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Swap Execution Facility Rules
Search Swap Execution Facility Rules using the following criteria
Organization
ALL
360T
AEGIS
BGC
BSEF
CBOESEF
CMESEF
CMSEF
DWSEF
FTSEF
GFISEF
GTX
ICAPSEF
ICE SEF
IGDL
INFXSEF
ISBV
LATAM
LGX
MKAXSEF
NEXSEF
RADSEF
RF SEF
RTX
SEED CX
SPECTR
SWAPX
TDERIV
TPSEF
TRAD
TWSEF
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
360T
terminology update
03/24/2023
Certified
04/07/2023
7
IGDL
Revised Facility Rulebook
04/23/2015
Certified
05/07/2015
7
BGC
Resubmission of Rule 505 - Contract Specifications are being amended to provide that persons entering into pre-discussed trades or cross trades in the specified Interest Rate Swaps, must wait at least 5 seconds after the Initial Order. BGC #2013-03
01/30/2014
Certified
07/29/2014
7
MKAXSEF
MarketAxess SEF Corporation has updated its Rulebook, Fee Schedule and Exhibit Q-2 to reflect recentdevelopments and provide clarity.
01/13/2015
Certified
01/28/2015
7
NEXSEF
Amendment to Facility Rulebook
05/31/2017
Certified
06/14/2017
7
360T
Revision of Rulebook and User Guides.
09/13/2016
Certified
09/27/2016
7
IGDL
Revised Rulebook
05/28/2015
Certified
06/11/2015
7
ICAPSEF
Revised Rulebook
05/28/2015
Certified
06/11/2015
7
ICAPSEF
Amended Rulebook
09/23/2016
Certified
10/07/2016
7
ISBV
iSwap Euro B.V. hereby submits certain amendments to its Rulebook.
04/20/2021
Certified
05/04/2021
8
NEXSEF
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration
03/08/2022
Certified
03/22/2022
8
ISBV
iSwap Euro B.V. hereby submits a notification regarding products listed for trading andamendments to its Rulebook related to the definition of a "Business Day" and revisions toRule 18.4.
12/16/2020
Certified
12/31/2020
8
360T
The 360T Rulebook has been amended in response to regulatory development. Added Rule 527 (Post-Trade Name Give-Up).
11/12/2020
Certified
11/27/2020
8
IGDL
Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants.
07/11/2016
Certified
07/25/2016
9
ICAPSEF
Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants.
07/11/2016
Certified
07/25/2016
9
SWAPX
Amendments and updates to various rules.
12/14/2015
Certified
12/29/2015
10
ISBV
Updated Rulebook with amendments to Orderbook market appendix and Targeted Streaming market appendix. Targeted Streaming market to be removed as a transaction method from SEF.
06/29/2023
Certified
07/14/2023
11
ICE SEF
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules.
04/05/2016
Certified
04/19/2016
12
ISBV
iSwap Euro B.V. hereby submits certain amendments to its Rulebook.
02/25/2021
Certified
03/11/2021
12
TWSEF
Revised and amended Rulebook for TW SEF LLC.
07/29/2014
Certified
08/12/2014
13
DWSEF
Revised and amended Rulebook for DW SEF LLC.
07/29/2014
Certified
08/12/2014
13
360T
Revision of Rulebook and User Guides
11/26/2015
Certified
12/09/2015
14
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