| ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| SGX-DC |
Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation |
11/24/2014 |
Certified |
12/08/2014 |
|
1 |
| LCHSA |
Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. |
05/18/2015 |
Certified |
06/01/2015 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| ICLR US |
Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. |
09/27/2019 |
Certified |
10/11/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. |
09/28/2023 |
Certified |
10/12/2023 |
|
2 |
| ICLR US |
NYBOT Merger |
05/06/2004 |
Certified |
05/06/2004 |
|
0 |
| ICE NGX |
Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| CME |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
| NYMEX |
Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| ICLREU2 |
To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. |
11/24/2014 |
Certified |
12/09/2014 |
|
2 |
| NADEX |
Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. |
06/20/2018 |
Certified |
07/05/2018 |
|
1 |
| ICLREU2 |
Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework. |
06/23/2020 |
Certified |
07/08/2020 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers |
05/19/2023 |
Certified |
06/05/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. |
11/16/2023 |
Certified |
12/01/2023 |
|
2 |
| OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
| NYMEX |
Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. |
06/21/2007 |
Certified |
07/17/2007 |
|
1 |
| CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
| CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
| LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |
| LCHLTD |
Introduction of client clearing fees for ForexClear service. |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
| LCHSA |
SA ISDA New CDS Definitions |
09/04/2014 |
Certified |
09/18/2014 |
|
7 |
| SGX-DC |
The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. |
10/31/2018 |
Certified |
11/15/2018 |
|
2 |
| ICECC |
ICC proposes updates to its fee schedules. |
02/07/2022 |
Certified |
02/22/2022 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license |
02/27/2023 |
Certified |
03/13/2023 |
|
3 |
| CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
| CBT |
Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC |
06/27/2007 |
Certified |
06/29/2007 |
|
1 |
| CME |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| NYMEX |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
| CME |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| ICLREU2 |
Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. |
01/23/2013 |
Certified |
02/07/2013 |
|
1 |
| NADEX |
Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. |
03/15/2013 |
Certified |
03/30/2013 |
|
1 |
| CME |
Implementation of the OTC FX Non-Deliverable Forwards Incentive Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
| LCHLTD |
LCH LTD changes to its Margin Collateral Haircut Schedule. |
03/27/2018 |
Certified |
04/09/2018 |
|
2 |
| NODALCL |
Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
| ICE NGX |
Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. |
06/21/2018 |
Certified |
07/06/2018 |
|
1 |
| ICLREU2 |
Procedure and policy changes relating to intraday margining. |
09/17/2018 |
Certified |
10/01/2018 |
|
3 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. |
11/01/2018 |
Certified |
11/15/2018 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) |
10/01/2019 |
Certified |
10/16/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. |
08/18/2020 |
Certified |
09/01/2020 |
|
1 |
| CME |
Modifications to CME Risk Management Framework |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
01/28/2021 |
Certified |
02/11/2021 |
|
1 |
| EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
| ICE NGX |
Amendments to the ICE NGX Default Management Procedures |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives |
07/10/2023 |
Certified |
07/24/2023 |
|
2 |
