| CCORP |
Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. |
02/27/2009 |
Certified |
03/02/2009 |
|
1 |
| CME |
Rules to implement the Financial Instruments Clearing Member (FICM) program |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
| NYPC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to stop the provision of the Initial Margin Management Service (IMMES). |
12/10/2018 |
Certified |
12/24/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: GCM suspension of a NCP |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and is implementing new CDS Parameters Review Procedures. |
03/26/2021 |
Certified |
04/09/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 078-22 related to enhancements of Eurex Clear Release 14.0 related to Nordic currencies and PLN |
10/25/2022 |
Certified |
11/08/2022 |
|
2 |
| CBT |
Rules to implement the Financial Instruments Clearing Member (FICM) program. |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
| OCC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
| NADEX |
Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. |
03/26/2013 |
Certified |
03/26/2013 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
| CME |
Amendments to CME Rules 8G07. and 8H07. |
09/06/2017 |
Certified |
09/20/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 135-71 related to delisting of IPDr UK Annual All Property, UK Annual All Retail, UK Annual All Office and UK Annual All Industrial Index Futures |
12/19/2017 |
Certified |
01/04/2018 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to its rules to include a process for a clearing member (SCM only) to request a client account migration. |
12/10/2018 |
Certified |
12/24/2018 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. |
07/01/2021 |
Certified |
07/16/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 064-22 related to additional validations for bunched order workflow and adoption of Advanced Risk Netting Units under EMIR and LSOC clearing models |
09/06/2022 |
Certified |
09/20/2022 |
|
2 |
| OCC |
Rule Certification Concerning OCC's Risk Management Framework and Corporate Risk Management Policy |
10/25/2022 |
Certified |
11/08/2022 |
|
6 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circulars 067-24 related to the introduction of EurexOTC Clear Release 18.0. |
10/31/2024 |
Certified |
11/15/2024 |
|
2 |
| OCC |
PBOT Clearing Agreement |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
| OCC |
Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. |
12/22/2008 |
Certified |
12/30/2008 |
|
1 |
| ICLREU2 |
List of additional cleared OTC contracts |
04/13/2011 |
Certified |
04/13/2011 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
| CME |
Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions |
09/05/2014 |
Certified |
09/19/2014 |
|
2 |
| LCHLTD |
The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. |
08/24/2015 |
Certified |
09/04/2015 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) |
05/01/2017 |
Certified |
05/15/2017 |
|
1 |
| CME |
Amendments to CME Rule 8G802.B. |
09/06/2017 |
Certified |
09/20/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions |
12/19/2017 |
Certified |
01/04/2018 |
|
2 |
| CME |
Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) |
06/14/2022 |
Certified |
06/29/2022 |
|
1 |
| ICLREU2 |
ICE Clear Europe Limited is amending its Delivery Procedures to add a new Part N2 thereto, which will apply to certain ICE Futures Europe Deliverable Carbon Contracts. |
03/07/2023 |
Certified |
03/20/2023 |
|
2 |
| ICLREU2 |
ICEU is updating Part N2 of its Delivery Procedures to update provisions relating to the delivery timetable for ICE Deliverable Carbon Contracts and Part Q to update certain requirements relating to delivery of hard copies of relevant delivery documents. |
04/17/2024 |
Certified |
05/01/2024 |
|
3 |
| ICE NGX |
Submission to implement changes to the Risk Management Framework. |
07/05/2024 |
Certified |
07/19/2024 |
|
2 |
| OCC |
Settlement of Stock Futures |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
07/22/2014 |
Certified |
08/04/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. |
02/08/2016 |
Certified |
02/22/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures |
06/14/2017 |
Certified |
06/28/2017 |
|
2 |
| OCC |
Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. |
12/20/2017 |
Certified |
01/05/2018 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. |
08/14/2018 |
Certified |
08/28/2018 |
|
1 |
| OCC |
Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. |
04/15/2019 |
Certified |
04/29/2019 |
|
1 |
| OCC |
Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
| LCHLTD |
LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. |
09/30/2020 |
Certified |
10/14/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-23 related to changing Eurex Clearing's collateral concentration add-on fee, removing the securities over-collateralization charge for Default Fund Contributions, and introducing a cash ratio right |
04/17/2023 |
Certified |
05/01/2023 |
|
2 |
| OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| OCC |
Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 |
03/15/2012 |
Certified |
03/30/2012 |
|
1 |
| LCHLTD |
Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral |
05/02/2012 |
Certified |
05/17/2012 |
|
1 |
| OCC |
Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| ICLREU2 |
ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits |
01/24/2017 |
Certified |
02/06/2017 |
|
2 |
| NODALCL |
Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. |
09/30/2020 |
Certified |
10/14/2020 |
|
2 |
