| RADSEF |
Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. |
|
06/27/2023 |
Certified |
06/27/2023 |
|
4 |
| RADSEF |
Delist and withdraw interest rate swaps |
Interest rate swaps |
03/03/2014 |
Certified |
03/03/2014 |
|
1 |
| RADSEF |
Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission |
CAD LIBOR Fixed for Float IRS |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
| RADSEF |
Notification of a typographical error in its NOK LIBOR Fixed for Float IRS |
NOK LIBOR Fixed for Float |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
| NEXSEF |
Market Regulation Advisory Notice 2019-02 |
Non Deliverable Forwards |
07/02/2019 |
Certified |
07/17/2019 |
|
3 |
| NEXSEF |
Weekly Notification of Rule Amendments |
Non Deliverable Forwards and FX Options |
04/30/2019 |
Notified |
04/30/2019 |
|
3 |
| NEXSEF |
Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) |
|
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. |
See Appendix A |
10/13/2014 |
Notified |
10/13/2014 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. |
CDX and iTraxx CDS indices. |
08/19/2021 |
Certified |
08/19/2021 |
|
1 |
| MKAXSEF |
Made Available to Trade Determination for Certain Credit Default Swaps |
Certain Credit Default Swaps |
10/30/2013 |
Certified |
01/28/2014 |
|
2 |
| LGX |
Amending fee schedule for new participants. |
USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
| LGX |
This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. |
USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. |
02/23/2021 |
Certified |
03/09/2021 |
|
1 |
| LGX |
Clarification regarding listing of specified contracts |
|
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| LGX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| LGX |
Rule modification to extend exchange hours to 24/7 |
As per product specifications (none affected as of now) |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| LGX |
Amended Rulebook |
USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| LGX |
Amended Operations Manual |
Operations Manual |
09/19/2017 |
Certified |
10/03/2017 |
|
3 |
| LGX |
Amended operations manual |
Operations manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |
| LGX |
Revised Rulebook |
All LedgerX Products |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR |
|
07/31/2023 |
Certified |
07/31/2023 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
Chapter 12. IRS Contract Terms and Conditions |
12/20/2018 |
10 Day Review |
12/20/2018 |
|
1 |
| IGDL |
Rule 40.6(a) delisting of swaps with no open interest |
Rules 801(1), 801(2), 801(4), 801(5) and 801(6) |
01/20/2016 |
Certified |
01/20/2016 |
|
2 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. |
2018 Trading and Holiday Schedule |
01/05/2018 |
Notified |
01/05/2018 |
|
5 |
| ICE SEF |
Product Name Change & Terms Modification |
USAC HSFO vs USGC HSFO Fuel Oil Swap |
01/05/2021 |
Notified |
01/05/2021 |
|
4 |
| ICE SEF |
Delisting 59 Contracts |
Financial Gas and Power Contracts |
04/19/2021 |
Certified |
04/19/2021 |
|
7 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. |
All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. |
12/12/2017 |
Certified |
12/27/2017 |
|
5 |
| ICE SEF |
Amend minimum price fluctuation |
Markit iTraxx Europe and Crossover |
06/30/2014 |
Certified |
07/15/2014 |
|
0 |
| ICE SEF |
Delisting One Swap Contract |
Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap |
08/13/2020 |
Certified |
08/13/2020 |
|
4 |
| ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
N/A |
03/06/2015 |
Certified |
03/20/2015 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes |
APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap |
08/22/2022 |
Notified |
08/22/2022 |
|
4 |
| ICE SEF |
Amendments to certain contract reference codes. |
Various oil balmo swap contracts |
10/01/2018 |
Notified |
10/01/2018 |
|
4 |
| ICE SEF |
Modification of Contract Names |
APAC LNG Derivatives; APAC WIM LNG Derivatives |
09/15/2021 |
Notified |
09/15/2021 |
|
4 |
| ICE SEF |
Weekly Notification of Rule Amendments |
Daily CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs Second Month BFOE Swap |
02/16/2018 |
Notified |
02/16/2018 |
|
4 |
| ICE SEF |
Delisting two (2) swap contracts |
Singapore Jet Kero vs Singapore Gasoil Swap;Singapore Jet Kero vs Singapore Gasoil Balmo Swap |
07/13/2020 |
Certified |
07/13/2020 |
|
5 |
| ICAPSEF |
Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards |
Non Directional Forwards |
04/11/2016 |
Certified |
04/25/2016 |
|
3 |
| ICAPSEF |
Weekly Notification of Rule Amendments |
IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps |
08/06/2014 |
Notified |
08/06/2014 |
|
2 |
| ICAPSEF |
Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices |
iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options |
08/07/2014 |
Certified |
08/07/2014 |
|
2 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| GFISEF |
Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. |
Attached |
01/04/2022 |
Certified |
01/19/2022 |
|
1 |
| DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
| DWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
| DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
| DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| DWSEF |
Update to DW SEF IRS Fee Schedule |
IRS |
03/07/2023 |
Certified |
03/21/2023 |
|
3 |
| DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| CMESEF |
Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. |
See filing. |
10/16/2017 |
Certified |
10/16/2017 |
|
1 |
| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
See filing. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
