Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
MGEX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
OCC Price Adjustments Dividends Distributions 10/25/2004 Certified 10/25/2004 0
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/13/2013 Certified 05/29/2013 2
OCC This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. 05/28/2014 Certified 06/12/2014 1
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland 03/15/2021 Certified 03/29/2021 2
MGEX Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) 02/15/2023 Certified 03/02/2023 1
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
ICLREU2 New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. 05/13/2013 Certified 05/29/2013 2
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing 02/14/2019 Certified 03/01/2019 2
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
LCHLTD LCH Limited Self-Certification: MXN and ND IRS Swaps fee holiday 09/16/2019 Certified 09/30/2019 1
ICLR US Rule Amendments 01/19/2021 Certified 02/02/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering 06/30/2023 Certified 07/17/2023 2
OCC Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. 02/13/2024 Certified 02/28/2024 4
CME Hedge Funds Member Fees 12/06/2004 Certified 12/06/2004 1
EUREX Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions 07/07/2017 Certified 07/21/2017 2
OCC Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. 05/04/2018 Certified 05/18/2018 1
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs 11/18/2019 Certified 12/03/2019 2
EUREX Proposed amendments to the DCO Compliance Manual 12/05/2020 Certified 12/18/2020 2
CME Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate 12/28/2023 Certified 01/12/2024 1
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
CCORP CCORP Replaces GCC as DCO 10/01/2003 Certified 10/01/2003 0
CME Collateral Management Program 05/11/2004 Certified 05/11/2004 0
LCHLTD Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. 03/06/2014 Certified 03/21/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
OCC This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. 06/18/2015 Certified 07/02/2015 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures 07/26/2016 Certified 08/09/2016 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 03/21/2018 Certified 04/03/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions 08/10/2020 Certified 08/24/2020 2
ICLREU2 ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates 03/14/2022 Certified 03/28/2022 2
ICLREU2 ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. 02/16/2023 Certified 03/03/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. 03/31/2023 Certified 04/14/2023 3
ICLREU2 ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. 08/09/2023 Certified 08/23/2023 2
CCORP OTC Treasury Futures 05/08/2006 Certified 05/08/2006 1
CME Equity Index Performance Bonds 02/02/2004 Certified 02/02/2004 0
NADEX Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. 08/03/2012 Certified 08/18/2012 1
CME Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil 09/29/2014 Certified 09/29/2014 2
OCC This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. 06/18/2015 Certified 07/02/2015 1
OCC This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. 07/27/2016 Certified 08/10/2016 3