Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options 03/07/2007 Certified 03/07/2007 1
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME Additions to USD Interest Rate Swap offering 08/19/2011 Certified 08/20/2011 1
NYMEX NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 11/14/2011 Certified 11/30/2011 2
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
LCHLTD Amend ForexClear margin multiplier to capture currency regime risk 03/01/2012 Certified 03/16/2012 1
ICECC The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. 05/30/2014 Certified 06/14/2014 1
LCHLTD Introduction of OIS-IBOR Basis Swaps 07/11/2014 Certified 07/25/2014 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. 06/20/2019 Certified 07/05/2019 1
LCHLTD LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements 01/21/2020 Certified 02/04/2020 1
LCHLTD LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. 08/11/2023 Certified 08/24/2023 1
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
CME Clearing Membership Requirements 03/15/2001 Certified 03/15/2001 0
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
CME Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. 04/21/2009 Certified 04/21/2009 1
OCC Changes to ensure technical compliance with final CFTC Part 39 regulations 12/19/2011 Certified 01/05/2012 2
CME Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. 05/30/2014 Certified 06/14/2014 1
LCHLTD Introduction of JPY OIS up to 30 years 07/11/2014 Certified 07/25/2014 1
EUREX Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices 06/08/2016 Certified 06/22/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions 05/08/2018 Certified 05/22/2018 2
ICLREU2 ICE Clear Europe proposes to amend certain provisions of its Clearing Rules (and specifically its Continuing CDS Rule Provisions) relating to termination by the Clearing House of the membership of a CDS Clearing Member. 01/24/2019 Certified 02/07/2019 2
CME Implementation of the USD IRS House Liquidity Program 06/20/2019 Certified 07/05/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives 03/17/2021 Certified 03/31/2021 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees 05/10/2021 Certified 05/24/2021 2
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
CME Protection of Clearing House 04/09/2001 Certified 04/09/2001 0
MIAX Exchange Regulatory Fee 01/31/2001 Certified 01/31/2001 0
LCHLTD Penultimate Henry Hub Nat Gas Options & Swaps 01/16/2004 Certified 01/16/2004 0
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
LCHLTD Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. 05/30/2014 Certified 06/14/2014 1
CME Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps 12/02/2016 Certified 12/16/2016 2
LCHLTD LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. 01/13/2017 Certified 01/27/2017 1
ICECC ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. 03/08/2017 Certified 03/22/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee 05/08/2018 Certified 05/22/2018 2
ICLREU2 ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. 02/19/2019 Certified 03/05/2019 2
LCHLTD LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. 03/17/2021 Certified 03/31/2021 2
OCC OCC Rule Certification Concerning Changes to its Governance Arrangements 08/09/2021 Certified 08/23/2021 2
EUREX Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service 10/12/2021 Certified 10/26/2021 4
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 01/02/2024 Certified 01/17/2024 1
CME Security Deposit 04/09/2001 Certified 04/09/2001 0
MIAX Gross Speculative Position Limits 01/16/2004 Certified 01/16/2004 0
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
ICLREU2 ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. 09/06/2013 Certified 09/21/2013 1
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. 06/21/2019 Certified 07/05/2019 1
EUREX Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts 03/16/2022 Certified 03/30/2022 2
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") United States Dollar ("USD") Forward Rate Agreements Interest Swap Products Referencing the London Interbank Offered Rate ("LIBOR") with an Effective Date Post June 30, 2023 05/02/2022 Certified 05/02/2022 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1