| CME |
Amendments to CME Chapters 900 ("Interest Rate Products") and 901 ("Interest Rate Swaps Contract Terms") in Connection with the Implementation of 2021 ISDA Definitions for Over-the-Counter Interest Rate Swap Products |
09/17/2021 |
Certified |
10/01/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative called "Smart Clearing", that will introduce a workflow to enable selective bulk clearing of FX Forwards transactions. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
| OCC |
OCC-2006-19 OCC Bankruptcy Procedures |
10/12/2006 |
Certified |
10/12/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
09/29/2005 |
Certified |
09/29/2005 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add ten index futures contracts that will be traded on USFE |
09/27/2007 |
Certified |
10/04/2007 |
|
1 |
| OCC |
Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes |
01/12/2009 |
Certified |
01/15/2009 |
|
1 |
| CME |
Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
| NYMEX |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
| CME |
Emergency actions taken as a result of Hurricane Sandy; 12-370. |
10/31/2012 |
Certified |
10/31/2012 |
|
1 |
| ICLR US |
Amend Default Management Procedures |
01/06/2016 |
Certified |
01/21/2016 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. |
03/29/2016 |
Certified |
04/12/2016 |
|
2 |
| CMECE |
Change to Minimum IRS Clearing Member IRS Guarantee Fund Contribution |
02/07/2017 |
Certified |
02/22/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rule changes concerning the early termination rights of LCH Clearing Members |
03/15/2019 |
Certified |
03/28/2019 |
|
1 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
05/06/2019 |
Certified |
05/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 011-21 related to amending the Price List to reflect the extension of product scope available on Eurex EnLight |
02/15/2021 |
Certified |
03/01/2021 |
|
2 |
| ICE NGX |
Amendments regarding CP Affiliates, Set-Off, Cross-Default and non-significant changes. |
04/09/2021 |
Certified |
04/23/2021 |
|
1 |
| ICLREU2 |
ICEU proposes to modify its Collateral and Haircut Procedures to include explicitly the formula used for calculating Permitted Cover value, and provide further details on the ICEU's procedures for monitoring data related to collateral valuations |
10/29/2021 |
Certified |
11/15/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to modify its Futures & Options Guaranty Fund Policy to make certain clarifications and updates |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
| ICECC |
The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. |
06/08/2023 |
Certified |
06/23/2023 |
|
2 |
| CME |
Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates (LGC) Monthly Futures |
12/08/2023 |
Certified |
12/22/2023 |
|
2 |
| OCC |
Rule primarily applicable to securities |
08/16/2005 |
Certified |
08/16/2005 |
|
1 |
| CCORP |
The definition of Exchange Market in Chapter 1 of The Clearing Corporations rules is amended to add the following product to be traded on Chicago Climate Futures Exchange, LLC: ECO-Clean Energy Index Futures. |
07/12/2007 |
Certified |
07/12/2007 |
|
1 |
| CME |
Amendment to allow clearing members to accept physical gold to meet performance bond requrements. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Amendments to Rules to comply with Dodd-Frank Act including the accomodation of clearing members that are registered futures commission merchants. |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| OCC |
Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 |
01/24/2012 |
Certified |
02/08/2012 |
|
1 |
| LCHSA |
LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. |
12/02/2015 |
Certified |
12/15/2015 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to LCH Limited's Compression Rules |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. |
11/16/2020 |
Certified |
11/30/2020 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 062/21 related to the introduction of a simplified security collateral fee scheme, JPY as a additional cash collateral currency, alignment of fee to USD, rejection right re: Eligible Margin Assets |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 025-22 related to the composition of the Equity (Index) Derivatives Liquidation Group and the discontinuation of the MSCI Dividend Futures Liquidation Group within the Default Management Process |
04/09/2022 |
Certified |
04/22/2022 |
|
2 |
| OCC |
Rule primarily applicable to securities |
07/13/2005 |
Certified |
07/13/2005 |
|
1 |
| OCC |
The proposed rule changes would amend OCC's by-laws and rules to permit OCC to clear and settle various types of binary options, including "fixed return options" proposed to be listed by the American Stock Exchange and binary options on broad-based securi |
06/28/2007 |
Certified |
06/28/2007 |
|
1 |
| NYMEX |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Replacement of IntercontinentalExchange Inc. as the operator of its OTC market by ICE Commodity Markets, LLC |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| ICLR US |
Delay to the implementation of the modifications to the ICE Clear U.S. intraday variation margin call procedures described in Submission 12-72; 12-72A. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| OCC |
Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. |
02/19/2013 |
Certified |
03/06/2013 |
|
1 |
| LCHLTD |
The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
| ICE NGX |
Amendments to CPA and Margin Methodology Guide |
04/08/2020 |
Certified |
04/22/2020 |
|
1 |
| ICECC |
ICC proposes updates to its fee schedule. |
11/16/2020 |
Certified |
12/01/2020 |
|
2 |
| OCC |
Rule primarily applicable to securities |
06/24/2005 |
Certified |
06/24/2005 |
|
1 |
| CCORP |
The definition of OTC Contract in Chapter 1 of the Clearing Corporations rules is amended to add the following OTC products to be listed for clearing:OTC SO2 Option contracts. Also adds Chapter 17 and Appendix 17A establishing the contract specification |
05/01/2007 |
Certified |
05/01/2007 |
|
1 |
| CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Amendments to facilitate the clearing of foreign exchange products |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| MIAX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Modifications to CME OTC FX Fee Waiver Program; 12-156 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
| NADEX |
Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| ICECC |
Proposed Rule 211 governing SDR reporting obligations. |
04/10/2013 |
Certified |
04/25/2013 |
|
3 |
