| ICECC |
ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. |
03/08/2017 |
Certified |
03/22/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
| OCC |
OCC Rule Certification Concerning Changes to its Governance Arrangements |
08/09/2021 |
Certified |
08/23/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service |
10/12/2021 |
Certified |
10/26/2021 |
|
4 |
| CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
| CME |
Security Deposit |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
| MGEX |
Gross Speculative Position Limits |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
| CME |
Founding Members OTC interest rate swaps incentive program |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. |
09/06/2013 |
Certified |
09/21/2013 |
|
1 |
| ICECC |
The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. |
07/11/2014 |
Certified |
09/11/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. |
09/14/2018 |
Certified |
09/27/2018 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. |
06/21/2019 |
Certified |
07/05/2019 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts |
03/16/2022 |
Certified |
03/30/2022 |
|
2 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") United States Dollar ("USD") Forward Rate Agreements Interest Swap Products Referencing the London Interbank Offered Rate ("LIBOR") with an Effective Date Post June 30, 2023 |
05/02/2022 |
Certified |
05/02/2022 |
|
1 |
| NADEX |
Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. |
07/05/2023 |
Certified |
07/19/2023 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the CAD Canadian Dollar Offered Rate ("CDOR") conversion for benchmark reform. |
05/21/2024 |
Certified |
06/05/2024 |
|
1 |
| CME |
Limitation of Liability |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
| NYMEX |
Voiding OTC Contract Submissions Clearport |
03/18/2004 |
Certified |
03/18/2004 |
|
1 |
| OCC |
Elimination or reduction of fees to clearing members for theoretical profit and loss values |
09/18/2007 |
Certified |
09/19/2007 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| OCC |
SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| CME |
Amendments to CME Chapter 806 ("iTraxx Europe Index Untranched CDS Contracts: Part A and Part B") |
01/16/2015 |
Certified |
01/30/2015 |
|
3 |
| SGX-DC |
The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. |
06/22/2015 |
Certified |
07/06/2015 |
|
1 |
| SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps |
08/30/2017 |
Certified |
09/13/2017 |
|
1 |
| ICLR US |
Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts |
05/23/2019 |
Certified |
06/07/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe modifies its Articles of Association. |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
| CCORP |
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation |
04/03/2001 |
Certified |
04/03/2001 |
|
0 |
| CBT |
Ethanol Swaps |
11/09/2006 |
Certified |
11/13/2006 |
|
1 |
| NYMEX |
OTC Look-Alike Contract Position Limits |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
| CCORP |
Definition of Exchange Market amended to include new products traded on USFE |
09/12/2007 |
Certified |
09/19/2007 |
|
1 |
| CME |
Amendment to prohibit clearing members from asserting sovereign immunity. |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
| OCC |
Rule change to specify auction process as one possible way to liquidate a defaulting clearing member |
06/30/2011 |
Certified |
06/30/2011 |
|
2 |
| OCC |
Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. |
03/08/2013 |
Certified |
03/23/2013 |
|
1 |
| SGX-DC |
Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. |
03/07/2014 |
Certified |
03/22/2014 |
|
2 |
| LCHLTD |
LCH Limited is self-certifying rule changes to reflect a reporting obligation of certain non-Yen SwapClear transactions to the Japanese Financial Services Agency and to add a reference to the appointment of an administrator in its Default Rules. |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
| OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. |
07/29/2016 |
Certified |
08/12/2016 |
|
1 |
| SGX-DC |
Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. |
03/09/2017 |
Certified |
03/22/2017 |
|
1 |
| ICLR US |
ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. |
10/26/2018 |
Certified |
11/09/2018 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the new SGX Fuel Oil Swap contracts. In particular, the Amendments specify the methodology for calculation of the final settlement price of the Contracts in the SGX-DC Clearing rules. |
09/19/2019 |
Certified |
10/02/2019 |
|
1 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's System for Theoretical Analysis and Numerical Simulation ("STANS") Methodology Documentation. |
01/22/2021 |
Certified |
02/05/2021 |
|
2 |
| CME |
Modifications to the CME Risk Management Framework |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the USD LIBOR conversion for benchmark reform |
04/05/2023 |
Certified |
04/19/2023 |
|
1 |
| CME |
Satisfaction of Clearing House Obligation |
04/20/2001 |
Certified |
04/20/2001 |
|
0 |
| ICLR US |
New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." |
09/11/2007 |
Certified |
09/19/2007 |
|
1 |
| CME |
New clearing fees applicable to cleared OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
| CME |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
4 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
