OCC |
Rule primarily applicable to securities |
12/17/2004 |
Certified |
12/17/2004 |
|
1 |
OCC |
Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. |
08/02/2013 |
Certified |
08/17/2013 |
|
1 |
ICECC |
ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. |
02/19/2016 |
Certified |
03/04/2016 |
|
3 |
LCHLTD |
LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") |
03/19/2019 |
Certified |
04/01/2019 |
|
1 |
ICLR US |
Rule changes to effect amended Guaranty Fund allocation methodology. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
MGEX |
Submitting Risk Management Manual following revisions. |
11/04/2019 |
Certified |
11/19/2019 |
|
2 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
OCC |
Rule primarily applicable to securities |
12/13/2004 |
Certified |
12/13/2004 |
|
1 |
CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
ICLREU2 |
The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s |
06/16/2017 |
Certified |
06/30/2017 |
|
2 |
OCC |
Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
SGX-DC |
The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. |
11/29/2019 |
Certified |
12/12/2019 |
|
1 |
LX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
ICECC |
ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 043-22 to the Clearing Conditions, DM Auction Rules, and Price List to reflect the Management Board of Eurex Clearing's decision to terminate certain OTC Currency Clearing Services |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
OCC |
Rule primarily applicable to securities |
11/19/2004 |
Certified |
11/19/2004 |
|
1 |
NYMEX |
Clearing contracts executed on DME |
05/30/2007 |
Certified |
06/01/2007 |
|
1 |
LCHLLC |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
LCHSA |
The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. |
11/03/2015 |
Certified |
11/18/2015 |
|
1 |
MGEX |
Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. |
03/19/2019 |
Certified |
04/02/2019 |
|
2 |
ICECC |
ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. |
07/10/2020 |
Certified |
07/24/2020 |
|
2 |
OCC |
Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle |
01/18/2024 |
Certified |
02/01/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
OCC |
Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. |
05/28/2008 |
Certified |
06/04/2008 |
|
1 |
LCHLLC |
Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral |
11/10/2010 |
Certified |
11/10/2010 |
|
1 |
CME |
Addition of CDX North American Investment Grade Index Series 16 |
03/21/2011 |
Certified |
03/21/2011 |
|
1 |
LCHLTD |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
EUREX |
Amendments to the Eurex Clearing DCO Compliance Manual |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
LCHLTD |
Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies |
05/16/2017 |
Certified |
05/30/2017 |
|
1 |
LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
ICE NGX |
Addition of eight physically-settled natural gas futures contracts |
09/08/2020 |
Certified |
09/22/2020 |
|
1 |
ICLREU2 |
ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. |
04/13/2021 |
Certified |
04/27/2021 |
|
2 |
NODALCL |
The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. |
06/03/2022 |
Certified |
06/17/2022 |
|
2 |
OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
LCHLLC |
Amendment to Rule 421 to correct a typographical error |
01/22/2009 |
Certified |
01/26/2009 |
|
1 |
CME |
Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
OCC |
Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
ICE NGX |
Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
LCHLLC |
Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
ICLREU2 |
To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. |
12/03/2015 |
Certified |
12/17/2015 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 072-18 related to introduction of renewed, stand-alone FCM Regulations, FCM Default Rules, and other amendments in order to implement Eurex Clearing's LSOC compliant offering for client clearing of swaps |
08/29/2018 |
Certified |
09/13/2018 |
|
7 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications |
12/02/2019 |
Certified |
12/16/2019 |
|
2 |
OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
CME |
Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products |
09/23/2021 |
Certified |
10/07/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House |
08/01/2022 |
Certified |
08/15/2022 |
|
2 |
CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
OCC |
OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. |
03/19/2009 |
Certified |
03/20/2009 |
|
1 |