Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
TDERIV amendment of maximum tenor for MXN denominated IRS cleared at LCH Fixed Floating IRS 01/30/2018 Certified 02/12/2018 1
TDERIV amendment of maximum tenors for certain fixed/floating IRS Fixed For Floating Interest Rate Swaps 08/02/2017 Certified 08/16/2017 1
TDERIV Amendment of Product Terms and Conditions for Overnight Index Swaps Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1
TDERIV Amending overnight index rate on CHF OIS Overnight index swaps 12/31/2017 Certified 01/16/2018 1
TDERIV clarifying amendments to Rule 1002 - MAC Interest Rate Swaps MAC Interest Rate Swaps 12/19/2014 Notified 12/19/2014 3
TDERIV Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. Fixed for Floating Interest Rate Swap Contracts 02/05/2017 Certified 02/17/2017 2
TPSEF This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. Equity Index Swaps and Equity Index Variance Swaps 08/29/2014 Notified 08/29/2014 1
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
TRAD Revised formula for calculating actual realized daily volatility of Volatility Swaps. Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. 06/17/2024 Certified 06/17/2024 3
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
TRAD CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement 03/14/2022 Certified 03/28/2022 5
TRAD CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. 05/22/2024 Certified 05/22/2024 3
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
TRAD Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. USD Interest Rate Swaps 07/07/2020 Certified 07/21/2020 1
TRAD Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 04/15/2015 Certified 04/29/2015 1
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
TWSEF The Rulebook has been amended to delist various swaps contracts Swaps 02/03/2022 Certified 02/03/2022 4
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
TWSEF The Rulebook has been amended to reflect the delisting of Interest Rate Swaps- Fixed-to-Floating Canadian Dealer Offered Rate ( CDOR) 07/05/2024 Certified 07/05/2024 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TWSEF TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support Rate Swaps , EMA Swaps 05/26/2022 Certified 06/10/2022 1
TWSEF TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 05/26/2022 Certified 06/10/2022 2
TWSEF Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps Certain Interest Rate and Credit Default Swaps 10/28/2013 Certified 01/27/2014 4
TWSEF TWSEF rulebook update in response to rule 411 Rulebook Update - 411 Block Trades 06/02/2022 Certified 06/16/2022 4