Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Termination of OCC's Pledge program; SR-OCC-2012-10 06/28/2012 Certified 07/14/2012 1
CME Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations 07/18/2014 Certified 08/01/2014 2
ICLR US ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS 12/16/2014 Certified 12/31/2014 1
ICECC ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. 02/03/2016 Certified 02/18/2016 2
CME Amendments to CME Rule 8G27 (IRS Risk Committee) 03/18/2016 Certified 04/01/2016 1
LCHSA LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. 12/15/2017 Certified 01/02/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions 12/07/2021 Certified 12/20/2021 2
LX BCDR Plan Enhancements 03/21/2022 Certified 04/04/2022 2
CBT CBOT Approved as DCO Approval Process Required Implementing Rules 10/07/2003 Certified 10/07/2003 0
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
LCHLLC LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. 12/12/2013 Certified 12/28/2013 1
NADEX Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. 11/04/2016 Certified 11/21/2016 1
ICLREU2 To modify certain provisions of the Clearing Procedures applicable to the exercise of option contracts in order to align with recent changes to ICE Futures Europe rules for certain energy option contracts. 12/15/2017 Certified 01/02/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. 09/20/2018 Certified 10/04/2018 1
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the UAN FOB NOLA Swaps (Cleared Only) Contract 08/24/2020 Certified 09/08/2020 2
ICE NGX Add ERCOT Solar Shape products, update and enhance provisions relating to regulatory & compliance, correct an omission in General Suspension powers, clarify reps and warranties. 06/29/2021 Certified 07/14/2021 1
LCHSA LCH SA is proposing to amend and reorganize the structure of its Liquidity Risk Modelling Framework to be consistent with the LSEG template. 05/26/2023 Certified 06/12/2023 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book and CDS Clearing Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement the new model of CDSClear select membership. 04/15/2024 Certified 04/29/2024 1
CBT Rule 701.1 Transfer of Clearing Accounts 10/07/2003 Certified 07/14/2003 0
LCHLTD Change to functionality, product enhancements, removal of prescribed SwapClear language 11/16/2011 Certified 12/02/2011 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1
LCHLTD Self-certification of the SwapClear service Client Deposit Rate (CDR) change. 09/16/2015 Certified 09/29/2015 1
SGX-DC Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. 10/19/2015 Certified 11/02/2015 1
CME Removal of the High Pay Threshold from the Concentration Margin Program 08/08/2018 Certified 10/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 076-20 related to enhancing the novation criteria and clearing eligibility for certain swaps, the discounting switch for certain swaps, a new clearing currency, and a new portfolio transfer functionality 09/23/2020 Certified 10/07/2020 3
LX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
CME Amendments to the Operational Risk Management Framework 02/26/2024 Certified 03/11/2024 2
CBT Financial Filing Requirements 09/22/2003 Certified 09/22/2003 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
ICLREU2 Change to ICE OTC Wet Freight contract specifications 12/22/2011 Certified 01/10/2012 1
MIAX Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer 05/11/2012 Certified 05/26/2012 1
CME Changes to the CDS Risk Model 07/18/2014 Certified 09/18/2014 3
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of Standard Australian Corporate Single Name CDS contracts and Standard Australian Financial Corporate Single Name CDS contracts. 12/09/2016 Certified 12/23/2016 2
LCHLTD LCH LTD Margin Collateral Haircut Schedule Update 03/15/2017 Certified 03/28/2017 2
LCHLTD Minor changes to the Rulebook in respect of the ForexClear service to ensure alignment between the Procedures and the Product Specific Contract & Eligibility Manuals 07/21/2017 Certified 08/04/2017 1
LCHLTD LCH Limited Self-Certification: stress loss exposure notice period 09/20/2018 Certified 10/04/2018 1
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
CBT Acceptable Margin 11/21/2003 Certified 11/21/2003 0
OCC Amendments to OCC's stock loan and hedge program. 02/25/2008 Certified 02/29/2008 1
CCORP Definition of Exchange Market is amended to add the California Climate Action Reserve - Climate Reserve Tons traded on Chicago Climate Futures Exchange, LLC. 02/18/2009 Certified 02/26/2009 1
ICLREU2 Amendment to List of Permitted Cover and Haircut Rates on collateral for original margin; Removal of Letters of Credit as permitted cover for CDS clearing members 02/08/2011 Certified 02/07/2011 1
ICLREU2 Amendments to minimum capital requirements of CDS Clearing Members 05/08/2012 Certified 05/22/2012 1
CCORP Amended Rules provide for the addition of a new Exchange Market, ICE Futures U.S., Inc. and contain deletions related to delisted products and Exchange Markets for which The Clearing Corporation no longer clears. 01/31/2013 Certified 02/15/2013 1
ICLREU2 The purpose of the rule amendment is to modify the ICE Clear Europe ("ICEU") Delivery Procedures in connection with the launch by the ICE Endex market of the ICE Endex Italian PSV Natural Gas Futures Contract, which will be cleared by ICEU. 09/16/2015 Certified 09/30/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 133-17 related to the termination of the business operations of Eurex Bonds GmbH 12/15/2017 Certified 01/02/2018 2
LCHLTD LCH Limited Self-Certification: Hong Kong Dollar (HKD) peg with the US Dollar 09/20/2018 Certified 10/04/2018 1
MIAX Bitnomial Rule Amendments 09/29/2023 Certified 10/16/2023 1