| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. |
Mandatorily ClearedFX Option |
10/17/2022 |
Certified |
10/31/2022 |
|
1 |
| TWSEF |
TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade |
MAT Determination |
05/22/2023 |
Approved |
07/07/2023 |
|
1 |
| ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
| TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
| TWSEF |
Made Available to Trade Determination for TW SEF |
MAT Determination |
04/12/2023 |
Withdrawn |
05/22/2023 |
|
1 |
| BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| LGX |
Rule modification to extend exchange hours to 24/7 |
As per product specifications (none affected as of now) |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| CBOESEF |
Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. |
1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. |
12/09/2016 |
Certified |
12/09/2016 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. |
Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. |
See Appendix A |
10/13/2014 |
Notified |
10/13/2014 |
|
1 |
| CBOESEF |
Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
USD/PEN NDF |
03/26/2021 |
Notified |
03/26/2021 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. |
CDX and iTraxx CDS indices. |
08/19/2021 |
Certified |
08/19/2021 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
| BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| CBOESEF |
Amendments to Product terms. |
LCH cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| TDERIV |
amendment of maximum tenors for certain fixed/floating IRS |
Fixed For Floating Interest Rate Swaps |
08/02/2017 |
Certified |
08/16/2017 |
|
1 |
| CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| TRAD |
Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. |
USD Interest Rate Swaps |
07/07/2020 |
Certified |
07/21/2020 |
|
1 |
| TDERIV |
Amendment of Product Terms and Conditions for Overnight Index Swaps |
Overnight Index Swaps |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| TRAD |
Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
04/15/2015 |
Certified |
04/29/2015 |
|
1 |
| TDERIV |
Amending overnight index rate on CHF OIS |
Overnight index swaps |
12/31/2017 |
Certified |
01/16/2018 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support |
Rate Swaps , EMA Swaps |
05/26/2022 |
Certified |
06/10/2022 |
|
1 |
| RF SEF |
Rule amendments to allow for voluntary clearing of certain NDF products |
|
03/11/2024 |
Certified |
03/25/2024 |
|
1 |
| LGX |
Amended Rulebook |
USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| NEXSEF |
Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) |
|
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
Chapter 12. IRS Contract Terms and Conditions |
12/20/2018 |
10 Day Review |
12/20/2018 |
|
1 |
| BGC |
Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts |
Non-Deliverable Forwards and Options |
12/05/2013 |
Certified |
12/19/2013 |
|
1 |
| GFISEF |
Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. |
Attached |
01/04/2022 |
Certified |
01/19/2022 |
|
1 |
| SWAPX |
Adds position accountability levels for interest rate swap contracts |
Interest rate swaps |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
N/A |
01/30/2015 |
Certified |
02/13/2015 |
|
1 |
| LGX |
Revised Rulebook |
All LedgerX Products |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
See filing. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| ICE SEF |
Amend minimum price fluctuation |
Markit iTraxx Europe and Crossover |
06/30/2014 |
Certified |
07/15/2014 |
|
0 |
