012 Certified 09/27/2012 1
ICLREU2 ICEU proposes to formalize its F&O Stress Testing Policy. 11/28/2018 Certified 12/12/2018 5
ICLREU2 ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. 06/12/2020 Certified 06/25/2020 3
ICLREU2 ICE Clear Europe Limited proposes to modify its Futures & Options Default Management Policy to make certain clarifications and updates 01/26/2022 Certified 02/08/2022 2
CME Extension of the OTC FX Options Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
EUREX Proposed amendments in Eurex Clearing Circular 007-24 related to exemptions provisions and creditworthiness requirement for Public Entities, Termination Events, disclosure rights in case of a suspension and transfer provisions reg. WR Credits 02/09/2024 Certified 02/26/2024 2
ICLR US Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 04/24/2012 Certified 05/09/2012 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 116-17 related to editorial changes, a net collateral exposure calculation for sec lending, changes to the settlement bank fee, a maximum bid price for ISE transactions, and sec lending clarifications 11/15/2017 Certified 11/30/2017 2
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract and additional Standard Western European Sovereign CDS contracts. 05/08/2020 Certified 05/22/2020 2
LX Operations Manual - Unredacted 03/12/2021 Certified 03/26/2021 2
ICLREU2 ICE Clear Europe is amending Part EE of its Delivery Procedures to add provisions relating to delivery of an additional contract, the ICE Endex Austrian CEGH VTP Natural Gas Daily Futures. 08/04/2021 Certified 08/17/2021 2
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
LCHLTD Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP 03/16/2012 Certified 04/02/2012 1
NADEX Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. 12/10/2013 Certified 12/25/2013 1
ICLREU2 ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. 08/17/2015 Certified 08/31/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-18 related to the reporting requirements of Part 45 of the CFTC Regulations 10/19/2018 Certified 11/02/2018 2
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
ICLR US ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. 11/14/2019 Certified 11/29/2019 1
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures 11/24/2021 Certified 12/08/2021 2
LCHLTD Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions 04/01/2009 Certified 04/16/2009 1
OCC Technical amendments to the Stock Loan Hedge and Market Loan Program rules. 03/25/2010 Certified 03/31/2010 1
CMECE Change to clearing member financial reporting. 11-399R 10/28/2011 Certified 11/15/2011 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
ICE NGX Clarification re: interest on collateral accounts 04/29/2013 Certified 05/14/2013 1
LCHLLC LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. 07/02/2013 Certified 07/18/2013 1
ICLREU2 Amendments to ICE Clear Europe's 'CDS End-of-Day Price Discovery Policy' to enhance the methodology used to determine Bid Offer Widths for single name CDS Contracts and to make corresponding changes to related governance processes. 07/26/2018 Certified 08/09/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 089-18 related to allowing the inclusion of repo transactions from several Multilateral Trading Facilities (MTFs) into clearing 10/19/2018 Certified 11/02/2018 2
CME Modifications to the CME OTC FX Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICLR US Rule changes re reallocation of risk and volume in calculating guaranty fund contribution, capital threshold for position risk and supermargin deposits, and standardization of capital reporting requirements. 03/26/2010 Certified 03/31/2010 1
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2