| TDERIV |
Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. |
Fixed for Floating Interest Rate Swap Contracts |
02/05/2017 |
Certified |
02/17/2017 |
|
2 |
| TDERIV |
addition of 9 and 12 year tenor for MAC swaps |
Interest Rate Swaps - Market Agreed Coupon (MAC) |
08/22/2016 |
Certified |
09/06/2016 |
|
1 |
| SWAPX |
Adds position accountability levels for interest rate swap contracts |
Interest rate swaps |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| ICE SEF |
Amend minimum price fluctuation |
Markit iTraxx Europe and Crossover |
06/30/2014 |
Certified |
07/15/2014 |
|
0 |
| LGX |
Amended Operations Manual |
Operations Manual |
09/19/2017 |
Certified |
10/03/2017 |
|
3 |
| LGX |
Amended operations manual |
Operations manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |
| LGX |
Amended Rulebook |
USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| LGX |
Amending fee schedule for new participants. |
USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
| TDERIV |
Amending overnight index rate on CHF OIS |
Overnight index swaps |
12/31/2017 |
Certified |
01/16/2018 |
|
1 |
| TDERIV |
amendment of maximum tenor for MXN denominated IRS cleared at LCH |
Fixed Floating IRS |
01/30/2018 |
Certified |
02/12/2018 |
|
1 |
| TDERIV |
amendment of maximum tenors for certain fixed/floating IRS |
Fixed For Floating Interest Rate Swaps |
08/02/2017 |
Certified |
08/16/2017 |
|
1 |
| TDERIV |
Amendment of Product Terms and Conditions for Overnight Index Swaps |
Overnight Index Swaps |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| AEGIS |
Amendment to Rulebook |
(Ex M) (RB) AEGIS SEF Rulebook |
12/23/2022 |
Notified |
12/23/2022 |
|
3 |
| BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| TRAD |
Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. |
Electronic Work-Up and Ad Hoc Mid-Price Match |
11/04/2022 |
Certified |
11/21/2022 |
|
2 |
| CBOESEF |
Amendments to add additional Tenors to available Contracts. |
NDFs in BRL, CLP, CNY, COP, INR, IDR, KRW, MYR, PEN, PHP, RUB and TWD, each settling in USD. |
04/08/2019 |
Certified |
04/22/2019 |
|
1 |
| ICE SEF |
Amendments to certain contract reference codes. |
Various oil balmo swap contracts |
10/01/2018 |
Notified |
10/01/2018 |
|
4 |
| BGC |
Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts |
Non-Deliverable Forwards and Options |
12/05/2013 |
Certified |
12/19/2013 |
|
1 |
| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
See filing. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
Exhibit N-1 Participant Agreement |
12/22/2022 |
Notified |
12/22/2022 |
|
2 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
Exhibit Q to tpSEF's Form SEF |
03/15/2023 |
Certified |
03/29/2023 |
|
2 |
| NEXSEF |
Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) |
|
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| SWAPX |
Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading |
Currency Non-Deliverable Exchange Forward |
09/08/2014 |
Certified |
09/22/2014 |
|
3 |
| CBOESEF |
Amendments to Product terms. |
LCH cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| TRAD |
Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
04/15/2015 |
Certified |
04/29/2015 |
|
1 |
| BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
| TRAD |
Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class |
12/11/2015 |
Certified |
12/28/2015 |
|
2 |
| TRAD |
Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
07/07/2015 |
Certified |
07/21/2015 |
|
2 |
| TRAD |
Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. |
USD Interest Rate Swaps |
07/07/2020 |
Certified |
07/21/2020 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. |
Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to reflect the availability of swap contracts using as a reference price the Secured Overnight Financing Rate (SOFR). |
Fixed-to-Floating Swap Class; Basis Swap Class; Forward Rate Agreement Class; Overnight Index Swap Class; Fixed-to-Floating Interest Rate Swap (USD); Interest Rate Swap, Fixed/Float; Current Basis Swap, Float/Float; other products as described herein. |
06/07/2018 |
Certified |
06/21/2018 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. |
Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. |
01/06/2022 |
Certified |
01/18/2022 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. |
Mandatorily ClearedFX Option |
10/17/2022 |
Certified |
10/31/2022 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| BSEF |
BSEF Product Delisting (No Open Interest) |
|
09/08/2023 |
Certified |
09/08/2023 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to (a) add additional Tenors to Contracts having the Brazilian Real as their Reference Currency, and (b) modify the Minimum Tick Size applicable in respect of USD/MYR Currency Pair. |
NDFs (USD/BRL and USD/MYR) |
06/11/2021 |
Certified |
06/25/2021 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify Rule 510(3)(b) as it relates to the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair |
USD/PEN Currency Pair (NDF) |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. |
USD/PHP NDFs |
08/09/2021 |
Certified |
08/23/2021 |
|
1 |
| CBOESEF |
Cboe SEF is submitting this rule amendment to modify the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
NDFs, Currency Pair USD/PEN |
02/23/2021 |
Notified |
02/23/2021 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
Chapter 12. IRS Contract Terms and Conditions |
12/20/2018 |
10 Day Review |
12/20/2018 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR |
|
07/31/2023 |
Certified |
07/31/2023 |
|
1 |
| TRAD |
CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 |
Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement |
03/14/2022 |
Certified |
03/28/2022 |
|
5 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook |
|
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook |
|
01/30/2024 |
Certified |
01/30/2024 |
|
1 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 |
|
06/29/2023 |
Certified |
06/29/2023 |
|
7 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. |
|
06/17/2024 |
Certified |
06/17/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(d) - Weekly Notification of Rule Amendments |
|
11/25/2024 |
Notified |
11/25/2024 |
|
1 |
