| LCHLLC |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. |
03/09/2015 |
Certified |
03/20/2015 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
| ICLREU2 |
ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-19 related to clarifying that Difference Claims are subject to taxes or other charges, holiday calendars, Settlement Compensation Margin, and allowing the use of a third-party account holder at CBF |
03/11/2019 |
Certified |
03/25/2019 |
|
6 |
| SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules |
07/08/2019 |
Certified |
07/19/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). |
03/31/2021 |
Certified |
04/14/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain swaps and to add additional swaps. |
04/01/2022 |
Certified |
04/15/2022 |
|
3 |
| ICLR US |
To extend the benefits of a cross-margining program to non-members of the exchange |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
| OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| CME |
Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| LCHLTD |
Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| ICLREU2 |
ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. |
10/03/2018 |
Certified |
10/17/2018 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. |
04/23/2019 |
Certified |
05/07/2019 |
|
2 |
| ICE NGX |
Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement |
07/08/2019 |
Certified |
07/22/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland |
06/05/2023 |
Certified |
06/20/2023 |
|
2 |
| OCC |
Rule Certification Concerning Updates to OCC's Collateral Risk Management Policy and Margin Policy |
12/04/2023 |
Certified |
12/18/2023 |
|
2 |
| LCHLTD |
LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. |
05/30/2024 |
Certified |
06/13/2024 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. |
01/30/2019 |
Certified |
02/13/2019 |
|
1 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. |
08/24/2021 |
Certified |
09/08/2021 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. |
09/15/2021 |
Certified |
09/28/2021 |
|
2 |
| ICE NGX |
Certification of Investment Guidelines |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| MGEX |
Risk Manual Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange |
12/05/2023 |
Certified |
12/18/2023 |
|
2 |
| BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |
| OCC |
Rule primarily applicable to securities |
09/25/2006 |
Certified |
09/25/2006 |
|
1 |
| CME |
Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
| CME |
Expansion of Modified Split Methodology |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
| ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
09/22/2015 |
Certified |
10/06/2015 |
|
2 |
| ICLREU2 |
To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. |
03/24/2016 |
Certified |
04/06/2016 |
|
2 |
| LCHLTD |
ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. |
06/20/2016 |
Certified |
07/01/2016 |
|
1 |
| OCC |
Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
| CME |
Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract |
02/09/2018 |
Certified |
02/09/2018 |
|
1 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members |
11/01/2022 |
Certified |
11/16/2022 |
|
2 |
| OCC |
Rule primarily applicable to securities |
07/24/2006 |
Certified |
07/24/2006 |
|
1 |
| OCC |
Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules |
06/07/2011 |
Certified |
06/07/2011 |
|
1 |
| CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its F&O Risk Procedures. |
10/22/2019 |
Certified |
11/04/2019 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 076/21 relating to a new contract naming convention for 3M SARON Futures (FSR3). |
08/26/2021 |
Certified |
09/10/2021 |
|
2 |
| OCC |
Rule primarily applicable to securities |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
| LCHLLC |
Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. |
08/05/2010 |
Certified |
08/05/2010 |
|
1 |
| NADEX |
Create CCO title and amend rulebook to reflect office and duties of CCO. |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| OCC |
Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 |
07/03/2012 |
Certified |
07/18/2012 |
|
1 |
