Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 03/05/2007 Certified 03/05/2007 1
OCC Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology 12/14/2007 Certified 12/28/2007 1
CCORP Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE 04/03/2008 Certified 04/10/2008 1
ICE NGX Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. 07/27/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
CME Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules 01/26/2015 Certified 02/09/2015 2
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 117-16 related to amendments to the Price List, a Form for using market-making accounts for proprietary trading activities, Clearing Agreements, and a Connection Agreement 09/16/2016 Certified 09/30/2016 2
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 095-18 relating to stated policy that, effective December 2018, Eurex Clearing will expand its repo clearing service to repo transactions in Specials and GC Baskets traded at the NEX Broker 11/07/2018 Certified 11/23/2018 2
LCHLTD LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members 03/11/2019 Certified 03/25/2019 1
LCHLTD LCH Limited Self-Certification: Rates Service Default Fund Cap Increase 07/05/2019 Certified 07/19/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. 10/18/2019 Certified 10/31/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor 10/28/2021 Certified 11/12/2021 2
ICE NGX RMF Changes - Enhanced Stress Testing 06/15/2022 Certified 06/30/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 034-23 related to the introduction of EurexOTC Clear Release 15.0 and corresponding updates to certain novation criteria 06/02/2023 Certified 06/16/2023 2
ICE NGX Amendments to Physical Delivery. 08/25/2023 Certified 09/11/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 096-23 related to the introduction of Bloomberg Emerging Market USD Sovereign & Sovereign Owned Index Futures and Sterling Liquid Corporate Bond Index Futures on Eurex Deutschland 01/12/2024 Certified 01/26/2024 2
OCC Rule primarily applicable to securities 12/11/2006 Certified 12/11/2006 1
CCORP Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE 12/10/2007 Certified 12/28/2007 1
CME The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. 08/11/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 2 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
ICLREU2 Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. 09/13/2012 Certified 09/28/2012 1
CME Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. 11/30/2012 Certified 09/16/2013 1
OCC Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 07/17/2013 Certified 08/01/2013 1
LCHLTD LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. 10/25/2013 Certified 11/08/2013 1
ICLREU2 ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. 06/02/2015 Certified 06/16/2015 2
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
OCC Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. 06/17/2016 Certified 07/01/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-07 related to certain default management rules 01/27/2017 Certified 02/10/2017 2
SGX-DC The amendmment is to update the Handbook to clarify that gap risk add-ons may be applied to all OTCF contracts. 03/23/2017 Certified 04/05/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 09/08/2017 Certified 09/22/2017 3
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members 08/17/2018 Certified 08/31/2018 1
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension 07/05/2019 Certified 07/19/2019 1
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 02/09/2021 Certified 02/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-21 related to the launch of futures on STOXXr Europe 600 and USA 500 Factor Indices on Eurex Deutschland 03/30/2021 Certified 04/12/2021 2
LCHLTD LCH Limited self-certification: New Brazilian national holiday 01/12/2024 Certified 01/29/2024 1
CME Application of SPAN 2 Framework to Equity Product Group 10/02/2024 Certified 10/17/2024 2
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
CME New Rule 949 regarding credit control policies 04/28/2010 Certified 05/03/2010 1
OCC Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. 04/28/2011 Certified 04/28/2011 1
LCHLTD Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service 07/19/2013 Certified 08/03/2013 1