Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
CBOESEF Cboe SEF has made certain amendments to its rulebook to modify Rule 510(3)(b) as it relates to the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair USD/PEN Currency Pair (NDF) 10/21/2020 Notified 10/21/2020 1
CBOESEF Cboe SEF has made certain amendments to its rulebook to (a) add additional Tenors to Contracts having the Brazilian Real as their Reference Currency, and (b) modify the Minimum Tick Size applicable in respect of USD/MYR Currency Pair. NDFs (USD/BRL and USD/MYR) 06/11/2021 Certified 06/25/2021 1
BSEF BSEF Product Delisting (No Open Interest) 09/08/2023 Certified 09/08/2023 1
BSEF Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission 11/01/2022 Certified 11/10/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. Mandatorily ClearedFX Option 10/17/2022 Certified 10/31/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. 01/06/2022 Certified 01/18/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to reflect the availability of swap contracts using as a reference price the Secured Overnight Financing Rate (SOFR). Fixed-to-Floating Swap Class; Basis Swap Class; Forward Rate Agreement Class; Overnight Index Swap Class; Fixed-to-Floating Interest Rate Swap (USD); Interest Rate Swap, Fixed/Float; Current Basis Swap, Float/Float; other products as described herein. 06/07/2018 Certified 06/21/2018 1
BGC BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption 12/14/2020 Certified 12/29/2020 1
TRAD Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. USD Interest Rate Swaps 07/07/2020 Certified 07/21/2020 1
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
ICE SEF Amendments to trading hours and other minor product rule amendments Swaps 02/12/2014 Certified 02/27/2014 1
BSEF Amendments to swap contracts Swap contracts 12/05/2013 Certified 12/20/2013 1
TRAD Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 04/15/2015 Certified 04/29/2015 1
CBOESEF Amendments to Product terms. LCH cleared IRS products. 12/31/2015 Certified 01/15/2016 1
SWAPX Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading Currency Non-Deliverable Exchange Forward 09/08/2014 Certified 09/22/2014 3
NEXSEF Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) 10/24/2023 Certified 11/07/2023 1
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
CMESEF Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. See filing. 07/11/2018 Certified 07/25/2018 1
BGC Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts Non-Deliverable Forwards and Options 12/05/2013 Certified 12/19/2013 1
ICE SEF Amendments to certain contract reference codes. Various oil balmo swap contracts 10/01/2018 Notified 10/01/2018 4
CBOESEF Amendments to add additional Tenors to available Contracts. NDFs in BRL, CLP, CNY, COP, INR, IDR, KRW, MYR, PEN, PHP, RUB and TWD, each settling in USD. 04/08/2019 Certified 04/22/2019 1
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
BGC Amendment to the terms and conditions of the Equity Index Swap contract Broad Market Index Equity Derivative Product 06/02/2015 Certified 06/16/2015 1
AEGIS Amendment to Rulebook (Ex M) (RB) AEGIS SEF Rulebook 12/23/2022 Notified 12/23/2022 3
TDERIV Amendment of Product Terms and Conditions for Overnight Index Swaps Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1
TDERIV amendment of maximum tenors for certain fixed/floating IRS Fixed For Floating Interest Rate Swaps 08/02/2017 Certified 08/16/2017 1
TDERIV amendment of maximum tenor for MXN denominated IRS cleared at LCH Fixed Floating IRS 01/30/2018 Certified 02/12/2018 1
TDERIV Amending overnight index rate on CHF OIS Overnight index swaps 12/31/2017 Certified 01/16/2018 1
LGX Amending fee schedule for new participants. USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps 01/03/2019 Notified 01/03/2019 2
LGX Amended Rulebook USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps 09/19/2017 Certified 10/03/2017 1
LGX Amended Operations Manual Operations Manual 09/19/2017 Certified 10/03/2017 3
LGX Amended operations manual Operations manual 09/21/2017 Certified 10/05/2017 2
ICE SEF Amend minimum price fluctuation Markit iTraxx Europe and Crossover 06/30/2014 Certified 07/15/2014 0
SWAPX Adds position accountability levels for interest rate swap contracts Interest rate swaps 01/22/2014 Certified 07/29/2014 1
TDERIV addition of 9 and 12 year tenor for MAC swaps Interest Rate Swaps - Market Agreed Coupon (MAC) 08/22/2016 Certified 09/06/2016 1
TDERIV Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. Fixed for Floating Interest Rate Swap Contracts 02/05/2017 Certified 02/17/2017 2