Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
ICE SEF ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. 2018 Trading and Holiday Schedule 01/05/2018 Notified 01/05/2018 5
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
LGX Amending fee schedule for new participants. USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps 01/03/2019 Notified 01/03/2019 2
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. 01/06/2022 Certified 01/18/2022 1
CBOESEF Cboe SEF is submitting this rule amendment to modify the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. NDFs, Currency Pair USD/PEN 02/23/2021 Notified 02/23/2021 1
LGX This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. 02/23/2021 Certified 03/09/2021 1
LGX Clarification regarding listing of specified contracts 03/15/2024 Certified 03/29/2024 3
CBOESEF Cboe SEF has made certain amendments to its rulebook to modify Rule 510(3)(b) as it relates to the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair USD/PEN Currency Pair (NDF) 10/21/2020 Notified 10/21/2020 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to reflect the availability of swap contracts using as a reference price the Secured Overnight Financing Rate (SOFR). Fixed-to-Floating Swap Class; Basis Swap Class; Forward Rate Agreement Class; Overnight Index Swap Class; Fixed-to-Floating Interest Rate Swap (USD); Interest Rate Swap, Fixed/Float; Current Basis Swap, Float/Float; other products as described herein. 06/07/2018 Certified 06/21/2018 1
ICE SEF Product Name Change & Terms Modification USAC HSFO vs USGC HSFO Fuel Oil Swap 01/05/2021 Notified 01/05/2021 4
BSEF BSEF Product Delisting (No Open Interest) 09/08/2023 Certified 09/08/2023 1
RADSEF TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
DWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
ICAPSEF Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards Non Directional Forwards 04/11/2016 Certified 04/25/2016 3
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
ICE SEF Delisting 59 Contracts Financial Gas and Power Contracts 04/19/2021 Certified 04/19/2021 7
CBOESEF Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair All Contracts (NDFs) 03/05/2018 Certified 03/19/2018 1
TDERIV addition of 9 and 12 year tenor for MAC swaps Interest Rate Swaps - Market Agreed Coupon (MAC) 08/22/2016 Certified 09/06/2016 1
CBOESEF Cboe SEF has made certain amendments to its rulebook to (a) add additional Tenors to Contracts having the Brazilian Real as their Reference Currency, and (b) modify the Minimum Tick Size applicable in respect of USD/MYR Currency Pair. NDFs (USD/BRL and USD/MYR) 06/11/2021 Certified 06/25/2021 1
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
RADSEF Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
BSEF CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook 01/30/2024 Certified 01/30/2024 1
TRAD Revised formula for calculating actual realized daily volatility of Volatility Swaps. Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
LGX Updates to Participant Agreement, User Agreement, and Privacy Policy Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR 07/31/2023 Certified 07/31/2023 1
TDERIV Notice to delist Interest Rate Swap products from the trueEX SEF Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements 07/18/2019 Certified 07/18/2019 1
TDERIV Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 Certain Interest Rate Swaps 10/22/2013 Certified 01/22/2014 1
CBOESEF Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 Certain Interest Rate Swaps 10/19/2013 Certified 01/16/2014 5
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook 08/01/2023 Certified 08/15/2023 1
BSEF CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 08/01/2023 Notified 08/01/2023 1
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
BGC The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. 09/18/2014 Certified 10/02/2014 4
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. 12/12/2017 Certified 12/27/2017 5
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
CBOESEF Amendments to add additional Tenors to available Contracts. NDFs in BRL, CLP, CNY, COP, INR, IDR, KRW, MYR, PEN, PHP, RUB and TWD, each settling in USD. 04/08/2019 Certified 04/22/2019 1
BSEF Made available-to-trade determinations for certain interest rate and credit default swap contracts. IRS and CDS 12/06/2013 Certified 03/09/2014 2
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
SWAPX Withdrawl and delist swap contracts LIBOR-based swaps 02/26/2014 Certified 02/26/2014 1
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
IGDL Rule 40.6(a) delisting of swaps with no open interest Rules 801(1), 801(2), 801(4), 801(5) and 801(6) 01/20/2016 Certified 01/20/2016 2
ICE SEF Amend minimum price fluctuation Markit iTraxx Europe and Crossover 06/30/2014 Certified 07/15/2014 0
TRAD CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. 06/17/2024 Certified 06/17/2024 3
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
RADSEF Delist and withdraw interest rate swaps Interest rate swaps 03/03/2014 Certified 03/03/2014 1
TRAD CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement 03/14/2022 Certified 03/28/2022 5
TPSEF This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. Equity Index Swaps and Equity Index Variance Swaps 08/29/2014 Notified 08/29/2014 1