| CCORP |
Definition of Exchange Market in Chapter 1 is amended to add the California Climate Action Registry- Climate Reserve Tons options on futures contract traded on CCFE. |
03/11/2009 |
Certified |
03/12/2009 |
|
1 |
| ICECC |
Rule changes related to the time frame under which trades must be accepted or rejected for clearing consistent with Commission Regulations 39.12(b)(7) and 23.506. |
09/20/2012 |
Certified |
10/05/2012 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is extending the eligible maturity of Overnight Index Swaps denominated in USD, EUR and GBP from 2 to 30 years. |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited has submitted for self-certification recently amended committee terms of reference. |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
| SGX-DC |
Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements |
08/12/2016 |
Certified |
08/25/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 015-20 related to Eurex Clearing's ongoing licensing process to obtain an OTC interest rate derivatives clearing license in Japan |
02/10/2020 |
Certified |
02/25/2020 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rule Book in order to offer client clearing services in respect of single name CDS to US customers of its clearing members. |
04/09/2021 |
Certified |
04/23/2021 |
|
8 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 083-22 related to launch of the Three-Month Euro STR Futures on Eurex Deutschland |
11/14/2022 |
Certified |
11/29/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 012-23 related to the following services to be offered as part of the Eurex ESG Clearing Compass: (a) ESG Portfolio Assessment and (b) ESG Visibility Hub |
03/15/2023 |
Certified |
03/29/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 048-23 related to providing for a compensation claim for certain repo transactions and clarifying the buy-in process for repo transactions |
07/17/2023 |
Certified |
07/31/2023 |
|
2 |
| OCC |
OCC is proposing to modify its rules to provide clarification regarding the applicability of certain provisions of OCC's By-Laws and Rules to the clearance and settlement of GLN 10 oz. Gold Futuress, which are proposed to be traded by NFX. SR-OCC-2013-11 |
07/25/2013 |
Certified |
08/09/2013 |
|
1 |
| CME |
Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. |
01/05/2016 |
Certified |
01/20/2016 |
|
1 |
| LCHLTD |
Change to LCH Rulebook Procedures Section 3 (Financial Transactions) to include the new Australian PPS arrangements. |
08/12/2016 |
Certified |
08/25/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 012-17 relating to clarifications for the clearing of products trading 23 hours per day and providing that the Vola Trade Service is not available for FX futures and options |
02/03/2017 |
Certified |
02/17/2017 |
|
2 |
| ICLR US |
ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract |
08/04/2017 |
Certified |
08/18/2017 |
|
2 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. |
01/02/2018 |
Certified |
01/16/2018 |
|
4 |
| CME |
Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program |
12/17/2018 |
Certified |
01/28/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-20 related to Advanced Risk Netting Units and clarifying certain clearing licenses and certain products |
04/07/2020 |
Certified |
04/21/2020 |
|
2 |
| OCC |
Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the rates conversion for benchmark reform. |
09/17/2021 |
Certified |
10/01/2021 |
|
8 |
| LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin collateral. |
03/08/2024 |
Certified |
03/21/2024 |
|
2 |
| NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
| CME |
CME OTC FX Fee Waiver Program, 12-027 |
01/17/2012 |
Certified |
02/01/2012 |
|
1 |
| CME |
Changes to CDS Manual of Operations; Changes to CDS Price Quality Auction Parameter. 13-299 |
07/25/2013 |
Certified |
08/09/2013 |
|
1 |
| LCHLTD |
Self-certification relating to implementation of a margin model floor for the EnClear Clearing Service. |
05/08/2014 |
Certified |
05/23/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of corrections to LCH.Clearnet Limited's rules and regulations. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| ICLREU2 |
To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. |
10/30/2015 |
Certified |
11/16/2015 |
|
2 |
| ICECC |
ICC proposes amendments to its Clearing Rules to comply with certain requirements of the European Union General Data Protection Regulation. |
05/24/2018 |
Certified |
06/08/2018 |
|
2 |
| ICE NGX |
Amendment to Definitions, Section 2.6, 7.2, 7.3 and Schedule "C" of the CPA |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
04/07/2020 |
Certified |
04/21/2020 |
|
2 |
| EUREX |
Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
| ICLR US |
Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
| ICLR US |
Committees; Guaranty Fund |
08/16/2001 |
Certified |
08/20/2001 |
|
0 |
| NYMEX |
Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits |
03/10/2006 |
Certified |
03/10/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
12/09/2005 |
Certified |
12/09/2005 |
|
1 |
| ICLR US |
New Rule 806 and amendments to Rule 504 - establishes new close-out mechanism in event of DCO insolvency and amendments regarding making advance intra-day calls for margin |
12/15/2009 |
Certified |
12/24/2009 |
|
1 |
| CME |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
| OCC |
Modify corporate governance structure of OCC, OCC-2012-01 |
01/20/2012 |
Certified |
02/04/2012 |
|
1 |
| NADEX |
Amendments to clarify notice of authorized trader resignation, provide for discretionary adjustment of underlying delivery month, amend title of index binary contracts for consistency, and correct typographical error in holiday product schedule guidelines |
07/26/2013 |
Certified |
08/10/2013 |
|
1 |
| CME |
Self-certification of CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes. CME 14-240 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/03/2014 |
Certified |
12/17/2014 |
|
1 |
| NODALCL |
Fee schedule for trucking freight futures |
03/14/2019 |
Certified |
03/28/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-20 related to providing that transaction fees in certain single stock dividend futures will be reduced by 50 percent and post-trade fees for single stock futures will be adjusted |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| OCC |
Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel. |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
| LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
| ICECC |
The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. |
08/31/2023 |
Certified |
09/15/2023 |
|
2 |
| NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
11/09/2005 |
Certified |
11/09/2005 |
|
1 |
| LCHLTD |
LCH submits its Clearing Relationship Agreement (CRA), Termination Agreement (TA) and Tripartite Clearing Membership Agreement (TCMA). Only the latter is not subject to a request for confidential treatment. |
09/22/2009 |
Certified |
09/25/2009 |
|
1 |
| LCHLLC |
Add defined term "Clearinghouse Approved Depositories" and amend Rule 509 to clarify ownership and control over clearing member's securities deposited to meet margin requirements and the depository custody accounts |
12/16/2009 |
Certified |
12/24/2009 |
|
1 |
