| Chicago Mercantile Exchange Inc. |
Pending - Provisional Registration |
11/20/2012 |
CME submitted an application for SDR registration on June 7, 2012 and was provisionally registered on November 20, 2012. On June 11, 2019, the Commission issued an order amending the CME SDR provisional order of registration to add the equity asset class. CME SDR serves the following asset classes: interest rate, credit, foreign exchange, equity, and other commodities. |
36 |
| DTCC Data Repository |
Pending - Provisional Registration |
09/19/2012 |
DTCC Data Repository LLC (DDR) was provisionally registered on September 19, 2012.The Commission approved an order to add the other commodity asset class to the provisional registration of DDR on December 3, 2012. DTCC Data Repository LLC will serve as a data repository for the interest rate, credit, equity, foreign exchange and other commodity asset classes. |
31 |
| ICE Trade Vault |
Pending - Provisional Registration |
06/27/2012 |
ICE Trade Vault, LLC was provisionally registered with the Commission on June 27, 2012. ICE Trade Vault amended its Form SDR on December 17, 2012 to remove the interest rate asset class from its provisional registration. The Commission granted an order to remove the interest rate asset class from the ICE Trade Vault provisional registration on December 3, 2012. ICE Trade Vault again amended its Form SDR on May 7, 2013 to remove the foreign exchange asset class from its provisional registration. The Commission granted an order to remove the foreign exchange asset class from the ICE Trade Vault provisional registration on July 2, 2013. ICE Trade Vault serves as a swap data repository for the other commodity and credit asset classes. |
33 |
| KOR Reporting Inc |
Pending - Provisional Registration |
03/30/2022 |
KOR Reporting Inc was provisionally registered with the Commission on March 30, 2022. |
25 |
| Reval SDR, Inc. |
Withdrawn |
10/03/2012 |
Reval SDR, Inc. filed an application for SDR registration in February 2012 and intended to serve the interest rate, foreign exchange, and commodity asset classes. The review period for the application was extended on August 27, 2012, and the application was withdrawn on October 3, 2012. |
17 |
| INFX SDR, Inc. |
Withdrawn |
05/27/2014 |
INFX SDR submitted an application for SDR registration on June 8, 2012. The review period for the application was extended on December 4, 2012 and further extended on April 29, 2013 and August 27, 2013. INFX SDR intends to serve the following asset class: foreign exchange. INFX SDR withdrew its application for registration on May 27, 2014. |
17 |
| Global Trade Repository for Commodities |
Withdrawn |
10/09/2012 |
On November 1, 2011, an application was submitted on behalf of Global Trade Repository for Commodities LLC (GTR). GTR intends to provide repository services for the other commodities asset class. GTR is a subsidiary of a Dutch foundation (Global Trade Repository for Commodities Stichting) formed by DTCC Deriv/SERV LLC and EFETnet B.V. The application was withdrawn on October 9, 2012. |
18 |
| BSDR LLC |
Withdrawn |
03/21/2019 |
BSDR LLC ("BSDR") voluntarily withdrew its provisional registration on March 21st, 2019. |
35 |
