Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
CME Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts 06/24/2019 Certified 07/09/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model 01/24/2020 Certified 02/07/2020 2
OCC Rule Certification to Support Cash Settled Flex ETF Options 05/03/2022 Certified 05/17/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-23 related to settlement prices, Price List information, and a fee waiver for certain contracts listed on Eurex Deutschland 02/23/2023 Certified 03/09/2023 2
OCC Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions 02/20/2024 Certified 03/05/2024 2
FCEX Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes 09/17/2024 Certified 10/01/2024 4
CME Performance Bond Requirement 07/05/2001 Certified 07/05/2001 0
CME Changes to IRS Manual of Operations; 12-414. 11/23/2012 Certified 12/08/2012 1
OCC Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06(revised). 05/13/2013 Certified 05/29/2013 1
LCHLTD LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. 09/13/2013 Certified 09/28/2013 1
LCHSA CDSClear Collateral Deposit cut off times extension 01/16/2015 Certified 02/02/2015 2
CME Delisting of AUD Chicago Soft Red Winter Wheat Swap (Cleared Only) and AUD KC Hard Red Winter Wheat Swap (Cleared Only) Contracts on March 30, 2015 03/30/2015 Certified 03/30/2015 2
LCHLTD Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. 12/16/2015 Certified 12/30/2015 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 089-19 related to the introduction of new listed contracts, the delisting of one contract, an exemption for maintaining secs and cash accts for clearing listed contracts, and clarifying the default rules 09/24/2019 Certified 10/08/2019 2
LCHLTD LCH Limited Self-Certification: RFR PAI and discounting transition 06/18/2020 Certified 07/02/2020 1
ICE NGX Self-certification to amendments to RMF 10/14/2021 Certified 10/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 050-22 related to implementation of the European Regulation on a framework for the recovery and resolution of CCPs (Regulation (EU) 2021/23) 07/13/2022 Certified 07/27/2022 2
LCHLTD LCH Limited Self-Certification: Rates Reform - SGD SOR and THB THBFIX Fallback and Conversion Fees 02/24/2023 Certified 03/09/2023 1
ICLREU2 ICE Clear Europe is amending its Articles to reflect the termination of its credit default swap ("CDS") clearing service, as previously announced. 01/03/2024 Certified 01/18/2024 2
ICLREU2 ICE Clear Europe is amending its Investment Management Procedures to make clarifications as to maximum maturity and requirements for permissible \r\ninvestments and to enhance requirements around concentration limits, investment criteria and market risk. 02/21/2024 Certified 03/05/2024 2
ICE NGX CPA Amendments - Omnibus et al 04/05/2024 Certified 04/19/2024 1
ICECC The principal purpose of the purposed rule change is to make changes to the ICE CDS Clearing Back-Testing Framework. 09/18/2024 Certified 10/02/2024 2
CME Rule amendments to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds; 12-281. 09/13/2012 Certified 09/28/2012 1
LCHLTD Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. 11/23/2012 Certified 12/08/2012 1
CME Changes to CDS Product Terms for Acceptance of iTraxx 11/20/2014 Certified 12/05/2014 3
OCC Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. 03/15/2016 Certified 03/29/2016 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
CMECE Change to CMECE Clearing Procedures - Italian Natural Gas Daily Futures Account Assignments 03/10/2017 Certified 03/24/2017 1
ICLREU2 Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. 01/31/2018 Certified 02/14/2018 3
EUREX Proposed rule amendments in Eurex Clearing Circular 007-19 related to accounting for the increasing degree of uncertainty Eurex Clearing is facing with respect to cross-border regulation 01/25/2019 Certified 02/08/2019 2
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. 06/18/2020 Certified 07/02/2020 3
LCHLTD LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. 12/01/2021 Certified 12/15/2021 4
MIAX Rule amendments made in connection with closure of open outcry 02/04/2022 Certified 02/18/2022 1
EUREX Proposed amendments in Eurex Clearing Circular 031-22 to the Clearing Conditions and Auction Terms regarding the discontinuation of the services of Eurex Securities Transactions Services GmbH. 05/04/2022 Certified 05/18/2022 2
ICE NGX Amendments are primarily to update descriptions to reflect current practices and procedures, and to update or improve drafting. 04/06/2023 Certified 04/20/2023 2
OCC Rule change to accomodate changes in method of holding certain securities pledged by clearing members to satisfy margin and clearing fund obligations. 07/01/2010 Certified 07/07/2010 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 11/20/2014 Certified 12/05/2014 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") 03/15/2016 Certified 03/29/2016 2
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/31/2018 Certified 02/14/2018 1
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-19 related to Eurex Repo's introduction of a new GC Pooling trading functionality, which would allow settlement of the front leg of non-same day GC Pooling trades early in the morning 01/25/2019 Certified 02/08/2019 2
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
ICLREU2 ICE Clear Europe Limited proposes to modify Parts C, D, F, H, K, L, AA, EE, and HH of its Delivery Procedures and Part I of its Clearing Procedures to implement the use of Contingent Variation Margin for certain UK / European energy futures contracts 09/01/2022 Certified 09/16/2022 3