Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments to the ICUS Rules 07/15/2024 Certified 07/29/2024 1
ICE NGX Amendments to the Contracting Party Agreement to update and modernize provisions, specify timeframes, reflect current practices and other housekeeping. 10/03/2024 Certified 10/18/2024 1
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules 06/07/2011 Certified 06/07/2011 1
CME Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 09/14/2012 Certified 09/29/2012 1
OCC Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. 02/14/2013 Certified 03/02/2013 1
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
ICLREU2 ICE Clear Europe is proposing to amend its F&O Risk Procedures. 10/22/2019 Certified 11/04/2019 2
EUREX Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures 11/09/2020 Certified 11/24/2020 2
EUREX Proposed amendments in Eurex Clearing Circular 076/21 relating to a new contract naming convention for 3M SARON Futures (FSR3). 08/26/2021 Certified 09/10/2021 2
OCC Rule primarily applicable to securities 07/12/2006 Certified 07/12/2006 1
LCHLLC Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. 08/05/2010 Certified 08/05/2010 1
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1
OCC Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 07/03/2012 Certified 07/18/2012 1
SGX-DC Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. 01/22/2014 Certified 02/06/2014 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
OCC Proposed rule change to revise The Options Clearing Corporation's Schedule of Fees. 03/12/2019 Certified 03/26/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions 05/28/2019 Certified 06/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-20 related to the introduction of a fee for non-disclosed block trades in index options on the DAXr (ODAX), EURO STOXXr Banks (OESB) or SMIr (OSMI) 03/31/2020 Certified 04/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments 11/09/2020 Certified 11/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-21 related to launch of Daily Futures on KOSPI 200 Futures on Eurex Deutschland 02/10/2021 Certified 02/25/2021 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
ICE NGX Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. 03/05/2024 Certified 03/19/2024 1
OCC Rule primarily applicable to securities 06/26/2006 Certified 06/26/2006 1
ICLREU2 Amendments to contract terms for Brent 1st Line Swap 09/22/2011 Certified 10/07/2011 1
LCHLTD Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. 02/13/2013 Certified 03/01/2013 1
CME Notification of CME's New York Data Center classification as the primary operational backup Data Center for CME Clearing. 09/23/2013 Certified 12/20/2013 1
CME Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 03/21/2014 Certified 04/05/2014 1
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
EUREX Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures 11/09/2020 Certified 11/24/2020 2
LCHLTD LCH Limited Self-Certification: ForexClear fees update 12/16/2020 Certified 12/31/2020 1
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
LCHSA LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. 07/17/2023 Certified 07/28/2023 2
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures U.S. RIN and RVO Futures and Option on Futures Contracts. 01/15/2024 Certified 01/29/2024 2
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
CCORP Listing of Products Eligible for BOTCC-GSCC Cross-Margining 07/20/2001 Certified 07/20/2001 0
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
LCHLLC Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap 06/14/2011 Certified 06/14/2011 1
CME Introduction of FX spot, forward and swap transactions 09/23/2011 Certified 10/08/2011 2
ICLREU2 ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. 03/21/2014 Certified 04/05/2014 1
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission 11/09/2020 Certified 11/24/2020 2