Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
BSEF The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. GBP LIBOR Fixed-to-Floating Contract 09/30/2014 Certified 10/15/2014 1
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
BSEF The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (CME) 09/30/2014 Certified 10/15/2014 1
CMESEF Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. See filing. 10/16/2017 Certified 10/16/2017 1
BSEF The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (LCH) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (CME) 09/30/2014 Certified 10/15/2014 1
AEGIS Amendment to Rulebook (Ex M) (RB) AEGIS SEF Rulebook 12/23/2022 Notified 12/23/2022 3
BSEF The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (LCH) 09/30/2014 Certified 10/15/2014 1
CBOESEF Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. USD/PHP NDFs 08/09/2021 Certified 08/23/2021 1
ICE SEF Delisting One Swap Contract Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap 08/13/2020 Certified 08/13/2020 4
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
DWSEF DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) Regulatory Oversight Committee and Swap Specifications 02/02/2022 Certified 02/16/2022 4
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
TWSEF The Rulebook has been amended to delist various swaps contracts Swaps 02/03/2022 Certified 02/03/2022 4
TRAD CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. 05/22/2024 Certified 05/22/2024 3
TDERIV amendment of maximum tenor for MXN denominated IRS cleared at LCH Fixed Floating IRS 01/30/2018 Certified 02/12/2018 1
SWAPX Clarifying changes have been made to the description of current trading protocols on SwapEx. Non-Deliverable Forwards 07/14/2022 Certified 07/28/2022 6
DWSEF DW SEF LLC Amendment of Rule 901 (Swap Specifications) Swap Specifications 02/04/2022 Certified 02/18/2022 4
AEGIS Contract Accountability Levels Table AEGIS SEF Product Listings Rule 1000-1508 09/01/2022 Certified 09/16/2022 2
CBOESEF Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. Interest Rate Swaps 05/15/2015 Certified 06/01/2015 1
DWSEF Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY 02/04/2022 Certified 02/18/2022 2
RADSEF Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission CAD LIBOR Fixed for Float IRS 03/10/2014 Certified 03/25/2014 1
RADSEF Notification of a typographical error in its NOK LIBOR Fixed for Float IRS NOK LIBOR Fixed for Float 03/10/2014 Certified 03/25/2014 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. Mandatorily ClearedFX Option 10/17/2022 Certified 10/31/2022 1
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
ICE SEF Amendments to trading hours and other minor product rule amendments Swaps 02/12/2014 Certified 02/27/2014 1
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
BSEF Amendments to swap contracts Swap contracts 12/05/2013 Certified 12/20/2013 1
LGX Rule modification to extend exchange hours to 24/7 As per product specifications (none affected as of now) 10/20/2017 Certified 11/03/2017 1
CBOESEF Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. 1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. 12/09/2016 Certified 12/09/2016 1
BGC BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption 12/14/2020 Certified 12/29/2020 1
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
MKAXSEF MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. See Appendix A 10/13/2014 Notified 10/13/2014 1
CBOESEF Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. USD/PEN NDF 03/26/2021 Notified 03/26/2021 1
TWSEF The Rulebook has been amended to reflect the delisting of Interest Rate Swaps- Fixed-to-Floating Canadian Dealer Offered Rate ( CDOR) 07/05/2024 Certified 07/05/2024 2
MKAXSEF MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. CDX and iTraxx CDS indices. 08/19/2021 Certified 08/19/2021 1
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
DWSEF Update to DW SEF IRS Fee Schedule IRS 03/07/2023 Certified 03/21/2023 3
SWAPX Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading Currency Non-Deliverable Exchange Forward 09/08/2014 Certified 09/22/2014 3
ICE SEF ICE Swap Trade, LLC is revising its Error Trade Policy. N/A 03/06/2015 Certified 03/20/2015 4
ICE SEF ICE Swap Trade, LLC's weekly notification of rule changes APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap 08/22/2022 Notified 08/22/2022 4
NEXSEF Market Regulation Advisory Notice 2019-02 Non Deliverable Forwards 07/02/2019 Certified 07/17/2019 3
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 08/23/2023 Certified 09/07/2023 1
ICE SEF Amendments to certain contract reference codes. Various oil balmo swap contracts 10/01/2018 Notified 10/01/2018 4
GFISEF Submission for changes to Rule 505. The submission applies to all products that execute on GFI SEF. 10/31/2022 Certified 11/09/2022 1
SWAPX Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. 06/02/2015 Certified 06/02/2015 1
BGC Amendment to the terms and conditions of the Equity Index Swap contract Broad Market Index Equity Derivative Product 06/02/2015 Certified 06/16/2015 1