CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
MGEX |
Chapter 21 Rulebook Amendments - Lien on Collateral Rule |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
ICLREU2 |
ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. |
08/09/2023 |
Certified |
08/22/2023 |
|
2 |
OCC |
Price Adjustments Dividends Distributions |
10/25/2004 |
Certified |
10/25/2004 |
|
0 |
CMECE |
Addition of three new refined oil swap contracts |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
OCC |
This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. |
09/06/2016 |
Certified |
09/20/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
LCHLTD |
LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
ICECC |
ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. |
07/31/2019 |
Certified |
08/14/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
MGEX |
Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
OCC |
Variance Futures |
05/10/2004 |
Certified |
05/10/2004 |
|
1 |
ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
LCHLTD |
LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). |
09/06/2016 |
Certified |
09/20/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing |
02/14/2019 |
Certified |
03/01/2019 |
|
2 |
CME |
Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. |
08/01/2019 |
Certified |
08/15/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: MXN and ND IRS Swaps fee holiday |
09/16/2019 |
Certified |
09/30/2019 |
|
1 |
ICLR US |
Rule Amendments |
01/19/2021 |
Certified |
02/02/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering |
06/30/2023 |
Certified |
07/17/2023 |
|
2 |
OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
02/13/2024 |
Certified |
02/28/2024 |
|
4 |
CME |
Hedge Funds Member Fees |
12/06/2004 |
Certified |
12/06/2004 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions |
07/07/2017 |
Certified |
07/21/2017 |
|
2 |
OCC |
Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. |
05/04/2018 |
Certified |
05/18/2018 |
|
1 |
LX |
Modification to the number of confirmations before Participant bitcoin is available for use as collateral. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
CME |
Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate |
12/28/2023 |
Certified |
01/12/2024 |
|
1 |
ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
CME |
Collateral Management Program |
05/11/2004 |
Certified |
05/11/2004 |
|
0 |
LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. |
02/16/2015 |
Certified |
03/02/2015 |
|
1 |
OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
03/21/2018 |
Certified |
04/03/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. |
02/16/2023 |
Certified |
03/03/2023 |
|
2 |
ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. |
03/31/2023 |
Certified |
04/14/2023 |
|
3 |
ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
CCORP |
OTC Treasury Futures |
05/08/2006 |
Certified |
05/08/2006 |
|
1 |
CME |
Equity Index Performance Bonds |
02/02/2004 |
Certified |
02/02/2004 |
|
0 |
NADEX |
Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
OCC |
This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
OCC |
This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. |
07/27/2016 |
Certified |
08/10/2016 |
|
3 |