Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC The Amendment is to remove the Euroyen Futures contract from the list of contracts under Appendix 2 - Contracts of Other Relevant Markets Accepted by the Clearing House - of the SGX-DC Clearing Rules, arising from its delisting on the CME. 09/01/2016 Certified 09/16/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 129-16 related to amending the default management process for Eurex Bonds, Eurex Repo, and GC Pooling Repo Transactions 10/25/2016 Certified 11/08/2016 2
CME Amendments to CME Rule 855. ("Offsetting Different Sized Futures Positions") 11/30/2016 Certified 12/14/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 090-18 related to fees for transactions concluded on the Frankfurt Stock Exchange (Frankfurter Wertpapierbrse, FWBr) and OTC transactions in the Xetra T7 trading system 10/19/2018 Certified 11/02/2018 2
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2023. 12/20/2022 Certified 01/05/2023 1
ICLR US Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 08/05/2008 Certified 08/07/2008 1
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
LCHLLC Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members 06/02/2016 Certified 06/16/2016 1
LCHLTD LCH self certifies a Circular to SwapClear Clearing Members on the implementation of an update to the liquidity margin calculation (IMMFP) for the Rates Service incorporating OIS indices and LIBOR like indices risk. 09/02/2016 Certified 09/16/2016 1
MGEX Amendment of MGEX Rules and Resolution to change reporting deadlines 11/16/2017 Certified 12/01/2017 1
LCHLTD New Margin Collateral Haircut Schedule 05/11/2020 Certified 05/26/2020 2
MGEX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
CME Amendments to CME Chapter iii. ("CME Definitions"), CME Chapter 300. ("CME WM/Reuters OTC Spot, Forward and Swap Contracts"), CME Chapter 300A. ("CME WM/Reuters OTC Options Contracts"), CME Chapter 600. ("Cleared OTC Non-Deliverable Forward FX Products"), 06/18/2021 Certified 07/02/2021 1
ICE NGX Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule 04/22/2022 Certified 05/06/2022 3
ICECC The principal purpose of the proposed changes to the ICC Clearing Participant Default Management Procedures is to add additional details with respect to ICC's testing of ICC Recovery Plan and the ICC Wind-Down Plan. 05/15/2023 Certified 05/30/2023 2
ICLREU2 ICE Clear Europe is amending Part GG of its Delivery Procedures to clarify certain notification procedures relating to Murban Crude Oil Future Contracts. 12/22/2023 Certified 01/09/2024 2
CME Chapter 9 Clearing 11/27/2006 Certified 12/04/2006 1
OCC Rule change to accomodate Relative Performance Options (options on certain indexes measuring relative performance of one reference security or reference ndex relative to a second reference security or reference index). 01/19/2011 Certified 01/19/2011 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
OCC This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. 04/01/2014 Certified 04/16/2014 1
CME Amendments to Chapter 8 ("Clearing House and Performance Bonds"); CME Chapter 8G ("Interest Rate Derivative Clearing") and CME Chapter 8H ("Credit Default Swaps Clearing") to Effect Conditions of European Commission's Equivalence Determination 05/02/2016 Certified 05/16/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/13/2019 Certified 02/28/2019 1
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add delivery terms relating to the ICE Futures Europe Permian West Texas Light Crude Oil Futures Contracts and the ICE Endex Austrian VTP Natural Gas Daily Futures Contracts. 11/15/2019 Certified 11/29/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 12/16/2019 Certified 12/31/2019 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. 05/11/2020 Certified 05/26/2020 1
LCHLTD LCH is submitting for self-certification revisions to the LCH rules to provide for unique features of swap contracts that reference the Israeli Shekel. 01/27/2022 Certified 02/10/2022 3
ICE NGX CPA Amendments - Schedule C, Definitions, Various Clean-Up 07/08/2022 Certified 07/22/2022 1
CME FXMarketSpace 12/15/2006 Certified 01/03/2007 1
ICLR US Rule amendments altering the composition of the Board of Directors and creating a Risk Committee 04/16/2009 Certified 04/17/2009 1
LCHLTD Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. 04/02/2014 Certified 04/17/2014 1
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 01/15/2015 Certified 01/30/2015 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 09/02/2016 Certified 09/19/2016 2
LCHLTD LCH is submitting for self-certification a Circular to SwapClear Clearing Members noting upcoming trade eligibility changes for SwapClear Contracts based on the TOM Next Index Swaps ("TOIS") fixing. 12/01/2016 Certified 12/14/2016 1
ICLREU2 To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. 04/11/2017 Certified 04/25/2017 2
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
ICLREU2 ICE Clear Europe is amending the CDS Default Management Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management and recovery and wind-down for the CDS Contract Category. 07/30/2019 Certified 08/13/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 013-19 related to new bunched orders functionality for non-U.S. clearing members to facilitate the clearing of OTC Interest Rate Derivative block trades 02/14/2019 Certified 03/01/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 07/31/2019 Certified 08/14/2019 4
ICE NGX ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement 01/28/2022 Certified 02/11/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
LCHLTD LCH Ltd revised collateral haircut schedule. 12/27/2023 Certified 01/10/2024 2
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
ICLREU2 ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. 05/28/2014 Certified 06/12/2014 1