| DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
| LGX |
Clarification regarding listing of specified contracts |
|
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| BSEF |
BSEF Product Delisting (No Open Interest) |
|
09/08/2023 |
Certified |
09/08/2023 |
|
1 |
| RADSEF |
TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. |
|
06/21/2023 |
Certified |
06/21/2023 |
|
12 |
| TWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| DWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| RADSEF |
Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. |
|
06/27/2023 |
Certified |
06/27/2023 |
|
4 |
| BSEF |
CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook |
|
01/30/2024 |
Certified |
01/30/2024 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR |
|
07/31/2023 |
Certified |
07/31/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook |
|
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 |
|
08/01/2023 |
Notified |
08/01/2023 |
|
1 |
| TWSEF |
The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. |
|
05/05/2023 |
Certified |
05/19/2023 |
|
4 |
| BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
|
09/18/2014 |
Certified |
10/02/2014 |
|
4 |
| TWSEF |
The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications |
|
03/28/2024 |
10 Day Review |
03/28/2024 |
|
2 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. |
|
06/17/2024 |
Certified |
06/17/2024 |
|
3 |
| DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
| TRAD |
CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 |
|
06/29/2023 |
Certified |
06/29/2023 |
|
7 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TRAD |
CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. |
|
05/22/2024 |
Certified |
05/22/2024 |
|
3 |
| TWSEF |
The Rulebook has been amended to reflect the delisting of Interest Rate Swaps- Fixed-to-Floating Canadian Dealer Offered Rate ( CDOR) |
|
07/05/2024 |
Certified |
07/05/2024 |
|
2 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| BSEF |
CFTC Regulation 40.6(d) - Weekly Notification of Rule Amendments |
|
11/25/2024 |
Notified |
11/25/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| RTX |
RTX Fintech & Research amended fee schedule |
|
11/26/2024 |
10 Day Review |
11/26/2024 |
|
1 |
| RF SEF |
Rule amendments to allow for voluntary clearing of certain NDF products |
|
03/11/2024 |
Certified |
03/25/2024 |
|
1 |
| NEXSEF |
Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) |
|
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| AEGIS |
Amendment to Rulebook |
(Ex M) (RB) AEGIS SEF Rulebook |
12/23/2022 |
Notified |
12/23/2022 |
|
3 |
| CBOESEF |
Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. |
1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. |
12/09/2016 |
Certified |
12/09/2016 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. |
2018 Trading and Holiday Schedule |
01/05/2018 |
Notified |
01/05/2018 |
|
5 |
| AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. |
All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. |
12/12/2017 |
Certified |
12/27/2017 |
|
5 |
| CBOESEF |
Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair |
All Contracts (NDFs) |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| LGX |
Revised Rulebook |
All LedgerX Products |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes |
APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap |
08/22/2022 |
Notified |
08/22/2022 |
|
4 |
| ICE SEF |
Modification of Contract Names |
APAC LNG Derivatives; APAC WIM LNG Derivatives |
09/15/2021 |
Notified |
09/15/2021 |
|
4 |
| LGX |
Rule modification to extend exchange hours to 24/7 |
As per product specifications (none affected as of now) |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| GFISEF |
Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. |
Attached |
01/04/2022 |
Certified |
01/19/2022 |
|
1 |
| DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| RADSEF |
Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission |
CAD LIBOR Fixed for Float IRS |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
| TWSEF |
TWSEF Fee Update - CDS |
CDS |
01/19/2022 |
Certified |
02/02/2022 |
|
2 |
| MKAXSEF |
MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. |
CDX and iTraxx CDS indices. |
08/19/2021 |
Certified |
08/19/2021 |
|
1 |
| MKAXSEF |
Made Available to Trade Determination for Certain Credit Default Swaps |
Certain Credit Default Swaps |
10/30/2013 |
Certified |
01/28/2014 |
|
2 |
| TWSEF |
Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps |
Certain Interest Rate and Credit Default Swaps |
10/28/2013 |
Certified |
01/27/2014 |
|
4 |
| TDERIV |
Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 |
Certain Interest Rate Swaps |
10/22/2013 |
Certified |
01/22/2014 |
|
1 |
| CBOESEF |
Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 |
Certain Interest Rate Swaps |
10/19/2013 |
Certified |
01/16/2014 |
|
5 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
Chapter 12. IRS Contract Terms and Conditions |
12/20/2018 |
10 Day Review |
12/20/2018 |
|
1 |
| CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. |
Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
