Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. 04/17/2009 Certified 04/20/2009 1
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
CME Amendment to List of Acceptable Collateral. 11/17/2017 Certified 03/20/2018 2
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/24/2018 Certified 02/07/2018 2
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/16/2020 Certified 06/29/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees 12/08/2020 Certified 12/22/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 03/15/2021 Certified 03/29/2021 2
CME Securities Lending Program 02/02/2001 Certified 02/02/2001 0
OCC Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. 03/18/2009 Certified 04/21/2009 1
OCC Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 10/04/2010 Certified 10/04/2010 1
ICLREU2 Amendments to Delivery Procedures 08/15/2011 Certified 08/30/2011 1
CME Weekly notification of Rule Amendments 03/01/2012 Certified 03/01/2012 1
LCHLTD Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. 09/09/2015 Certified 09/23/2015 1
ICECC ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. 12/17/2019 Certified 01/02/2020 2
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. 01/20/2020 Certified 01/31/2020 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. 06/16/2020 Certified 06/30/2020 1
CME Termination of Trading, Conversion and Delisting of Standard-Size S&P 500 Index Contracts 08/06/2021 Certified 08/20/2021 2
ICLREU2 ICE Clear Europe is revising Appendix A to the Collateral and Haircut Procedures to modify the eligibility criteria for accepting gold as collateral. 07/03/2023 Certified 07/18/2023 2
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NYPC Amendments re: Transfers of Contracts 08/16/2011 Certified 08/31/2011 1
LCHSA The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. 05/09/2016 Certified 05/20/2016 1
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 130-16 related to amending the Price List to change the categorization and introduce new thresholds for volume rebates in equity index options 10/27/2016 Certified 11/10/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-17 relating to amending the fees for Eurex Daily Futures on KOSPI-200 derivatives and announcing a one day trading and clearing suspension 03/06/2017 Certified 03/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 068-17 relating to discontinuing clearing in Swiss francs for TOIS swaps and introducing clearing for SARON overnight indexed swaps 07/11/2017 Certified 07/25/2017 2
LCHLTD LCH LTD Rulebook changes in respect of MiFID II 11/20/2017 Certified 12/04/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. 09/18/2019 Certified 10/01/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
CME Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program 02/09/2001 Certified 02/09/2001 0
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment to Disciplinary Proceedings 08/16/2011 Certified 08/31/2011 1
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
CME Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments 02/18/2015 Certified 03/04/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies 10/16/2017 Certified 10/30/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices 01/24/2018 Certified 02/07/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-19 related to updating the Force Majeure Clause amendments set forth in Rule Certification 007-19 and accompanying Eurex Clearing Circular 007-19 02/19/2019 Certified 03/05/2019 2
ICECC ICC proposes amendments to its Clearing Rules relating to membership requirements. 05/14/2020 Certified 05/29/2020 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 03/16/2021 Certified 03/30/2021 1
OCC Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation 08/06/2021 Certified 08/20/2021 2
MGEX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
LCHLTD LCH Limited Self-Certification: Duo compression removal 09/20/2023 Certified 10/03/2023 1
LCHLTD LCH is submitting for self-certification changes to its non-cash collateral concentration limits. 01/02/2024 Certified 01/16/2024 1
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment re: Waiver of Rules 08/16/2011 Certified 08/31/2011 1