Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 026-24 related to updated reporting according to Article 9 of EMIR for ETD contracts 04/10/2024 Certified 04/24/2024 2
OCC 2004-20 STANS Risk Management 11/15/2004 Certified 11/17/2004 1
NYMEX GLOBEX Rules-Clearing 06/09/2006 Certified 06/09/2006 1
CBT Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
ICLREU2 List of new OTC Cleared Product Specifications 04/04/2011 Certified 04/01/2011 1
CME Addition of CDX North American Investment Grade and High Yield Index Series 17 products 09/06/2011 Certified 09/07/2011 1
CME Weekly 40.6(d) notifications 03/07/2012 Certified 03/07/2012 1
LCHLLC LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day 05/24/2013 Certified 06/11/2013 1
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
LCHLTD LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. 03/27/2018 Certified 04/10/2018 1
LCHLTD LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). 08/18/2020 Certified 09/01/2020 1
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. 08/13/2021 Certified 08/26/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-23 related to cancellation of admission to trading for Futures on iSTOXXr Europe Factor Indices, which are listed on Eurex Deutschland 05/22/2023 Certified 06/06/2023 2
LCHLTD LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option 09/28/2023 Certified 10/13/2023 1
ICE NGX CPA amendments relating to Deposit Agreement. 02/23/2024 Certified 03/08/2024 1
OCC 2004-19 CMTA IB Identification 11/12/2004 Certified 11/12/2004 1
CCORP Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. 08/13/2008 Certified 08/28/2008 1
ICE NGX Addition of US natural gas products for clearing 09/07/2011 Certified 09/08/2011 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
OCC OCC proposes to amend the short-form license agreement that must be signed by OCC clearing members seeking to clear OTC index options on underlying indices published by Standard & Poor's Financial Services LLC 05/21/2013 Certified 06/06/2013 1
CME Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing 09/04/2014 Certified 12/15/2014 2
MGEX Amendment to MGEX Bylaw 252.00. regarding Executive Committee. 05/15/2018 Certified 05/30/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules to extend the weekly backloading process to Index Swaptions and amend the structure of the documentation in respect of the backloading process. 08/08/2019 Certified 08/21/2019 1
OCC Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. 05/19/2020 Certified 06/03/2020 1
ICLREU2 Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. 12/11/2020 Certified 12/28/2020 2
ICE NGX CPA Amendments with respect to White River Hub 02/23/2024 Certified 03/08/2024 1
NYMEX Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. 08/20/2008 Certified 08/28/2008 1
CME New rules with respect to the clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
LCHLTD LCH LTD is submitting for self-certification clarifying rule changes related to the FX Options product cleared via the ForexClear service. 06/25/2018 Certified 07/09/2018 1
NODALCL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. 11/01/2018 Certified 11/16/2018 3
LCHLTD LCH Limited Self-Certification: ?STR Swaps 10/02/2019 Certified 10/17/2019 1
ICE NGX Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". 05/19/2020 Certified 06/03/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 002-22 relating to the Partnership Program 2022, the OTC IRD Basic Pack, EURO STOXX 50 Total Return Futures, termination of clients and the clarification of certain rules within the legal framework 02/08/2022 Certified 02/22/2022 2
NADEX Nadex ends Minimum Initial Deposit Promotion but will permanently remove the requirement of a specific initial deposit amount. Nadex is also adding a registered money services business or other similarly authorized institution as a means of deposit. 05/09/2022 Certified 05/23/2022 2
ICECC ICC proposes amending the Clearing Rules and End-of-Day Price Discovery Policies and Procedures to permit the establishment of an additional class of clearing participant. 07/15/2022 Certified 07/29/2022 3
CME Clearing Membership 11/30/2001 Certified 11/30/2001 0
OCC Rule primarily applicable to securities 06/24/2004 Certified 06/24/2004 1
CME New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options 08/18/2008 Certified 08/28/2008 1
KCC Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. 04/19/2010 Certified 04/20/2010 1
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps 07/06/2011 Certified 07/06/2011 1
CME Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
CME Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 04/27/2012 Certified 04/27/2012 1
CME Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME #14-165R and #14-165RS 06/05/2014 Certified 06/18/2014 2
ICECC ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. 01/17/2017 Certified 01/31/2017 6
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. 02/26/2019 Certified 03/12/2019 1
ICLREU2 ICE Clear Europe is proposing to adopt the Revised Policy and new Collateral Procedures. 01/27/2020 Certified 02/10/2020 2