| BSEF |
Made available-to-trade determinations for certain interest rate and credit default swap contracts. |
IRS and CDS |
12/06/2013 |
Certified |
03/09/2014 |
|
2 |
| CBOESEF |
Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 |
Certain Interest Rate Swaps |
10/19/2013 |
Certified |
01/16/2014 |
|
5 |
| TDERIV |
Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 |
Certain Interest Rate Swaps |
10/22/2013 |
Certified |
01/22/2014 |
|
1 |
| TWSEF |
Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps |
Certain Interest Rate and Credit Default Swaps |
10/28/2013 |
Certified |
01/27/2014 |
|
4 |
| TWSEF |
Made Available to Trade Determination for TW SEF |
MAT Determination |
04/12/2023 |
Withdrawn |
05/22/2023 |
|
1 |
| MKAXSEF |
Made Available to Trade Determination for Certain Credit Default Swaps |
Certain Credit Default Swaps |
10/30/2013 |
Certified |
01/28/2014 |
|
2 |
| CBOESEF |
Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. |
Interest Rate Swaps |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes |
APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap |
08/22/2022 |
Notified |
08/22/2022 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
N/A |
03/06/2015 |
Certified |
03/20/2015 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. |
All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. |
12/12/2017 |
Certified |
12/27/2017 |
|
5 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. |
2018 Trading and Holiday Schedule |
01/05/2018 |
Notified |
01/05/2018 |
|
5 |
| TWSEF |
Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) |
Rates Swaps |
01/19/2022 |
Certified |
02/02/2022 |
|
2 |
| TWSEF |
Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) |
TW SEF Fee Schedule Update |
08/31/2022 |
Certified |
09/15/2022 |
|
2 |
| TWSEF |
Fee Schedule Update- Direct GUI participants |
Fee Schedule Change |
01/10/2023 |
Certified |
01/25/2023 |
|
2 |
| TWSEF |
Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) |
TW SEF Fee Update |
07/06/2022 |
Certified |
07/20/2022 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TWSEF |
Enhancements and changes to Rule 901 (Swap Specifications) |
Swaps |
12/21/2022 |
Certified |
01/06/2023 |
|
4 |
| DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
| DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
| DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
| ICE SEF |
Delisting two (2) swap contracts |
Singapore Jet Kero vs Singapore Gasoil Swap;Singapore Jet Kero vs Singapore Gasoil Balmo Swap |
07/13/2020 |
Certified |
07/13/2020 |
|
5 |
| ICE SEF |
Delisting One Swap Contract |
Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap |
08/13/2020 |
Certified |
08/13/2020 |
|
4 |
| CMESEF |
Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. |
See filing. |
10/16/2017 |
Certified |
10/16/2017 |
|
1 |
| ICAPSEF |
Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices |
iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options |
08/07/2014 |
Certified |
08/07/2014 |
|
2 |
| SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
| ICE SEF |
Delisting 59 Contracts |
Financial Gas and Power Contracts |
04/19/2021 |
Certified |
04/19/2021 |
|
7 |
| RADSEF |
Delist and withdraw interest rate swaps |
Interest rate swaps |
03/03/2014 |
Certified |
03/03/2014 |
|
1 |
| AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| SWAPX |
Clarifying changes have been made to the description of current trading protocols on SwapEx. |
Non-Deliverable Forwards |
07/14/2022 |
Certified |
07/28/2022 |
|
6 |
| TDERIV |
clarifying amendments to Rule 1002 - MAC Interest Rate Swaps |
MAC Interest Rate Swaps |
12/19/2014 |
Notified |
12/19/2014 |
|
3 |
| LGX |
Clarification regarding listing of specified contracts |
|
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| CBOESEF |
Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair |
All Contracts (NDFs) |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| GFISEF |
Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. |
Attached |
01/04/2022 |
Certified |
01/19/2022 |
|
1 |
| TRAD |
CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. |
|
05/22/2024 |
Certified |
05/22/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 |
|
08/01/2023 |
Notified |
08/01/2023 |
|
1 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. |
|
06/17/2024 |
Certified |
06/17/2024 |
|
3 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 |
|
06/29/2023 |
Certified |
06/29/2023 |
|
7 |
| BSEF |
CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook |
|
01/30/2024 |
Certified |
01/30/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook |
|
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
| TRAD |
CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 |
Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement |
03/14/2022 |
Certified |
03/28/2022 |
|
5 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR |
|
07/31/2023 |
Certified |
07/31/2023 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
Chapter 12. IRS Contract Terms and Conditions |
12/20/2018 |
10 Day Review |
12/20/2018 |
|
1 |
| CBOESEF |
Cboe SEF is submitting this rule amendment to modify the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
NDFs, Currency Pair USD/PEN |
02/23/2021 |
Notified |
02/23/2021 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. |
USD/PHP NDFs |
08/09/2021 |
Certified |
08/23/2021 |
|
1 |
