| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case |
04/07/2021 |
Certified |
04/21/2021 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Operational Risk Management Policy to make certain clarifications and updates and add to its rule framework a Risk Identification Framework to provide ICE Clear Europe with a structure to explore identify and monitor risks. |
05/24/2022 |
Certified |
06/07/2022 |
|
2 |
| NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| CME |
Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| ICECC |
ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to change the calculation of single name Firm Trade notional limits to be at a Clearing Participant affiliate group level. |
05/17/2016 |
Certified |
06/01/2016 |
|
2 |
| ICLREU2 |
ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. |
02/14/2018 |
Certified |
03/01/2018 |
|
3 |
| CME |
Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps |
07/05/2018 |
Certified |
07/19/2018 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to the ForexClear clearing service. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
| OCC |
Rule Certification Concerning Implementation of Settlement Timing Changes |
05/24/2022 |
Certified |
06/08/2022 |
|
1 |
| ICE NGX |
Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. |
04/21/2023 |
Certified |
05/05/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Capital Replenishment Plan principally to reflect certain requirements under EMIR Regulatory Technical Standards. The amendments will also remove a reference to the SEC as a regulator that supervises ICE Clear Europe. |
07/16/2024 |
Certified |
07/29/2024 |
|
2 |
| ICLREU2 |
Introduction of clearing for addtional OTC contracts. |
05/13/2011 |
Certified |
05/13/2011 |
|
1 |
| NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
| OCC |
Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| CME |
Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| OCC |
Self-certification of rule changes related to the Governance Committee charter. |
10/25/2013 |
Certified |
11/12/2013 |
|
1 |
| LCHLTD |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| LCHLTD |
Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. |
07/16/2015 |
Certified |
07/29/2015 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc |
08/09/2016 |
Certified |
08/23/2016 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. |
05/31/2019 |
Certified |
06/13/2019 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. |
04/08/2021 |
Certified |
04/22/2021 |
|
3 |
| ICLREU2 |
ICE Clear Europe is amending its Operational Risk and Resilience Policy to rename its "Three Lines of Defence Model" for managing risks as the "Three Lines Model", as well as make various conforming changes. |
07/16/2024 |
Certified |
07/29/2024 |
|
2 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| ICE NGX |
Crude Oil Incentive Program |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
| CME |
CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| CME |
Amendment to Rule 971, adding a new subpart C, requiring FCM clearing members to provide CME Clearing's Audit Department with view-only access of segregated, secured/30.7 and Cleared Swaps Customer accounts at banks or trust companies; 12-282. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| MIAX |
Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
| OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. |
12/31/2015 |
Certified |
01/15/2016 |
|
2 |
| LCHLTD |
LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times |
08/10/2016 |
Certified |
08/24/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-18 related to allowin for consolidated calculation of volume rebates in futures products for Non-Clearing Members or Clearing Members that opt to have Multiple Clearing Relationships |
05/24/2018 |
Certified |
06/08/2018 |
|
2 |
| MIAX |
Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- ICE Risk Model 1 Concentration Charges |
10/04/2024 |
Certified |
10/21/2024 |
|
2 |
| NYMEX |
Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions |
02/03/2006 |
Certified |
02/10/2006 |
|
1 |
| NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| NYMEX |
International Crude and Refined Products Incentive Program; 12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
| ICLREU2 |
Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| CME |
Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. |
03/28/2013 |
Certified |
04/12/2013 |
|
1 |
| LCHLTD |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions |
06/23/2016 |
Certified |
07/08/2016 |
|
2 |
| ICECC |
ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. |
08/10/2016 |
Certified |
08/24/2016 |
|
2 |
| LCHLTD |
LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. |
05/08/2017 |
Certified |
05/22/2017 |
|
1 |
