| ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters |
04/08/2015 |
Certified |
04/22/2015 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 006/21 related to change the calculation of Default Fund contributions from a percentage of Initial Margin approach to a Stress Loss-over-Margin (SLOM) based methodology |
02/08/2021 |
Certified |
02/23/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 080/21 re: a reduction of the service fees for Eligible Margin Assets in the form of cash delivered in CHF and a Security Collateral Fee discount for certain U.S. persons subject to the FCM Regulations |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
07/09/2024 |
Certified |
07/23/2024 |
|
2 |
| CCORP |
USFE |
09/25/2003 |
Certified |
09/25/2003 |
|
1 |
| OCC |
Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| NYMEX |
Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. |
07/30/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Changes to the Portfolio Transfer Process. |
06/05/2013 |
Certified |
06/20/2013 |
|
1 |
| OCC |
This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. |
01/23/2015 |
Certified |
02/06/2015 |
|
1 |
| LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
| ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| LCHLTD |
LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. |
10/02/2018 |
Certified |
10/17/2018 |
|
1 |
| LCHLTD |
LCH is submitting proposed amendments to the Terms of Reference of the Nomination Committee, which is a committee of the LCH Board. |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| CCORP |
Amended Articles of Incorporation, By-Laws and Rules |
10/30/2003 |
Certified |
10/30/2003 |
|
1 |
| OCC |
Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| LCHLLC |
Rule amendments to Risk Procedures, OTC terms and conditions and other definitions |
06/08/2011 |
Certified |
06/08/2011 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. |
01/16/2014 |
Certified |
02/01/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-17 relating to the extension of clearing services to cover a new listed derivatives contract, FX Rolling Spot Futures, including the default management process for this contract |
01/26/2017 |
Certified |
02/09/2017 |
|
2 |
| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 053-20 related to amending the Price List to introduce a fee for non-disclosed block trades in in weekly index options on DAXr, EURO STOXXr 50, EURO STOXXr Banks, or SMIr |
06/30/2020 |
Certified |
07/14/2020 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| MIAX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. |
08/24/2023 |
Certified |
09/08/2023 |
|
2 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLTD |
LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. |
07/25/2014 |
Certified |
08/08/2014 |
|
1 |
| CME |
Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts |
06/01/2015 |
Certified |
06/01/2015 |
|
2 |
| CME |
Amendments to CME Rule 822.A.1 ('Liquidity Rules') |
09/11/2017 |
Certified |
09/25/2017 |
|
2 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Launch of SONIA Futures |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| LCHLTD |
LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts |
03/04/2024 |
Certified |
03/18/2024 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements |
04/22/2010 |
Certified |
05/03/2010 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| EUREX |
Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 |
08/17/2018 |
Certified |
08/30/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-19 related to the maintenance fee and booking fee floor for Forward Rate Agreements (FRA) |
08/16/2019 |
Certified |
08/30/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| OCC |
Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear |
12/12/2007 |
Certified |
12/28/2007 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps |
03/01/2011 |
Certified |
03/01/2011 |
|
1 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
| OCC |
Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-23 related to the launch of Euro STOXX 50r Index EoD Options on Eurex Deutschland |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
