Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
CME Modifications to CME Clearing Manual of Operations 01/30/2019 Certified 02/13/2019 2
ICLREU2 ICE Clear Europe is amending its CDS Procedures 12/23/2019 Certified 01/08/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 074/21 to adopt the 2021 ISDA Interest Rate Derivatives Definitions as part of EurexOTC Clear Release 11.3. 08/23/2021 Certified 09/07/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules related to extension of the opening hours for the SwapClear Service and the introduction of a new overnight funding account. 04/01/2022 Certified 04/15/2022 7
MIAX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 065-23 related to changes to the benchmark for interest rate calculation on cash margin in EUR and CHF and amendments to and activation of the securities collateral concentration add-on fee 10/13/2023 Certified 10/26/2023 2
ICE NGX Amendments relating to Early Delivery and Physical Invoice Available Date. 05/29/2024 Certified 06/12/2024 3
CME Concentration Margin Program Updates 10/02/2024 Certified 10/17/2024 2
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
LCHLLC New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 12/13/2016 Certified 12/28/2016 2
ICLREU2 ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. 09/12/2017 Certified 09/26/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-19 related to clarifying that Difference Claims are subject to taxes or other charges, holiday calendars, Settlement Compensation Margin, and allowing the use of a third-party account holder at CBF 03/11/2019 Certified 03/25/2019 6
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). 03/31/2021 Certified 04/14/2021 1
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain swaps and to add additional swaps. 04/01/2022 Certified 04/15/2022 3
ICLR US To extend the benefits of a cross-margining program to non-members of the exchange 12/17/2007 Certified 12/28/2007 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. 09/14/2012 Certified 09/29/2012 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
ICLREU2 ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. 10/03/2018 Certified 10/17/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
LCHLTD LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU 12/16/2020 Certified 12/31/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland 06/05/2023 Certified 06/20/2023 2
OCC Rule Certification Concerning Updates to OCCs Collateral Risk Management Policy and Margin Policy 12/04/2023 Certified 12/18/2023 2
LCHLTD LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. 05/30/2024 Certified 06/13/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 066-24 related to the introduction of Total Return Futures on STOXX Europe 600 Index and delisting of iSTOXX Collateral Index Total Return Futures on Eurex Deutschland 09/06/2024 Certified 09/19/2024 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. 01/30/2019 Certified 02/13/2019 1
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. 11/19/2019 Certified 12/04/2019 2
LCHLTD LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. 08/24/2021 Certified 09/08/2021 3
EUREX Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. 09/15/2021 Certified 09/28/2021 2
ICE NGX Certification of Investment Guidelines 12/10/2021 Certified 12/27/2021 2
MIAX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange 12/05/2023 Certified 12/18/2023 2
BCC Ownership Structure 07/03/2001 Certified 07/03/2001 0
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
CME Expansion of Modified Split Methodology 03/09/2015 Certified 03/23/2015 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
OCC Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. 03/23/2017 Certified 04/06/2017 2
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. 11/19/2019 Certified 12/04/2019 2
EUREX Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members 11/01/2022 Certified 11/16/2022 2