NYPC |
Amend Rule 410 re transfer of customer positions |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
LCHLTD |
The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. |
07/29/2016 |
Certified |
08/11/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions |
06/05/2017 |
Certified |
06/19/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 080-17 related to introduction of Eurex Market-on-Close Futures on EURO STOXX 50r Futures |
08/28/2017 |
Certified |
09/12/2017 |
|
2 |
LCHLTD |
LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
ICE NGX |
Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. |
05/08/2018 |
Certified |
05/22/2018 |
|
1 |
ICE NGX |
Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement |
11/09/2018 |
Certified |
11/27/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 101-18 related to the issuance of OTC direct debit margin calls and clearing members' cash account infrastructure for euro and Swiss franc |
11/30/2018 |
Certified |
12/14/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear Clearing Members to set their respective Settlement Position Limits, under certain conditions. |
09/18/2019 |
Certified |
10/02/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions |
01/21/2020 |
Certified |
02/04/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland |
05/08/2021 |
Certified |
05/21/2021 |
|
3 |
OCC |
Rule Certification Concerning OCC's Cash and Investment Management Policy |
02/01/2022 |
Certified |
02/15/2022 |
|
3 |
LCHSA |
LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). |
02/23/2023 |
Certified |
03/08/2023 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
NADEX |
Financing et al. |
07/15/2004 |
Certified |
07/15/2004 |
|
1 |
OCC |
OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options |
03/07/2007 |
Certified |
03/07/2007 |
|
1 |
CME |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
CME |
Additions to USD Interest Rate Swap offering |
08/19/2011 |
Certified |
08/20/2011 |
|
1 |
NYMEX |
NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
ICECC |
The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
LCHLTD |
Introduction of OIS-IBOR Basis Swaps |
07/11/2014 |
Certified |
07/25/2014 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements |
01/21/2020 |
Certified |
02/04/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. |
08/11/2023 |
Certified |
08/24/2023 |
|
1 |
CCD |
Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. |
09/21/2023 |
Certified |
10/05/2023 |
|
3 |
CME |
Clearing Membership Requirements |
03/15/2001 |
Certified |
03/15/2001 |
|
0 |
NADEX |
Market Makers Line of Credit |
07/26/2004 |
Certified |
07/26/2004 |
|
1 |
CME |
Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
CME |
Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
LCHLTD |
Introduction of JPY OIS up to 30 years |
07/11/2014 |
Certified |
07/25/2014 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes to amend certain provisions of its Clearing Rules (and specifically its Continuing CDS Rule Provisions) relating to termination by the Clearing House of the membership of a CDS Clearing Member. |
01/24/2019 |
Certified |
02/07/2019 |
|
2 |
CME |
Implementation of the USD IRS House Liquidity Program |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees |
05/10/2021 |
Certified |
05/24/2021 |
|
2 |
MGEX |
Fee Changes to MGEX's Agricultural Product Fees Schedule |
02/14/2024 |
Certified |
02/29/2024 |
|
1 |
CME |
Protection of Clearing House |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
MGEX |
Exchange Regulatory Fee |
01/31/2001 |
Certified |
01/31/2001 |
|
0 |
LCHLTD |
Penultimate Henry Hub Nat Gas Options & Swaps |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
CME |
Incentive Program for OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
LCHLTD |
Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
CME |
Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps |
12/02/2016 |
Certified |
12/16/2016 |
|
2 |
LCHLTD |
LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. |
01/13/2017 |
Certified |
01/27/2017 |
|
1 |