| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. |
06/18/2020 |
Certified |
07/02/2020 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. |
12/01/2021 |
Certified |
12/15/2021 |
|
4 |
| MGEX |
Rule amendments made in connection with closure of open outcry |
02/04/2022 |
Certified |
02/18/2022 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 031-22 to the Clearing Conditions and Auction Terms regarding the discontinuation of the services of Eurex Securities Transactions Services GmbH. |
05/04/2022 |
Certified |
05/18/2022 |
|
2 |
| ICE NGX |
Amendments are primarily to update descriptions to reflect current practices and procedures, and to update or improve drafting. |
04/06/2023 |
Certified |
04/20/2023 |
|
2 |
| OCC |
Rule change to accomodate changes in method of holding certain securities pledged by clearing members to satisfy margin and clearing fund obligations. |
07/01/2010 |
Certified |
07/07/2010 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") |
03/15/2016 |
Certified |
03/29/2016 |
|
2 |
| LCHLTD |
Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
06/08/2017 |
Certified |
06/22/2017 |
|
1 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/31/2018 |
Certified |
02/14/2018 |
|
1 |
| NODALCL |
Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". |
08/02/2018 |
Certified |
08/16/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-19 related to Eurex Repo's introduction of a new GC Pooling trading functionality, which would allow settlement of the front leg of non-same day GC Pooling trades early in the morning |
01/25/2019 |
Certified |
02/08/2019 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts |
04/11/2019 |
Certified |
04/25/2019 |
|
3 |
| ICLREU2 |
ICE Clear Europe Limited proposes to modify Parts C, D, F, H, K, L, AA, EE, and HH of its Delivery Procedures and Part I of its Clearing Procedures to implement the use of Contingent Variation Margin for certain UK / European energy futures contracts |
09/01/2022 |
Certified |
09/16/2022 |
|
3 |
| ICLREU2 |
ICEU proposes to modify its Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures to provide for the acceptance of certain emission allowances provided by Clearing Members. |
10/17/2022 |
Certified |
10/31/2022 |
|
4 |
| ICE NGX |
CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Default Auction Procedures -- Initial Default Auctions. |
07/06/2023 |
Certified |
07/20/2023 |
|
2 |
| CME |
Cross-Margining Program with the Government Securities Clearing Corporation |
07/30/2001 |
Certified |
07/30/2001 |
|
0 |
| MGEX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
| OCC |
This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. |
07/16/2014 |
Certified |
07/29/2014 |
|
1 |
| ICLR US |
The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. |
06/08/2017 |
Certified |
06/22/2017 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its Investment Management Procedures and its Treasury and Banking Services Policy, which would be renamed the Liquidity and Investment Management Policy. |
06/19/2020 |
Certified |
07/06/2020 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Bylaws and Rules to Delete Obsolete References to the Term "President" |
08/11/2021 |
Certified |
08/25/2021 |
|
1 |
| NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| ICLREU2 |
ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. |
12/01/2021 |
Certified |
12/15/2021 |
|
2 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| ICECC |
ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. |
11/01/2016 |
Certified |
11/16/2016 |
|
2 |
| ICLREU2 |
To modify certain aspects of the ICE Clear Europe CDS End-of-Day Price Discovery Policy to implement a new direct price submission process for Clearing Members. |
03/10/2017 |
Certified |
03/24/2017 |
|
2 |
| CME |
Implementation of the U.S. Dollar Swaptions Incentive Program |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 068-18 related to amending the reference time for the determination of daily settlement prices for RDXr EUR futures and RDXr USD futures |
08/02/2018 |
Certified |
08/16/2018 |
|
2 |
| OCC |
OCC Rule Certification to Establish A Persistent Minimum Level of Skin-In-The-Game |
03/18/2021 |
Certified |
04/01/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation timing and other requirements relating the delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts |
10/15/2021 |
Certified |
10/28/2021 |
|
2 |
| NODALCL |
Fee Schedule Update |
12/30/2022 |
Certified |
01/17/2023 |
|
2 |
| NADEX |
Real-Time Account Funding Program |
02/01/2007 |
Certified |
02/01/2007 |
|
1 |
| LCHLTD |
Harmonization of SCM and FCM client clearing operating models. |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-18 related to discount on its existing Gold Packs for clearing members that clear high volumes in OTC interest rate derivatives |
12/05/2018 |
Certified |
12/19/2018 |
|
2 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| NYMEX |
Non-Member Cross-Venue Incentive Program for Energy Products 11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
| ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| ICLR US |
Changes to disciplinary procedures and open interest reporting rule. |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| SGX-DC |
Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules |
01/27/2016 |
Certified |
02/10/2016 |
|
1 |
| CME |
Implementation of the OTC FX Options Fee Waiver Program |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC New Initiatives Approval Policy and Procedural Framework. |
01/28/2019 |
Certified |
02/11/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts |
12/02/2021 |
Certified |
12/15/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to move definitions currently located in multiple procedures to be represented consistently in its Default Rules. |
09/01/2022 |
Certified |
09/16/2022 |
|
5 |
| LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees |
02/22/2024 |
Certified |
03/07/2024 |
|
1 |
| NYMEX |
High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
| LCHLTD |
Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
