Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) 07/01/2019 Certified 07/16/2019 2
OCC Rule Certification by The Options Clearing Corporation Concerning Weekly Options and Short Term Options 03/25/2022 Certified 04/08/2022 1
CME Delisting of USD-LIBOR-BBA Swaption Contracts 10/24/2022 Certified 10/24/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 024-23 related to the introduction of Czech Koruna (CZK) and Hungarian Forint (HUF) Interest Rate Derivatives for EurexOTC Clear 04/13/2023 Certified 04/27/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Governance Playbook, ICC Risk Management Framework, ICC Rulebook and ICC Operating Agreement 07/03/2024 Certified 07/18/2024 3
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
CME Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures 09/12/2011 Certified 09/27/2011 1
ICLREU2 Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NADEX Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. 05/28/2013 Certified 05/28/2013 1
LCHLLC Self certification of clarifying changes regarding the transfer of client and proprietary contracts. 03/18/2014 Certified 04/02/2014 1
OCC This proposed rule change concerns an Agreement for Clearing and Settlement Services between OCC and NASDAQ Futures, Inc. 01/22/2015 Certified 02/05/2015 1
CME Amendments to CME Rule 1001 ("Regulatory Reporting Of Swap Data") 12/09/2016 Certified 12/23/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 022-19 related to introducing a possibility to repay cash collateral provided in a non-clearing currency 03/05/2019 Certified 03/19/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear new variable notional swaps and tenor extensions 08/26/2020 Certified 09/10/2020 1
LCHLTD LCH is submitting for self-certification clarifications to its Business Continuity Procedures. These revisions are in Section 6 (Business Continuity) of the LCH Procedures and the Section 5 (Business Continuity) of the LCH FCM Procedures. 08/17/2021 Certified 08/31/2021 3
NYMEX Consolidation of NYMEX & COMEX Clearing 05/14/2003 Certified 05/14/2003 0
CBT Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
KCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
CME New Rule 815: Third Party Execution Platforms for Swaps 02/12/2014 Certified 02/28/2014 2
OCC OCC proposes to amend its Schedule of Fees, effective April 1, 2014, to reflect the elimination of a discount to OCC's clearing fee schedule. 03/17/2014 Certified 04/01/2014 2
LCHLTD Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. 04/04/2014 Certified 04/19/2014 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 06/15/2016 Certified 06/29/2016 1
OCC Proposed rule change concerning The Options Clearing Corporation's Collateral Risk Management Policy. 11/29/2017 Certified 12/13/2017 2
LCHLTD LCH LTD Margin Collateral Haircut Change 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group 08/14/2018 Certified 08/28/2018 2
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
OCC Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility 10/15/2019 Certified 10/29/2019 2
LCHLTD LCH Limited Self-Certification: ILS Clearing 08/26/2020 Certified 09/10/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. 09/29/2020 Certified 10/14/2020 1
ICE NGX Amendments regarding Same-day Margin Calls 09/06/2022 Certified 09/20/2022 1
OCC Rule Certification Concerning Corrections to OCC's By-Laws 10/24/2022 Certified 11/07/2022 2
MIAX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
NYMEX PJM Electricity Futures 04/10/2003 Certified 04/10/2003 0
CME Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. 05/22/2008 Certified 05/22/2008 1
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
ICLREU2 Addition of new cleared energy products 09/09/2011 Certified 09/10/2011 1
MIAX Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
LCHLTD Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore 11/10/2016 Certified 11/28/2016 1
ICLREU2 ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. 07/01/2021 Certified 07/16/2021 2
ICE NGX RMF Amendments re Same-Day Margin Calls 09/06/2022 Certified 09/20/2022 2
LCHLTD LCH Limited ("LCH") self-certification: Index cessation event and index disruption event 02/28/2024 Certified 03/13/2024 1
OCC CMTA Facility 10/10/2003 Certified 10/10/2003 1