Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Self-Certification: Rulebook Miscellaneous Amendments 05/07/2019 Certified 05/21/2019 1
ICECC ICC proposes amendments to its Clearing Rules. 10/14/2020 Certified 10/28/2020 2
ICLREU2 ICE Clear Europe is amending Part Q, Part R and Part B of its Delivery Procedures to make clarifications and updates with respect to certain delivery specifications. 11/18/2020 Certified 12/02/2020 2
LCHLTD LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension 04/12/2021 Certified 04/23/2021 1
CME Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") 09/21/2021 Certified 10/05/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model 06/09/2023 Certified 06/26/2023 2
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Various changes to clearing fee schedule 08/03/2007 Certified 08/03/2007 1
NYMEX New rules for Chapter 7b regarding delivery. 06/24/2009 Certified 06/30/2009 1
NYMEX Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
MIAX The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. 11/02/2012 Certified 11/20/2012 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
CME Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. 06/30/2016 Certified 07/15/2016 1
LX Rulebook amendment 09/19/2017 Certified 10/03/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook provisions to ensure such provisions align with the current SwapClear environment. 05/29/2018 Certified 06/12/2018 1
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
ICLR US Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. 11/01/2019 Certified 11/18/2019 2
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules 11/01/2021 Certified 11/16/2021 3
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenor for certain swaps denominated in Singapore Dollar. 05/31/2022 Certified 06/14/2022 3
ICE NGX Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. 06/21/2022 Certified 07/06/2022 1
CCD Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change 09/16/2022 Certified 09/30/2022 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
CCORP The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. 08/01/2007 Certified 08/03/2007 1
CME Amendments to OTC substitution rule. 06/30/2009 Certified 06/30/2009 1
ICLREU2 Arrangements that would be implemented in relation to the occurrence of a restructuring event. 11/25/2011 Certified 12/10/2011 1
NYMEX Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 03/29/2012 Certified 03/29/2012 1
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
LX Operations Manual amendment 09/19/2017 Certified 10/03/2017 2
EUREX Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement 11/01/2021 Certified 11/16/2021 2
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 02/28/2022 Certified 03/14/2022 1
LCHLTD LCH is submitting for self-certification revisions to its rules to provide for the requirement for annual member testing of contingency payment arrangements. 05/31/2022 Certified 06/14/2022 3
LCHLTD Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited, a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification proposed clarifications to the ForexClear Opening Hours. 07/29/2022 Certified 08/12/2022 3
ICLR US Amendments to the ICUS Rules. 07/20/2023 Certified 08/03/2023 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
CME New rules concerning credit default swaps and amendmens to OTC clearing rules. 06/16/2009 Certified 06/30/2009 1
OCC Amendment to definition of term Adjustment Increment with respect to stock futures. 02/26/2010 Certified 03/01/2010 1
ICLREU2 Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 11/25/2011 Certified 12/10/2011 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
CME Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 03/30/2012 Certified 04/14/2012 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
LCHLTD Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM 08/15/2016 Certified 08/29/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin 06/10/2019 Certified 06/24/2019 2
MIAX Rule amendments to incorporate certain ESMA standards. 11/01/2019 Certified 11/18/2019 1