| TWSEF |
The Rulebook has been amended to reflect the delisting of Interest Rate Swaps- Fixed-to-Floating Canadian Dealer Offered Rate ( CDOR) |
|
07/05/2024 |
Certified |
07/05/2024 |
|
2 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. |
|
06/17/2024 |
Certified |
06/17/2024 |
|
3 |
| TRAD |
CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. |
|
05/22/2024 |
Certified |
05/22/2024 |
|
3 |
| LGX |
Clarification regarding listing of specified contracts |
|
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| TWSEF |
The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications |
|
03/28/2024 |
10 Day Review |
03/28/2024 |
|
2 |
| RF SEF |
Rule amendments to allow for voluntary clearing of certain NDF products |
|
03/11/2024 |
Certified |
03/25/2024 |
|
1 |
| TWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| DWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| BSEF |
CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook |
|
01/30/2024 |
Certified |
01/30/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| NEXSEF |
Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) |
|
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| BSEF |
BSEF Product Delisting (No Open Interest) |
|
09/08/2023 |
Certified |
09/08/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook |
|
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 |
|
08/01/2023 |
Notified |
08/01/2023 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR |
|
07/31/2023 |
Certified |
07/31/2023 |
|
1 |
| TWSEF |
TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade |
MAT Determination |
05/22/2023 |
Approved |
07/07/2023 |
|
1 |
| DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 |
|
06/29/2023 |
Certified |
06/29/2023 |
|
7 |
| RADSEF |
Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. |
|
06/27/2023 |
Certified |
06/27/2023 |
|
4 |
| RADSEF |
TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. |
|
06/21/2023 |
Certified |
06/21/2023 |
|
12 |
| TWSEF |
Made Available to Trade Determination for TW SEF |
MAT Determination |
04/12/2023 |
Withdrawn |
05/22/2023 |
|
1 |
| TWSEF |
The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. |
|
05/05/2023 |
Certified |
05/19/2023 |
|
4 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
Exhibit Q to tpSEF's Form SEF |
03/15/2023 |
Certified |
03/29/2023 |
|
2 |
| DWSEF |
Update to DW SEF IRS Fee Schedule |
IRS |
03/07/2023 |
Certified |
03/21/2023 |
|
3 |
| TWSEF |
Update to our Emerging Markets Swap Fee Schedule |
Emerging Market Currencies |
01/30/2023 |
Certified |
02/13/2023 |
|
2 |
| TWSEF |
Fee Schedule Update- Direct GUI participants |
Fee Schedule Change |
01/10/2023 |
Certified |
01/25/2023 |
|
2 |
| TWSEF |
Enhancements and changes to Rule 901 (Swap Specifications) |
Swaps |
12/21/2022 |
Certified |
01/06/2023 |
|
4 |
| AEGIS |
Amendment to Rulebook |
(Ex M) (RB) AEGIS SEF Rulebook |
12/23/2022 |
Notified |
12/23/2022 |
|
3 |
| AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
Exhibit N-1 Participant Agreement |
12/22/2022 |
Notified |
12/22/2022 |
|
2 |
| TRAD |
Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. |
Electronic Work-Up and Ad Hoc Mid-Price Match |
11/04/2022 |
Certified |
11/21/2022 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. |
Mandatorily ClearedFX Option |
10/17/2022 |
Certified |
10/31/2022 |
|
1 |
| TWSEF |
Update to our Emerging Markets Swaps Fee Schedule |
Emerging Market Currencies |
10/03/2022 |
Certified |
10/18/2022 |
|
2 |
| AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| TWSEF |
Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) |
TW SEF Fee Schedule Update |
08/31/2022 |
Certified |
09/15/2022 |
|
2 |
| ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes |
APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap |
08/22/2022 |
Notified |
08/22/2022 |
|
4 |
| TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
| SWAPX |
Clarifying changes have been made to the description of current trading protocols on SwapEx. |
Non-Deliverable Forwards |
07/14/2022 |
Certified |
07/28/2022 |
|
6 |
| TWSEF |
Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) |
TW SEF Fee Update |
07/06/2022 |
Certified |
07/20/2022 |
|
2 |
| TWSEF |
TWSEF rulebook update in response to rule 411 |
Rulebook Update - 411 Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| TWSEF |
TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support |
Rate Swaps , EMA Swaps |
05/26/2022 |
Certified |
06/10/2022 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
| TRAD |
CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 |
Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement |
03/14/2022 |
Certified |
03/28/2022 |
|
5 |
| LGX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
