Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. 10/16/2015 Certified 10/29/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra 06/09/2017 Certified 06/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
LCHLTD LCH Limited Self-Certification: Extension of LCH Spider 10/31/2018 Certified 11/15/2018 1
MGEX The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. 06/26/2019 Certified 07/11/2019 1
LCHLTD LCH Limited Self-Certification: Benchmark Reform - SGD SOR and THB THBFIX conversion 05/17/2023 Certified 06/01/2023 1
OCC Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. 05/15/2008 Certified 05/19/2008 1
NYMEX New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. 10/20/2008 Certified 10/20/2008 1
CME Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps 12/19/2008 Certified 12/22/2008 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
CCH Removal of Treasury securities from accepted collateral for margin; 2013-1. 03/13/2013 Certified 03/28/2013 1
ICLR US Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources 06/29/2015 Certified 07/14/2015 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
ICLR US Rule amendments related to EU Equivalence Determination 11/02/2016 Certified 11/17/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. 05/14/2018 Certified 05/29/2018 1
LCHLTD LCH Limited Self-Certification: NZD maturity extension to 21 Years 10/31/2018 Certified 11/15/2018 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
OCC Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. 05/06/2022 Certified 05/20/2022 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 07/07/2023 Certified 07/20/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
OCC Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program 10/20/2008 Certified 10/20/2008 1
CCH Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. 03/13/2013 Certified 03/28/2013 1
ICLREU2 The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. 12/07/2016 Certified 12/21/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules 04/20/2017 Certified 05/04/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. 08/06/2018 Certified 08/20/2018 2
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
ICE NGX RMF changes re annual review 03/18/2022 Certified 04/01/2022 2
ICE NGX The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. 09/27/2023 Certified 10/12/2023 1
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
EUREX Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange 09/12/2016 Certified 09/26/2016 2
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments 02/25/2019 Certified 03/11/2019 2
ICE NGX Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. 06/22/2020 Certified 07/07/2020 1
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
CME Liquidity Facility 10/25/2001 Certified 10/25/2001 0
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1