Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. 09/07/2016 Certified 09/20/2016 1
LCHLTD LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. 10/24/2018 Certified 11/07/2018 2
LX LedgerX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 2
ICLR US Rule Amendment. 03/11/2020 Certified 03/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining 05/13/2020 Certified 05/28/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 08/10/2020 Certified 08/24/2020 2
MGEX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1
LCHLTD LCH Limited Self-Certification: Rates Reform - LIBOR Fallback and Conversion Fees 08/06/2021 Certified 08/20/2021 1
CCORP EUREX Currencies & OTC Treasuries 01/11/2006 Certified 12/25/2006 0
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1
ICECC Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. 08/09/2012 Certified 08/24/2012 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. 02/17/2015 Certified 03/03/2015 1
ICLR US ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. 06/18/2015 Certified 07/02/2015 1
ICE NGX NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. 09/07/2016 Certified 09/21/2016 2
ICE NGX Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period 08/02/2019 Certified 08/16/2019 1
ICLREU2 Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. 01/21/2021 Certified 02/03/2021 2
CCORP Seaboard Securities 08/17/2006 Certified 08/17/2006 0
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
KCC New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. 06/17/2010 Certified 06/28/2010 1
LCHLTD Introduction of non-deliverable forward FX contracts 11/04/2011 Certified 11/22/2011 1
ICECC ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. 09/30/2014 Certified 11/04/2014 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes 04/12/2017 Certified 04/26/2017 2
CME Extension of the CME OTC FX Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
ICLR US Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. 11/12/2008 Certified 04/20/2009 1
LCHLLC Amendment to Rule 405 providing for the offset of certain contracts with same settlement date, fixed rate payment, and account . 06/23/2010 Certified 06/28/2010 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
ICLREU2 Minor rule amendments to certain OTC contract specifications relating to extension of the length of contract series, changes to the last trading day, and the re-decimilisation of the Settlement Price Quotation and Minimum Price Fluctuation. 08/13/2012 Certified 08/28/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. 06/19/2015 Certified 07/02/2015 1
EUREX Amendments for Eurex Clearing Circular 030-10 03/14/2016 Certified 03/28/2016 2
OCC Proposed rule change concerning OCC's Model Risk Management Policy. 01/23/2018 Certified 02/06/2018 2
OCC Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. 06/18/2018 Certified 07/02/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. 03/31/2023 Certified 04/14/2023 2
CME Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees 05/20/2024 Certified 06/04/2024 2
CME Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. 04/17/2009 Certified 04/20/2009 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
OCC This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. 01/15/2015 Certified 01/30/2015 1
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
CME Amendments to CME Rule 204A04. ("Daily Settlement Price") and Expansion of Listing Schedule of the Malaysian Palm Oil Calendar Swap (Cleared Only) Contract 05/03/2016 Certified 05/17/2016 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: 07/10/2017 Certified 07/24/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other 06/15/2020 Certified 06/29/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model 12/08/2020 Certified 12/22/2020 2
ICE NGX amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. 01/31/2022 Certified 02/14/2022 2
CME Modifications to the CME Operational Risk Management Framework 03/14/2022 Certified 03/28/2022 2
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1