OCC |
Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. |
04/17/2009 |
Certified |
04/20/2009 |
|
1 |
CME |
Revisions to Rule 980.F |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
LCHLTD |
LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CME |
Amendment to List of Acceptable Collateral. |
11/17/2017 |
Certified |
03/20/2018 |
|
2 |
OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
LCHLTD |
Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. |
03/21/2018 |
Certified |
04/04/2018 |
|
1 |
LCHLTD |
LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. |
06/16/2020 |
Certified |
06/29/2020 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
CME |
Securities Lending Program |
02/02/2001 |
Certified |
02/02/2001 |
|
0 |
OCC |
Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. |
03/18/2009 |
Certified |
04/21/2009 |
|
1 |
OCC |
Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 |
10/04/2010 |
Certified |
10/04/2010 |
|
1 |
ICLREU2 |
Amendments to Delivery Procedures |
08/15/2011 |
Certified |
08/30/2011 |
|
1 |
CME |
Weekly notification of Rule Amendments |
03/01/2012 |
Certified |
03/01/2012 |
|
1 |
LCHLTD |
Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
ICECC |
ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. |
01/20/2020 |
Certified |
01/31/2020 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. |
06/16/2020 |
Certified |
06/30/2020 |
|
1 |
CME |
Termination of Trading, Conversion and Delisting of Standard-Size S&P 500 Index Contracts |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is revising Appendix A to the Collateral and Haircut Procedures to modify the eligibility criteria for accepting gold as collateral. |
07/03/2023 |
Certified |
07/18/2023 |
|
2 |
NADEX |
Market Makers |
09/08/2004 |
Certified |
09/08/2004 |
|
1 |
NYPC |
Amendments re: Transfers of Contracts |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
LCHSA |
The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. |
05/09/2016 |
Certified |
05/20/2016 |
|
1 |
LCHLTD |
LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 130-16 related to amending the Price List to change the categorization and introduce new thresholds for volume rebates in equity index options |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-17 relating to amending the fees for Eurex Daily Futures on KOSPI-200 derivatives and announcing a one day trading and clearing suspension |
03/06/2017 |
Certified |
03/20/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 068-17 relating to discontinuing clearing in Swiss francs for TOIS swaps and introducing clearing for SARON overnight indexed swaps |
07/11/2017 |
Certified |
07/25/2017 |
|
2 |
LCHLTD |
LCH LTD Rulebook changes in respect of MiFID II |
11/20/2017 |
Certified |
12/04/2017 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. |
09/18/2019 |
Certified |
10/01/2019 |
|
1 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
01/20/2020 |
Certified |
03/09/2020 |
|
2 |
ICECC |
ICC proposes updates to its fee schedules. |
05/07/2021 |
Certified |
05/21/2021 |
|
3 |
CME |
Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program |
02/09/2001 |
Certified |
02/09/2001 |
|
0 |
NADEX |
VPH Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
CCORP |
CCX Options on Sulfur and Nitrogen Financial Instrument Futures |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
CBT |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
NYPC |
Amendment to Disciplinary Proceedings |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
LCHLLC |
LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
CME |
Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments |
02/18/2015 |
Certified |
03/04/2015 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies |
10/16/2017 |
Certified |
10/30/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 016-19 related to updating the Force Majeure Clause amendments set forth in Rule Certification 007-19 and accompanying Eurex Clearing Circular 007-19 |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
ICECC |
ICC proposes amendments to its Clearing Rules relating to membership requirements. |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Listed Rates fee holiday |
03/16/2021 |
Certified |
03/30/2021 |
|
1 |
OCC |
Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
MGEX |
Amendment to rules related to Bitnomial delivery accounts |
10/13/2022 |
Certified |
10/27/2022 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Duo compression removal |
09/20/2023 |
Certified |
10/03/2023 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its non-cash collateral concentration limits. |
01/02/2024 |
Certified |
01/16/2024 |
|
1 |
NADEX |
Heating Oil and Propane Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
NYMEX |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
NYPC |
Amendment re: Waiver of Rules |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |