| AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
Exhibit N-1 Participant Agreement |
12/22/2022 |
Notified |
12/22/2022 |
|
2 |
| AEGIS |
Amendment to Rulebook |
(Ex M) (RB) AEGIS SEF Rulebook |
12/23/2022 |
Notified |
12/23/2022 |
|
3 |
| AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. |
Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. |
01/06/2022 |
Certified |
01/18/2022 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to reflect the availability of swap contracts using as a reference price the Secured Overnight Financing Rate (SOFR). |
Fixed-to-Floating Swap Class; Basis Swap Class; Forward Rate Agreement Class; Overnight Index Swap Class; Fixed-to-Floating Interest Rate Swap (USD); Interest Rate Swap, Fixed/Float; Current Basis Swap, Float/Float; other products as described herein. |
06/07/2018 |
Certified |
06/21/2018 |
|
1 |
| BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
|
09/18/2014 |
Certified |
10/02/2014 |
|
4 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. |
Mandatorily ClearedFX Option |
10/17/2022 |
Certified |
10/31/2022 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. |
Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| BGC |
Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts |
Non-Deliverable Forwards and Options |
12/05/2013 |
Certified |
12/19/2013 |
|
1 |
| BSEF |
BSEF Product Delisting (No Open Interest) |
|
09/08/2023 |
Certified |
09/08/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook |
|
01/30/2024 |
Certified |
01/30/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook |
|
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 |
|
08/01/2023 |
Notified |
08/01/2023 |
|
1 |
| BSEF |
Made available-to-trade determinations for certain interest rate and credit default swap contracts. |
IRS and CDS |
12/06/2013 |
Certified |
03/09/2014 |
|
2 |
| BSEF |
The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
GBP LIBOR Fixed-to-Floating Contract |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| BSEF |
CFTC Regulation 40.6(d) - Weekly Notification of Rule Amendments |
|
11/25/2024 |
Notified |
11/25/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
N/A |
01/30/2015 |
Certified |
02/13/2015 |
|
1 |
| CBOESEF |
Cboe SEF is submitting this rule amendment to modify the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
NDFs, Currency Pair USD/PEN |
02/23/2021 |
Notified |
02/23/2021 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify Rule 510(3)(b) as it relates to the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair |
USD/PEN Currency Pair (NDF) |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
| CBOESEF |
Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair |
All Contracts (NDFs) |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to (a) add additional Tenors to Contracts having the Brazilian Real as their Reference Currency, and (b) modify the Minimum Tick Size applicable in respect of USD/MYR Currency Pair. |
NDFs (USD/BRL and USD/MYR) |
06/11/2021 |
Certified |
06/25/2021 |
|
1 |
| CBOESEF |
Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 |
Certain Interest Rate Swaps |
10/19/2013 |
Certified |
01/16/2014 |
|
5 |
| CBOESEF |
Amendments to add additional Tenors to available Contracts. |
NDFs in BRL, CLP, CNY, COP, INR, IDR, KRW, MYR, PEN, PHP, RUB and TWD, each settling in USD. |
04/08/2019 |
Certified |
04/22/2019 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. |
USD/PHP NDFs |
08/09/2021 |
Certified |
08/23/2021 |
|
1 |
| CBOESEF |
Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. |
Interest Rate Swaps |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
| CBOESEF |
Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. |
1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. |
12/09/2016 |
Certified |
12/09/2016 |
|
1 |
| CBOESEF |
Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
USD/PEN NDF |
03/26/2021 |
Notified |
03/26/2021 |
|
1 |
| CBOESEF |
Amendments to Product terms. |
LCH cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| CMESEF |
Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. |
See filing. |
10/16/2017 |
Certified |
10/16/2017 |
|
1 |
| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
See filing. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
| DWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
| DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
| DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| DWSEF |
Update to DW SEF IRS Fee Schedule |
IRS |
03/07/2023 |
Certified |
03/21/2023 |
|
3 |
| DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| GFISEF |
Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. |
Attached |
01/04/2022 |
Certified |
01/19/2022 |
|
1 |
