Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. 09/15/2015 Certified 09/29/2015 1
EUREX Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) 02/05/2018 Certified 02/20/2018 2
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
OCC This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). 12/11/2020 Certified 12/28/2020 3
EUREX Proposed rule amendments in Eurex Clearing Circular 061-23 related to the launch of Options contracts on FTSE Bitcoin Index Futures on Eurex Deutschland 09/29/2023 Certified 10/13/2023 2
CME Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing 06/26/2024 Certified 07/11/2024 1
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
OCC 2004-09 ETFs as Hedges 05/28/2004 Certified 05/28/2004 1
NYMEX Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 0
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
MIAX Amendments to MGEX's Risk Management Manual 09/23/2020 Certified 10/07/2020 3
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 12/11/2020 Certified 12/28/2020 2
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
ICLR US Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts 09/29/2023 Certified 10/16/2023 2
ICE NGX Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. 06/26/2024 Certified 07/11/2024 1
OCC 2004-06 VIX Options 05/07/2004 Certified 05/07/2004 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
MIAX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1
LCHLTD Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
ICECC ICC proposes changes to the ICC Rulebook to provide for the clearance of additional credit default swap contracts. 09/14/2016 Certified 09/28/2016 2
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-20 related to the introduction Index Total Return Futures on iSTOXXr Europe Collateral Indices 01/28/2020 Certified 02/11/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-20 related to repo transaction penalty provisions, harmonizing the Price List and Clearing Conditions, and Japan-related clearing of OTC 03/19/2020 Certified 04/02/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 071-20 related to not including the new form of "BTA Futura" bond in the deliverable baskets of Euro-BTP-Futures, Short- and Medium Euro-BTP-Futures 08/20/2020 Certified 09/03/2020 2
LCHSA LCH SA is proposing to amend its rules to allow the clearing of single name credit default swap trades referencing a monolineinsurer and to implement the changes required by the update of LCH Group risk policies 09/23/2020 Certified 10/07/2020 2
ICLREU2 ICE Clear Europe is amending Part BB of its Delivery Procedures to clarify the delivery specifications relating to Containerised White Sugar contracts. 01/29/2021 Certified 02/12/2021 2
MIAX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
ICE NGX Updates and changes to the Default Management Procedures 06/26/2024 Certified 07/11/2024 . 2
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Treasury Operations Policies & Procedures 09/23/2024 Certified 10/07/2024 2
CCD Cboe Clear Digital is amending its rulebook to incorporate provisions from its clearing membership agreement. 10/25/2024 Certified 11/08/2024 1
NYMEX Acceptable Forms of Margin 05/04/2001 Certified 05/04/2001 0
OCC 2004-07 Currency Options Delivery 05/07/2004 Certified 05/07/2004 1
CCORP Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. 09/21/2007 Certified 09/24/2007 1
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
ICECC Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. 03/12/2014 Certified 05/06/2014 1
OCC OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. 07/17/2014 Certified 07/30/2014 1
LCHSA LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. 06/25/2020 Certified 07/09/2020 2
LCHLTD LCH Limited Self-Certification: Removing clearing eligibility for EONIA/EuroSTR basis swap 01/29/2021 Certified 02/12/2021 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 08/13/2021 Certified 08/27/2021 1
CME Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR 09/09/2021 Certified 09/23/2021 1
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin collateral. 06/27/2024 Certified 07/11/2024 2